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FFIEC IT Examination Handbook
United States (FRB, FDIC, NCUA, OCC and state banking supervisors)
vTen current booklets as at March 2026: Audit 2012, Business Continuity Management 2019, Development, Acquisition, and Maintenance 2024, Information Security 2016, Management 2015, Architecture, Infrastructure, and Operations 2021, Outsourcing Technology Services 2004, Retail Payment Systems 2016, Supervision of Technology Service Providers 2012, Wholesale Payment Systems 2004
10 domains
348 controls
The FFIEC Information Technology Examination Handbook is the guidance the federal financial institution regulators' examiners use to assess institutions' and service providers' information technology, across its booklets: Architecture, Infrastructure and Operations (2021), Business Continuity Management (2019), Development, Acquisition and Maintenance (2024), Information Security (2016), Management (2015), Outsourcing Technology Services (2004), Retail Payment Systems (2016), Supervision of Technology Service Providers (2012), Wholesale Payment Systems (2004) and Audit (2012). The graph models the booklets' action summaries and examination expectations as 348 leaves.
Verified
FFIEC IT Examination Handbook is a compliance framework from United States (FRB, FDIC, NCUA, OCC and state banking supervisors) with 10 domains and 348 controls that map to 276 other frameworks. The largest domains are Development, Acquisition, and Maintenance booklet (August 2024) – FFIEC IT Examination Handbook (84 controls), Architecture, Infrastructure, and Operations booklet (June 2021) – FFIEC IT Examination Handbook (77 controls), Information Security booklet (September 2016) – FFIEC IT Examination Handbook (57 controls). Every control below carries what it requires and what an assessor expects to see.
Maintained by Gerard BlokdykControl text last updated
Framework summaries on this platform are interpretations grounded in the published source, for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.
Framework Domains (10)
Architecture, Infrastructure, and Operations booklet (June 2021) – FFIEC IT Examination Handbook
77 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::AIO-I | I ARCHITECTURE, INFRASTRUCTURE, AND (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.A.1 | II.A.1 Strategic Planning (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.A.2 | II.A.2 Enterprise Risk Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.B.1(a) | II.B.1(a) Chief Architect (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.B.1(b) | II.B.1(b) Chief Data Officer (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.B.1(c) | II.B.1(c) IT Operations Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.B.2 | II.B.2 IT Operations Personnel Responsibilities (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.C | II.C Policies, Standards, and Procedures (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.D | II.D Internal Audit, Independent Reviews, and (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.E | II.E Communication (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-II.F | II.F Board and Senior Management Reporting (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.A.1 | III.A.1 Data Identification and Classification (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.A.2(a) | III.A.2(a) Database Security (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.A.3 | III.A.3 Non-Production Environments (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.A.4 | III.A.4 Data Analytics (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.B.1(a) | III.B.1(a) Hardware Inventory (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.B.1(b) | III.B.1(b) Software Inventory (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.B.2 | III.B.2 IT Asset End-of-Life (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.B.3 | III.B.3 Shadow IT (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.C.1 | III.C.1 Network Diagrams (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.C.2 | III.C.2 Data Flow Diagrams (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.C.3 | III.C.3 Business Process Diagrams and Narratives (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.D.1 | III.D.1 Change Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.D.2 | III.D.2 Transitioning From Strategic Change Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.E | III.E Oversight of Third-Party Service Providers (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.F | III.F Resilience (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.G | III.G Remote Access (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.H | III.H Personally Owned Devices (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-III.I | III.I File Exchange (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-IV.A | IV.A Architecture Plan (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-IV.B | IV.B Design Objectives (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-IV.C | IV.C IT Architecture Design (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-IV.D | IV.D Enterprise Architecture (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.A | V.A Hardware (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.B.1 | V.B.1 Network (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.B.2(a) | V.B.2(a) Voice Communications (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.B.2(b) | V.B.2(b) Data Communications (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.C.1 | V.C.1 Internally and Externally Developed Software (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.C.2(a) | V.C.2(a) Open Source Software (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.C.2(b) | V.C.2(b) Mainframe Security Software (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.C.2(c) | V.C.2(c) Application Programming Interfaces (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.C.3 | V.C.3 Software Hosting (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.D.1 | V.D.1 Heating, Ventilation, and Air Conditioning (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.D.2 | V.D.2 Smoke and Fire (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.D.3 | V.D.3 Water (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.D.4 | V.D.4 Power (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-V.E | V.E Physical Access Controls (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.A.1 | VI.A.1 Operating Centers (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.A.2 | VI.A.2 Authorization Boundary (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.A.3 | VI.A.3 Identity and Access Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.A.4 | VI.A.4 Personnel Controls (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.1 | VI.B.1 Maintenance (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.2 | VI.B.2 Configuration Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.3(a) | VI.B.3(a) Vulnerability Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.3(b) | VI.B.3(b) Patch Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.4 | VI.B.4 Backup and Replication Processes (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.5 | VI.B.5 Scheduling (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.6 | VI.B.6 Capacity Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.7 | VI.B.7 Log Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.B.8 | VI.B.8 Disposal of Data and Media (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.C.1 | VI.C.1 Service Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.C.2 | VI.C.2 Operational Support (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.C.3 | VI.C.3 IT Support (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.C.4 | VI.C.4 Event, Incident, and Problem Management (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.D.1 | VI.D.1 Monitoring and Reporting (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.D.2 | VI.D.2 IT and Operations Key Performance Indicators (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.D.3 | VI.D.3 Control Self-Assessments (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VI.D.4 | VI.D.4 Continuous Improvement (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.A.1 | VII.A.1 Essential Characteristics (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.A.2 | VII.A.2 Cloud Service Models (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.A.3 | VII.A.3 Cloud Deployment Models (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.A.4 | VII.A.4 Shared Responsibilities (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.A.5(a) | VII.A.5(a) Access Control Considerations (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.B | VII.B Zero Trust Architecture (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.C | VII.C Microservices (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.D | VII.D Artificial Intelligence and Machine Learning (Architecture, Infrastructure, and Operations) |
| ffiec-it-examination-handbook::AIO-VII.E | VII.E Internet of Things (Architecture, Infrastructure, and Operations) |
Audit booklet (April 2012) – FFIEC IT Examination Handbook
15 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::AUD-02 | Board of Directors and Senior Management (Audit) |
| ffiec-it-examination-handbook::AUD-03 | Audit Management (Audit) |
| ffiec-it-examination-handbook::AUD-04 | Internal IT Audit Staff (Audit) |
| ffiec-it-examination-handbook::AUD-05 | Operating Management (Audit) |
| ffiec-it-examination-handbook::AUD-06 | External Auditors (Audit) |
| ffiec-it-examination-handbook::AUD-08 | Independence (Audit) |
| ffiec-it-examination-handbook::AUD-09 | Staffing (Audit) |
| ffiec-it-examination-handbook::AUD-11 | Risk Assessment and Risk-Based Auditing (Audit) |
| ffiec-it-examination-handbook::AUD-12 | Program Elements (Audit) |
| ffiec-it-examination-handbook::AUD-13 | Risk Scoring System (Audit) |
| ffiec-it-examination-handbook::AUD-14 | Audit Participation in Application Development, Acquisition, Conversions, and Testing (Audit) |
| ffiec-it-examination-handbook::AUD-15 | Outsourcing Internal IT Audit (Audit) |
| ffiec-it-examination-handbook::AUD-16 | Independence of the External Auditor Providing Internal Audit Services (Audit) |
| ffiec-it-examination-handbook::AUD-17 | Examples of Arrangements (Audit) |
| ffiec-it-examination-handbook::AUD-18 | Third-Party Reviews of Technology Service Providers (Audit) |
Business Continuity Management booklet (November 2019) – FFIEC IT Examination Handbook
27 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::BCM-I | I Business Continuity Management (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-II.A | II.A Board and Senior Management Responsibilities (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-II.B | II.B Audit (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-III.A | III.A Business Impact Analysis (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-III.B | III.B Risk Assessment (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-IV.A | IV.A Resilience (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-IV.B | IV.B Communications (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-IX | IX Board Reporting (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-V.A | V.A Event Management (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-V.B | V.B Continuity and Recovery (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-V.C | V.C Facilities and Infrastructure (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-V.D | V.D Payment Systems (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-V.E | V.E Liquidity Considerations (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-V.F | V.F Other Components (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VI | VI Training (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.A | VII.A Exercise and Test Program (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.B | VII.B Exercise and Test Policy (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.C | VII.C Exercise and Test Strategies (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.D | VII.D Exercise and Test Objectives (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.E | VII.E Exercise and Test Plans (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.F | VII.F Exercise and Test Scenarios (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.G | VII.G Exercise and Test Methods (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.H | VII.H Industry Exercises and Resilience (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.I | VII.I Third-Party Service Provider Testing (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.J | VII.J Testing for Core and Significant Firms (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VII.K | VII.K Post-Exercise and Post-Test Actions (Business Continuity Management) |
| ffiec-it-examination-handbook::BCM-VIII | VIII Maintenance and Improvement (Business Continuity Management) |
Development, Acquisition, and Maintenance booklet (August 2024) – FFIEC IT Examination Handbook
84 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::DAM-I | I OVERVIEW OF DEVELOPMENT, ACQUISITION, AND (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.A | II.A Policies, Standards, and Procedures (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.1 | II.B.1 Board, Senior Management, and Other Common Roles (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.2 | II.B.2 IT Project Management Roles (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.3 | II.B.3 Development Roles (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.4 | II.B.4 Acquisition Roles (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.5 | II.B.5 Maintenance Roles (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.6 | II.B.6 Other Common Development, Acquisition, and (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.7 | II.B.7 Supply Chain Roles (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.8 | II.B.8 Other Support Functions (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-II.B.9 | II.B.9 Audit’s Role (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-III.A | III.A Risk Identification (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-III.B | III.B Risk Measurement (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-III.C | III.C Risk Monitoring and Reporting (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-III.D | III.D Controlling or Mitigating Risk (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.A | IV.A Open-Source (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.B | IV.B Commercial-off-the-Shelf (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.C.1(a) | IV.C.1(a) Free and Open-Source Software Licenses (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.C.1(b) | IV.C.1(b) Proprietary Software Licenses (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.C.2 | IV.C.2 Hardware Licenses (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.C.3 | IV.C.3 Copyright Protection (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.D | IV.D Secure Development (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.E | IV.E Data (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.F | IV.F Secure Operating Environments (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.G | IV.G Microservices (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.H | IV.H Containers (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.I.1 | IV.I.1 API Gateway (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.I.2 | IV.I.2 API Risk Mitigation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.J.1 | IV.J.1 Waterfall (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.J.2 | IV.J.2 Agile (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.K | IV.K Quality Management (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.L | IV.L Documentation Standards (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.M | IV.M Post-Implementation Review (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.1(a) | IV.N.1(a) Initiation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.1(b) | IV.N.1(b) Planning (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.1(c) | IV.N.1(c) Execution (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.1(d) | IV.N.1(d) Closeout (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.2 | IV.N.2 Monitoring and Controlling (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.3(a) | IV.N.3(a) IT Project Request (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.3(b) | IV.N.3(b) Business Case (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.3(c) | IV.N.3(c) Feasibility Study (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.3(d) | IV.N.3(d) IT Project Plans (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.N.3(e) | IV.N.3(e) Closeout Documentation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.O.1(a) | IV.O.1(a) Initiation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.O.1(b) | IV.O.1(b) Development or Acquisition (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.O.1(c) | IV.O.1(c) Implementation and Assessment (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.O.1(d) | IV.O.1(d) Operations and Maintenance (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.O.1(e) | IV.O.1(e) Sunset and Disposal (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.P.1 | IV.P.1 Planning (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.P.2 | IV.P.2 Due Diligence and Third-Party Selection (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.P.3 | IV.P.3 Contract Negotiation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.Q.1 | IV.Q.1 Supply Chain Risk Management (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.Q.2 | IV.Q.2 Software Bill of Material (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-IV.Q.3 | IV.Q.3 Enterprise Risk Management and Supply Chain Risks (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-V.A | V.A Development Standards and Controls (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-V.B | V.B Testing (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-V.C.1 | V.C.1 DevOps (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-V.C.2 | V.C.2 DevSecOps (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-V.D.1 | V.D.1 Model Development (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-V.D.2 | V.D.2 Database Development (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.A | VI.A Acquisition Policies, Standards, and Procedures (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.B | VI.B Acquisition Projects (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.C | VI.C Solicitation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.D | VI.D Evaluation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.E.1 | VI.E.1 Statement of Work (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.E.2 | VI.E.2 Master Services Agreement (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.E.3 | VI.E.3 Service Level Agreement (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.E.4 | VI.E.4 Contracts (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.E.5 | VI.E.5 Escrowed Source Code Agreements and Documentation (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VI.E.6 | VI.E.6 Exit Strategy (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.A | VII.A Preventive Maintenance (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.1 | VII.B.1 Implementing Changes (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.2(a) | VII.B.2(a) Data Controls in the Testing Environment (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.2(b) | VII.B.2(b) Library Controls (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.2(c) | VII.B.2(c) Code Repository Controls (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.3(a) | VII.B.3(a) Routine Modifications (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.3(b) | VII.B.3(b) Major Modifications (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.3(c) | VII.B.3(c) Emergency Modifications (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.4(a) | VII.B.4(a) Change Request Form (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.4(b) | VII.B.4(b) Impact Analysis (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.B.4(c) | VII.B.4(c) Rollback or Back-Out Plan (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.C | VII.C End-of-Life (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.D | VII.D Termination and Disposal (Development, Acquisition, and Maintenance) |
| ffiec-it-examination-handbook::DAM-VII.E | VII.E Maintenance Documentation (Development, Acquisition, and Maintenance) |
Information Security booklet (September 2016) – FFIEC IT Examination Handbook
57 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::IS-I.A | I.A Security Culture (Information Security) |
| ffiec-it-examination-handbook::IS-I.B | I.B Responsibility and Accountability (Information Security) |
| ffiec-it-examination-handbook::IS-I.C | I.C Resources (Information Security) |
| ffiec-it-examination-handbook::IS-II.A.1 | II.A.1 Threats (Information Security) |
| ffiec-it-examination-handbook::IS-II.A.2 | II.A.2 Vulnerabilities (Information Security) |
| ffiec-it-examination-handbook::IS-II.A.3(a) | II.A.3(a) Supervision of Cybersecurity Risk (Information Security) |
| ffiec-it-examination-handbook::IS-II.A.3(b) | II.A.3(b) Resources for Cybersecurity Preparedness (Information Security) |
| ffiec-it-examination-handbook::IS-II.B | II.B Risk Measurement (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.1 | II.C.1 Policies, Standards, and Procedures (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.10(a) | II.C.10(a) Configuration Management (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.10(b) | II.C.10(b) Hardening (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.10(c) | II.C.10(c) Standard Builds (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.10(d) | II.C.10(d) Patch Management (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.11 | II.C.11 End-of-Life Management (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.12 | II.C.12 Malware Mitigation (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.13(a) | II.C.13(a) Storage (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.13(b) | II.C.13(b) Electronic Transmission of Information (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.13(c) | II.C.13(c) Disposal of Information (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.13(d) | II.C.13(d) Transit of Physical Media (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.13(e) | II.C.13(e) Rogue or Shadow IT (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.14 | II.C.14 Supply Chain (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.15(a) | II.C.15(a) Operating System Access (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.15(b) | II.C.15(b) Application Access (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.15(c) | II.C.15(c) Remote Access (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.15(d) | II.C.15(d) Use of Remote Devices (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.16(a) | II.C.16(a) Customer Awareness (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.17 | II.C.17 Application Security (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.18 | II.C.18 Database Security (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.19 | II.C.19 Encryption (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.2 | II.C.2 Technology Design (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.20(a) | II.C.20(a) Outsourced Cloud Computing (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.20(b) | II.C.20(b) Managed Security Service Providers (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.21 | II.C.21 Business Continuity Considerations (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.22 | II.C.22 Log Management (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.3 | II.C.3 Control Types (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.4 | II.C.4 Control Implementation (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.5 | II.C.5 Inventory and Classification of Assets (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.6 | II.C.6 Mitigating Interconnectivity Risk (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.7(a) | II.C.7(a) Security Screening in Hiring Practices (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.7(b) | II.C.7(b) User Access Program (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.7(c) | II.C.7(c) Segregation of Duties (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.7(d) | II.C.7(d) Confidentiality Agreements (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.7(e) | II.C.7(e) Training (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.8 | II.C.8 Physical Security (Information Security) |
| ffiec-it-examination-handbook::IS-II.C.9(a) | II.C.9(a) Wireless Network Considerations (Information Security) |
| ffiec-it-examination-handbook::IS-II.D.1 | II.D.1 Metrics (Information Security) |
| ffiec-it-examination-handbook::IS-III.A | III.A Threat Identification and Assessment (Information Security) |
| ffiec-it-examination-handbook::IS-III.B | III.B Threat Monitoring (Information Security) |
| ffiec-it-examination-handbook::IS-III.C | III.C Incident Identification and Assessment (Information Security) |
| ffiec-it-examination-handbook::IS-III.D | III.D Incident Response (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.1 | IV.A.1 Key Testing Factors (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.2(a) | IV.A.2(a) Self-Assessments (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.2(b) | IV.A.2(b) Penetration Tests (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.2(c) | IV.A.2(c) Vulnerability Assessments (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.2(d) | IV.A.2(d) Audits (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.3 | IV.A.3 Independence of Tests and Audits (Information Security) |
| ffiec-it-examination-handbook::IS-IV.A.4 | IV.A.4 Assurance Reporting (Information Security) |
Management booklet (November 2015) – FFIEC IT Examination Handbook
37 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::MGT-I.A.1 | I.A.1 Board of Directors Oversight (Management) |
| ffiec-it-examination-handbook::MGT-I.A.2(a) | I.A.2(a) Executive Management (Management) |
| ffiec-it-examination-handbook::MGT-I.A.2(b) | I.A.2(b) Chief Information Officer or Chief Technology Officer (Management) |
| ffiec-it-examination-handbook::MGT-I.A.2(c) | I.A.2(c) Chief Information Security Officer (Management) |
| ffiec-it-examination-handbook::MGT-I.A.2(d) | I.A.2(d) IT Line Management (Management) |
| ffiec-it-examination-handbook::MGT-I.A.2(e) | I.A.2(e) Business Unit Management (Management) |
| ffiec-it-examination-handbook::MGT-I.A.3 | I.A.3 Enterprise Architecture (Management) |
| ffiec-it-examination-handbook::MGT-I.B.1 | I.B.1 IT Risk Management Structure (Management) |
| ffiec-it-examination-handbook::MGT-I.B.2 | I.B.2 Information Security (Management) |
| ffiec-it-examination-handbook::MGT-I.B.3 | I.B.3 Project Management (Management) |
| ffiec-it-examination-handbook::MGT-I.B.4 | I.B.4 Business Continuity (Management) |
| ffiec-it-examination-handbook::MGT-I.B.5 | I.B.5 Information Systems Reporting (Management) |
| ffiec-it-examination-handbook::MGT-I.B.6(a) | I.B.6(a) Strategic IT Planning (Management) |
| ffiec-it-examination-handbook::MGT-I.B.6(b) | I.B.6(b) IT Resources (Management) |
| ffiec-it-examination-handbook::MGT-I.B.6(c) | I.B.6(c) Budgeting (Management) |
| ffiec-it-examination-handbook::MGT-I.B.7(a) | I.B.7(a) Human Resources (Management) |
| ffiec-it-examination-handbook::MGT-I.B.7(b) | I.B.7(b) IT Audit (Management) |
| ffiec-it-examination-handbook::MGT-I.B.7(c) | I.B.7(c) Compliance (Management) |
| ffiec-it-examination-handbook::MGT-II.A | II.A Operational Risk (Management) |
| ffiec-it-examination-handbook::MGT-III.A.1 | III.A.1 Ongoing Data Collection (Management) |
| ffiec-it-examination-handbook::MGT-III.B | III.B Risk Measurement (Management) |
| ffiec-it-examination-handbook::MGT-III.C.1 | III.C.1 Policies, Standards, and Procedures (Management) |
| ffiec-it-examination-handbook::MGT-III.C.2 | III.C.2 Personnel (Management) |
| ffiec-it-examination-handbook::MGT-III.C.3(a) | III.C.3(a) Protecting Sensitive Customer Information (Management) |
| ffiec-it-examination-handbook::MGT-III.C.3(b) | III.C.3(b) Cybersecurity (Management) |
| ffiec-it-examination-handbook::MGT-III.C.4 | III.C.4 Business Continuity (Management) |
| ffiec-it-examination-handbook::MGT-III.C.5 | III.C.5 Software Development and Acquisition (Management) |
| ffiec-it-examination-handbook::MGT-III.C.6 | III.C.6 IT Operations (Management) |
| ffiec-it-examination-handbook::MGT-III.C.7 | III.C.7 Insurance (Management) |
| ffiec-it-examination-handbook::MGT-III.C.8 | III.C.8 Third-Party Management (Management) |
| ffiec-it-examination-handbook::MGT-III.D.1 | III.D.1 Metrics (Management) |
| ffiec-it-examination-handbook::MGT-III.D.2 | III.D.2 Performance Benchmarks (Management) |
| ffiec-it-examination-handbook::MGT-III.D.3 | III.D.3 Service Level Agreements (Management) |
| ffiec-it-examination-handbook::MGT-III.D.4 | III.D.4 Policy Compliance (Management) |
| ffiec-it-examination-handbook::MGT-III.D.5 | III.D.5 Effectiveness of Controls (Management) |
| ffiec-it-examination-handbook::MGT-III.D.6 | III.D.6 Quality Assurance and Quality Control (Management) |
| ffiec-it-examination-handbook::MGT-III.D.7 | III.D.7 Reporting (Management) |
Outsourcing Technology Services booklet (June 2004) – FFIEC IT Examination Handbook
19 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::OTS-01 | Board and Management Responsibilities (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-02 | Risk Management (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-04 | Quantity of Risk Considerations (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-05 | Requirements Definition (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-07 | Request for Proposal (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-08 | Due Diligence (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-10 | Service Level Agreements (SLAs) (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-11 | Pricing Methods (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-12 | Bundling (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-13 | Contract Inducement Concerns (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-15 | Key Service Level Agreements and Contract Provisions (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-16 | Financial Condition of Service Providers (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-17 | General Control Environment of the Service Provider (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-18 | Potential Changes due to the External Environment (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-20 | Business Continuity Planning (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-21 | Outsourcing the Business Continuity Function (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-22 | Information Security/Safeguarding (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-23 | Multiple Service Provider Relationships (Outsourcing Technology Services) |
| ffiec-it-examination-handbook::OTS-24 | Outsourcing to Foreign Service Providers (Outsourcing Technology Services) |
Retail Payment Systems booklet (April 2016) – FFIEC IT Examination Handbook
18 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::RPS-02 | Payment System Risk (PSR) Policy (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-03 | Strategic Risk (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-04 | Reputation Risk (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-05 | Credit Risk (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-06 | Liquidity Risk (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-07 | Legal (Compliance) Risk (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-09 | Audit (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-10 | Information Security (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-11 | Business Continuity Planning (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-12 | Vendor and Third-Party Management (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-14 | Checks (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-15 | ACH (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-16 | Third-Party ACH Processing (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-17 | Credit Cards (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-18 | Debit/ATM Cards (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-19 | Card/PIN Issuance (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-20 | Merchant Acquiring (Retail Payment Systems) |
| ffiec-it-examination-handbook::RPS-21 | EFT/POS and Credit Card Networks (Retail Payment Systems) |
Supervision of Technology Service Providers booklet (October 2012) – FFIEC IT Examination Handbook
3 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::TSP-01 | Risks Associated With TSPs (Supervision of Technology Service Providers) |
| ffiec-it-examination-handbook::TSP-02 | Risk Management (Supervision of Technology Service Providers) |
| ffiec-it-examination-handbook::TSP-03 | Audit and Internal Controls (Supervision of Technology Service Providers) |
Wholesale Payment Systems booklet (July 2004) – FFIEC IT Examination Handbook
11 controls
| Code | Title |
|---|---|
| ffiec-it-examination-handbook::WPS-02 | Payments System Risk (PSR) Policy (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-03 | Reputation Risk (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-06 | Customer Daylight Overdrafts (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-07 | Settlement Risk (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-08 | Liquidity Risk (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-09 | Legal (Compliance) Risk (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-11 | Internal and Operational Controls (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-12 | Audit (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-13 | Information Security (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-14 | Business Continuity Planning (BCP) (Wholesale Payment Systems) |
| ffiec-it-examination-handbook::WPS-15 | Vendor and Third-Party Management (Wholesale Payment Systems) |
Your Compliance Coverage
If you comply with FFIEC IT Examination Handbook, you already cover:
PSD2 SCA
4%
15 controls mapped
Compare →OSFI B-13
4%
15 controls mapped
Compare →Open Banking Security
4%
15 controls mapped
Compare →+ 273 more: Monetary Authority of Singapore Technology Risk Management Guidelines (4%), HKMA SPM (4%)
See all 276 mapped frameworks ↓Maps to 276 other frameworks
426 total controls
PSD2 SCA
15 source controls mapped|4 target controls covered
4%
OSFI B-13
15 source controls mapped|5 target controls covered
4%
Open Banking Security
15 source controls mapped|5 target controls covered
4%
Monetary Authority of Singapore Technology Risk Management Guidelines
15 source controls mapped|6 target controls covered
4%
HKMA SPM
15 source controls mapped|3 target controls covered
4%
GLBA
15 source controls mapped|4 target controls covered
4%
PCI P2PE
15 source controls mapped|15 target controls covered
4%
PCI PIN Security
15 source controls mapped|17 target controls covered
4%
PCI SSF
15 source controls mapped|16 target controls covered
4%
Singapore Government Instruction Manual on ICT&SS Management (IM8)
13 source controls mapped|10 target controls covered
3%
NIST SP 800-82 Revision 3: Guide to Industrial Control Systems (ICS) Security
13 source controls mapped|4 target controls covered
3%
MTCS (Singapore)
13 source controls mapped|5 target controls covered
3%
NIST Cybersecurity Framework 2.0
12 source controls mapped|15 target controls covered
3%
FFIEC Cybersecurity Assessment Tool (CAT)
12 source controls mapped|6 target controls covered
3%
South Korea ISMS-P
12 source controls mapped|8 target controls covered
3%
O-RAN WG11 Security Specification
10 source controls mapped|5 target controls covered
2%
Annex 11 to EU GMP - Computerised Systems
10 source controls mapped|6 target controls covered
2%
SSAE 18 - Attestation Standards (SOC Reporting)
10 source controls mapped|7 target controls covered
2%
ISO 28001:2007 Supply Chain Security Management
10 source controls mapped|4 target controls covered
2%
SOC for Cybersecurity - Cybersecurity Risk Management Examination
10 source controls mapped|7 target controls covered
2%
ASD Strategies to Mitigate Cyber Security Incidents
10 source controls mapped|14 target controls covered
2%
FTC GLBA Safeguards Rule (16 CFR Part 314)
9 source controls mapped|4 target controls covered
2%
NIST Privacy Framework
9 source controls mapped|6 target controls covered
2%
NERC CIP
9 source controls mapped|3 target controls covered
2%
IEEE 1686
9 source controls mapped|4 target controls covered
2%
APRA CPS 234
9 source controls mapped|6 target controls covered
2%
API 1164
9 source controls mapped|7 target controls covered
2%
Security of Critical Infrastructure Act 2018 (SOCI)
9 source controls mapped|8 target controls covered
2%
NIST SP 1800-32
9 source controls mapped|7 target controls covered
2%
NIST SP 800-53 Rev 5
9 source controls mapped|14 target controls covered
2%
ISO/IEC 27019:2024
9 source controls mapped|7 target controls covered
2%
TISAX - Trusted Information Security Assessment Exchange
9 source controls mapped|6 target controls covered
2%
IEC 62443
9 source controls mapped|7 target controls covered
2%
Oman National Cybersecurity Framework
9 source controls mapped|4 target controls covered
2%
APRA CPS 230 Operational Risk Management
8 source controls mapped|5 target controls covered
2%
ISO 22320:2018
8 source controls mapped|7 target controls covered
2%
NIST SP 800-146
8 source controls mapped|4 target controls covered
2%
NIST SP 800-145
8 source controls mapped|4 target controls covered
2%
NIST SP 800-144
8 source controls mapped|6 target controls covered
2%
ISMAP (Japan)
8 source controls mapped|4 target controls covered
2%
NIST SP 800-190
8 source controls mapped|7 target controls covered
2%
UK Open Banking Standard
8 source controls mapped|6 target controls covered
2%
ISO/IEC 27400:2022
7 source controls mapped|5 target controls covered
2%
IMO Maritime Cybersecurity Guidelines (MSC-FAL.1/Circ.3/Rev.4)
7 source controls mapped|3 target controls covered
2%
ISO/IEC 27010:2015
7 source controls mapped|4 target controls covered
2%
NIST SP 800-124 Revision 2 - Guidelines for Managing the Security of Mobile Devices
7 source controls mapped|8 target controls covered
2%
ASIS SPC.1-2009 - Organizational Resilience Standard
7 source controls mapped|5 target controls covered
2%
SOC 2
7 source controls mapped|6 target controls covered
2%
ISO/IEC 20000-1:2018
7 source controls mapped|3 target controls covered
2%
ITIL 4
7 source controls mapped|3 target controls covered
2%
Nigeria Data Protection Act 2023 (NDPA)
6 source controls mapped|5 target controls covered
1%
Nebraska Data Privacy Act
6 source controls mapped|5 target controls covered
1%
Switzerland New Federal Act on Data Protection (nFADP/nDSG, 2023)
6 source controls mapped|6 target controls covered
1%
UK AI Regulation Framework
6 source controls mapped|2 target controls covered
1%
SASB Standards
6 source controls mapped|6 target controls covered
1%
OECD AI Principles
6 source controls mapped|2 target controls covered
1%
NRF Cybersecurity and Data Privacy Framework (National Retail Federation)
6 source controls mapped|3 target controls covered
1%
Japan AI Guidelines
6 source controls mapped|3 target controls covered
1%
IRM/AIRMIC/ALARM A Risk Management Standard (2002)
6 source controls mapped|2 target controls covered
1%
IEEE 7000
6 source controls mapped|2 target controls covered
1%
BS 65000:2014 - Guidance on Organizational Resilience
6 source controls mapped|3 target controls covered
1%
EASA Part-IS - Information Security in Aviation
6 source controls mapped|6 target controls covered
1%
Telecommunications Sector Security Reforms (TSSR)
6 source controls mapped|2 target controls covered
1%
ISO 15189:2022 - Medical Laboratories Requirements for Quality and Competence
6 source controls mapped|5 target controls covered
1%
Nevada Gaming Control Board Cybersecurity Requirements
6 source controls mapped|1 target controls covered
1%
IAEA Nuclear Security Series - Computer Security at Nuclear Facilities (NSS-17-T Rev 1)
6 source controls mapped|5 target controls covered
1%
NRC 10 CFR 73.54 - Nuclear Facility Cybersecurity
6 source controls mapped|6 target controls covered
1%
Iceland Data Protection and Processing of Personal Data Act (Act No. 90/2018)
5 source controls mapped|1 target controls covered
1%
Virginia CDPA
5 source controls mapped|2 target controls covered
1%
Vietnam PDPD
5 source controls mapped|1 target controls covered
1%
Uruguay DPL
5 source controls mapped|2 target controls covered
1%
Turkey KVKK
5 source controls mapped|1 target controls covered
1%
Texas Data Privacy and Security Act (TDPSA)
5 source controls mapped|1 target controls covered
1%
Taiwan PDPA
5 source controls mapped|2 target controls covered
1%
Qatar DPL
5 source controls mapped|2 target controls covered
1%
Privacy Act 2020
5 source controls mapped|2 target controls covered
1%
POPIA
5 source controls mapped|1 target controls covered
1%
Peru DPL
5 source controls mapped|3 target controls covered
1%
Personal Data Act (personopplysningsloven)
5 source controls mapped|2 target controls covered
1%
PDPA Thailand
5 source controls mapped|2 target controls covered
1%
PDPA Singapore
5 source controls mapped|2 target controls covered
1%
Oregon Consumer Privacy Act
5 source controls mapped|3 target controls covered
1%
NIST SP 800-122
5 source controls mapped|3 target controls covered
1%
Nigeria Data Protection Regulation (NDPR)
5 source controls mapped|1 target controls covered
1%
New Jersey Data Privacy Act
5 source controls mapped|3 target controls covered
1%
New Hampshire Data Privacy Act
5 source controls mapped|1 target controls covered
1%
Montana Consumer Data Privacy Act
5 source controls mapped|2 target controls covered
1%
Minnesota Consumer Data Privacy Act
5 source controls mapped|2 target controls covered
1%
Mexico LFPDPPP
5 source controls mapped|2 target controls covered
1%
Mauritius DPA
5 source controls mapped|2 target controls covered
1%
Maryland Online Data Privacy Act of 2024
5 source controls mapped|2 target controls covered
1%
Malaysia PDPA 2010
5 source controls mapped|4 target controls covered
1%
Liechtenstein DPA
5 source controls mapped|1 target controls covered
1%
LGPD
5 source controls mapped|1 target controls covered
1%
South Korea PIPA
5 source controls mapped|3 target controls covered
1%
Kentucky Consumer Data Protection Act
5 source controls mapped|2 target controls covered
1%
Jamaica Data Protection Act 2020
5 source controls mapped|4 target controls covered
1%
Iowa Consumer Data Protection Act
5 source controls mapped|3 target controls covered
1%
Indonesia PDP Law
5 source controls mapped|4 target controls covered
1%
Indiana Consumer Data Protection Act
5 source controls mapped|1 target controls covered
1%
Federal Decree-Law No. 45 of 2021 on the Protection of Personal Data (UAE PDPL)
5 source controls mapped|4 target controls covered
1%
APPI
5 source controls mapped|4 target controls covered
1%
Bahrain PDPL
5 source controls mapped|4 target controls covered
1%
AICPA Privacy Management Framework (PMF)
5 source controls mapped|4 target controls covered
1%
Saudi Arabia PDPL
5 source controls mapped|4 target controls covered
1%
New Zealand Information Security Manual (NZISM)
5 source controls mapped|3 target controls covered
1%
FBI CJIS Security Policy
5 source controls mapped|4 target controls covered
1%
ISO/IEC 23894:2023
5 source controls mapped|8 target controls covered
1%
IEC 62304:2015 Medical Device Software Lifecycle Processes
5 source controls mapped|6 target controls covered
1%
Ghana Cybersecurity Act
5 source controls mapped|4 target controls covered
1%
FISMA
5 source controls mapped|2 target controls covered
1%
IEC 62351 - Power Systems Communication Security
5 source controls mapped|4 target controls covered
1%
AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association)
5 source controls mapped|6 target controls covered
1%
BSI IT-Grundschutz
5 source controls mapped|7 target controls covered
1%
FIRST CSIRT Services Framework and Standards
5 source controls mapped|1 target controls covered
1%
NFPA 1600 - Standard on Continuity, Emergency, and Crisis Management
5 source controls mapped|5 target controls covered
1%
UK Gambling Commission LCCP and Remote Technical Standards
5 source controls mapped|2 target controls covered
1%
US Maritime Transportation Security Act (MTSA) and USCG Cybersecurity Requirements
5 source controls mapped|2 target controls covered
1%
TSA Pipeline Cybersecurity Directives
5 source controls mapped|1 target controls covered
1%
SANS Incident Handler's Handbook and PICERL Methodology
5 source controls mapped|7 target controls covered
1%
PIC/S Guide to Good Manufacturing Practice for Medicinal Products
4 source controls mapped|4 target controls covered
1%
OCC Heightened Standards (12 CFR Part 30, Appendix D)
4 source controls mapped|3 target controls covered
1%
ICH Q10 - Pharmaceutical Quality System
4 source controls mapped|3 target controls covered
1%
GLI-33 - Gaming Laboratories International Event Wagering Systems
4 source controls mapped|1 target controls covered
1%
AS9100D - Aerospace Quality Management System
4 source controls mapped|1 target controls covered
1%
ISO/IEC 27557:2022 - Organisational Privacy Risk Management
4 source controls mapped|6 target controls covered
1%
IEC 60601-1 - Medical Electrical Equipment Safety
4 source controls mapped|4 target controls covered
1%
IAIS Insurance Core Principles (ICPs)
4 source controls mapped|3 target controls covered
1%
Kuwait National Cybersecurity Framework
4 source controls mapped|2 target controls covered
1%
ISO 20400:2017 - Sustainable Procurement
4 source controls mapped|3 target controls covered
1%
ISO/IEC 27003:2017
4 source controls mapped|2 target controls covered
1%
SLSA
4 source controls mapped|3 target controls covered
1%
SIG (Shared Assessments)
4 source controls mapped|3 target controls covered
1%
PTES
4 source controls mapped|4 target controls covered
1%
PAS 1192-5:2015 - Security-Minded Approach to BIM and Digital Built Environments
4 source controls mapped|2 target controls covered
1%
OWASP SAMM
4 source controls mapped|3 target controls covered
1%
OWASP MASVS
4 source controls mapped|4 target controls covered
1%
OpenSSF Scorecard
4 source controls mapped|4 target controls covered
1%
NIST SP 800-92
4 source controls mapped|4 target controls covered
1%
NIST SP 800-88
4 source controls mapped|4 target controls covered
1%
NIST SP 800-63-4
4 source controls mapped|3 target controls covered
1%
NIST SP 800-61 Rev. 3
4 source controls mapped|4 target controls covered
1%
NIST SP 800-137
4 source controls mapped|4 target controls covered
1%
NIST SP 800-123
4 source controls mapped|4 target controls covered
1%
NIST SP 800-115 (Technical Guide to Information Security Testing and Assessment)
4 source controls mapped|2 target controls covered
1%
Nigeria Open Banking Regulatory Framework (CBN, 2023)
4 source controls mapped|2 target controls covered
1%
MITRE ATT&CK
4 source controls mapped|3 target controls covered
1%
HITECH Act
4 source controls mapped|2 target controls covered
1%
ISO/IEC 27011:2024
4 source controls mapped|6 target controls covered
1%
FedRAMP Rev 5
4 source controls mapped|7 target controls covered
1%
ISO/IEC 27043:2015
4 source controls mapped|7 target controls covered
1%
ISO/SAE 21434
4 source controls mapped|7 target controls covered
1%
ISO/IEC 27031:2011
4 source controls mapped|8 target controls covered
1%
COBIT 2019
4 source controls mapped|2 target controls covered
1%
ISO/IEC 27007:2020
4 source controls mapped|2 target controls covered
1%
ISO/IEC 25012:2008 - Data Quality Model
4 source controls mapped|3 target controls covered
1%
DAMA-DMBOK2 - Data Management Body of Knowledge (2nd Edition)
4 source controls mapped|4 target controls covered
1%
Laos Law on Prevention and Combating Cybercrime (2015)
4 source controls mapped|2 target controls covered
1%
UK GDPR (UK General Data Protection Regulation)
4 source controls mapped|2 target controls covered
1%
Trinidad and Tobago Data Protection Act 2011
4 source controls mapped|3 target controls covered
1%
Tanzania Personal Data Protection Act 2022
4 source controls mapped|2 target controls covered
1%
Japan FSA Cybersecurity Guidelines for Financial Institutions
4 source controls mapped|1 target controls covered
1%
UK Defence Standard 05-138 - Cyber Security for Defence Suppliers
4 source controls mapped|3 target controls covered
1%
Canada ITSG-33 - IT Security Risk Management
4 source controls mapped|1 target controls covered
1%
Barbados Data Protection Act 2019
4 source controls mapped|2 target controls covered
1%
ISO/IEC 30111:2019
4 source controls mapped|3 target controls covered
1%
UK Telecommunications (Security) Act 2021
4 source controls mapped|2 target controls covered
1%
NAIC Insurance Data Security Model Law (MDL-668)
3 source controls mapped|3 target controls covered
1%
Secure by Design: A Guide for Manufacturers (CISA)
3 source controls mapped|3 target controls covered
1%
SEC Climate Disclosure Rule
3 source controls mapped|1 target controls covered
1%
Own Risk and Solvency Assessment (ORSA) - NAIC Model Act
3 source controls mapped|1 target controls covered
1%
OECD Recommendation on Artificial Intelligence (2024 Update)
3 source controls mapped|1 target controls covered
1%
NIST SP 800-39
3 source controls mapped|2 target controls covered
1%
NIST SP 800-37
3 source controls mapped|2 target controls covered
1%
NIST SP 800-30
3 source controls mapped|3 target controls covered
1%
Lloyd's of London Cyber Insurance Requirements and Underwriting Standards
3 source controls mapped|1 target controls covered
1%
ICMM Mining Principles (2024 Update)
3 source controls mapped|1 target controls covered
1%
ICAO Annex 17 - Aviation Security (AVSEC)
3 source controls mapped|2 target controls covered
1%
German Supply Chain Due Diligence Act (LkSG)
3 source controls mapped|1 target controls covered
1%
Aged Care Quality Standards 2019 (repealed edition)
3 source controls mapped|1 target controls covered
1%
AML/CTF Act 2006 (Australia)
3 source controls mapped|1 target controls covered
1%
Singapore AI Governance Framework
3 source controls mapped|1 target controls covered
1%
UAE Virtual Asset Regulatory Authority (VARA) Regulations
3 source controls mapped|1 target controls covered
1%
Authorised Economic Operator (AEO) Programmes - Global Standards
3 source controls mapped|1 target controls covered
1%
Solvency II
3 source controls mapped|3 target controls covered
1%
APRA SPS 220 Risk Management (Superannuation)
3 source controls mapped|1 target controls covered
1%
CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0
3 source controls mapped|6 target controls covered
1%
UK FCA/PRA Operational Resilience Framework
3 source controls mapped|1 target controls covered
1%
South Africa Promotion of Access to Information Act (PAIA)
3 source controls mapped|1 target controls covered
1%
NATO Cyber Defence Policy and NATO Computer Incident Response Capability (NCIRC)
3 source controls mapped|1 target controls covered
1%
ITU-T X.805 - Security Architecture for End-to-End Communications
3 source controls mapped|1 target controls covered
1%
US EPA Safe Drinking Water Act (SDWA) - Cybersecurity Requirements
3 source controls mapped|1 target controls covered
1%
UK Security and Emergency Measures Direction (SEMD) - Water Industry
3 source controls mapped|2 target controls covered
1%
ISO 37001:2016
3 source controls mapped|3 target controls covered
1%
Voluntary Principles on Security and Human Rights (VPs)
3 source controls mapped|1 target controls covered
1%
Papua New Guinea National Cybersecurity Policy & Cybercrime Act (2016)
3 source controls mapped|1 target controls covered
1%
COSO Internal Control - Integrated Framework (2013)
3 source controls mapped|1 target controls covered
1%
GAMP 5 - Good Automated Manufacturing Practice
3 source controls mapped|3 target controls covered
1%
NIST Post-Quantum Cryptography Standards (FIPS 203, 204, 205)
2 source controls mapped|5 target controls covered
0%
NATO STANAG 4774 (Confidentiality Metadata Labels) and STANAG 4778 (Metadata Binding)
2 source controls mapped|2 target controls covered
0%
ISO/IEC 23837:2023
2 source controls mapped|4 target controls covered
0%
ISO/IEC 29115:2013 - Entity Authentication Assurance Framework
2 source controls mapped|2 target controls covered
0%
ISO/TS 22317:2021
2 source controls mapped|5 target controls covered
0%
ISO/TS 22318:2021
2 source controls mapped|5 target controls covered
0%
ISO 22313:2020 - Guidance on Business Continuity Management Systems
2 source controls mapped|3 target controls covered
0%
ISO 22316
2 source controls mapped|5 target controls covered
0%
ISO 26262:2018 - Functional Safety for Road Vehicles
2 source controls mapped|2 target controls covered
0%
Automotive SPICE (ASPICE) v4.1 - Process Assessment Model
2 source controls mapped|3 target controls covered
0%
ISO 27018:2019
2 source controls mapped|2 target controls covered
0%
ISO 27002:2022
2 source controls mapped|2 target controls covered
0%
Sigstore - Software Artifact Signing and Verification
1 source controls mapped|2 target controls covered
0%
NIST SP 800-66
1 source controls mapped|1 target controls covered
0%
MDS2 (Medical Device)
1 source controls mapped|1 target controls covered
0%
MARS-E
1 source controls mapped|3 target controls covered
0%
HL7 FHIR Security Framework
1 source controls mapped|1 target controls covered
0%
FIDO2 / WebAuthn
1 source controls mapped|1 target controls covered
0%
ISO 27799:2025
1 source controls mapped|2 target controls covered
0%
NSA Guidance for Transition to Quantum-Resistant Cryptography
1 source controls mapped|3 target controls covered
0%
US ITAR and EAR - Export Control and Data Security
1 source controls mapped|2 target controls covered
0%
W3C Verifiable Credentials (VC) Data Model 2.0
1 source controls mapped|1 target controls covered
0%
3GPP 5G Security Architecture (TS 33.501)
1 source controls mapped|2 target controls covered
0%
ISO 31000:2018
1 source controls mapped|1 target controls covered
0%
Myanmar Cybersecurity Law (2023)
1 source controls mapped|1 target controls covered
0%
US Consumer Product Safety Act (CPSC) Manufacturer and Importer Duties
1 source controls mapped|1 target controls covered
0%
ISO 27001:2022
1 source controls mapped|1 target controls covered
0%
Austria Data Protection Act (Datenschutzgesetz, DSG, amended 2018)
1 source controls mapped|2 target controls covered
0%
WCAG 2.2
1 source controls mapped|1 target controls covered
0%
Regional Comprehensive Economic Partnership (RCEP) - E-Commerce Chapter
1 source controls mapped|1 target controls covered
0%
UK Bribery Act 2010
1 source controls mapped|3 target controls covered
0%
Philippines Cybercrime Prevention Act (RA 10175)
1 source controls mapped|1 target controls covered
0%
OWASP Top 10:2025
1 source controls mapped|1 target controls covered
0%
Notifiable Data Breaches Scheme (Australia)
1 source controls mapped|1 target controls covered
0%
ITU Radio Regulations and Space Security Standards
1 source controls mapped|1 target controls covered
0%
ITAR - International Traffic in Arms Regulations
1 source controls mapped|1 target controls covered
0%
Israel Protection of Privacy Law (5741-1981)
1 source controls mapped|2 target controls covered
0%
IATF 16949:2016 - Quality Management System for Automotive Production
1 source controls mapped|2 target controls covered
0%
IATA Operational Safety Audit (IOSA) Standards Manual
1 source controls mapped|1 target controls covered
0%
French Sapin II Law (Law No. 2016-1691)
1 source controls mapped|1 target controls covered
0%
Florida Digital Bill of Rights (FDBR)
1 source controls mapped|2 target controls covered
0%
FDA Quality Management System Regulation (QMSR)
1 source controls mapped|1 target controls covered
0%
Science Based Targets Initiative (SBTi) - Net-Zero Standard
1 source controls mapped|2 target controls covered
0%
ISO/IEC 27004:2016
1 source controls mapped|3 target controls covered
0%
ISO/IEC 29100:2024
1 source controls mapped|3 target controls covered
0%
Albania Law No. 124/2024 on Personal Data Protection
1 source controls mapped|2 target controls covered
0%
ISO/IEC 29147:2018
1 source controls mapped|2 target controls covered
0%
ISO/IEC 27050-1:2019
1 source controls mapped|1 target controls covered
0%
PCI DSS 4.0
1 source controls mapped|1 target controls covered
0%
DFARS 252.204-7012 - Safeguarding Covered Defense Information
1 source controls mapped|1 target controls covered
0%
ISO/IEC 27014:2020
1 source controls mapped|2 target controls covered
0%
FedRAMP High
1 source controls mapped|1 target controls covered
0%
FedRAMP Moderate
1 source controls mapped|1 target controls covered
0%
Illinois Biometric Information Privacy Act (BIPA)
1 source controls mapped|1 target controls covered
0%
ISO/IEC 29134:2023
1 source controls mapped|1 target controls covered
0%
Connecticut Data Privacy Act (CTDPA)
1 source controls mapped|1 target controls covered
0%
US Foreign Corrupt Practices Act (FCPA)
1 source controls mapped|1 target controls covered
0%
Azerbaijan Law on Personal Data (2010)
1 source controls mapped|1 target controls covered
0%
ISO 56002
1 source controls mapped|2 target controls covered
0%
ISO/IEC 17025:2017 - General Requirements for Testing and Calibration
1 source controls mapped|2 target controls covered
0%
Singapore Cybersecurity Act 2018
1 source controls mapped|1 target controls covered
0%
ISO 8000 - Data Quality
1 source controls mapped|2 target controls covered
0%
Sweden Data Protection Act (Dataskyddslag, 2018:218)
1 source controls mapped|1 target controls covered
0%
US SEC Digital Assets and Crypto Regulatory Framework
1 source controls mapped|2 target controls covered
0%
ISO 19650 - Organisation and Digitisation of Information about Buildings and Civil Engineering Works (BIM)
1 source controls mapped|3 target controls covered
0%
ISO 41001:2018 - Facility Management Systems
1 source controls mapped|2 target controls covered
0%
ISO 14064 - Greenhouse Gas Accounting and Verification (Parts 1-3)
1 source controls mapped|1 target controls covered
0%
WHO Global Strategy on Digital Health 2020-2025
1 source controls mapped|1 target controls covered
0%
Rhode Island Data Transparency and Privacy Protection Act (RIDTPPA)
1 source controls mapped|1 target controls covered
0%
ISO 22301:2019
1 source controls mapped|1 target controls covered
0%
ISO 37301:2021
1 source controls mapped|1 target controls covered
0%
ISO 55001:2014
1 source controls mapped|1 target controls covered
0%
ISO 50001:2018 - Energy Management Systems
1 source controls mapped|1 target controls covered
0%
ISO 27701:2019
1 source controls mapped|1 target controls covered
0%
ISO 9001:2015
1 source controls mapped|1 target controls covered
0%
ISO 13485:2016
1 source controls mapped|1 target controls covered
0%
ISO 10007:2017
1 source controls mapped|1 target controls covered
0%
NABERS - National Australian Built Environment Rating System
1 source controls mapped|1 target controls covered
0%
Coverage is not the same as your position
This page shows what FFIEC IT Examination Handbook overlaps with in general. Where your organisation actually stands, against the standard you are going for and the certifications you already hold, is a different question. Same graph and the same recorded refutations, scoped to you rather than to a pair.
The Compliance Position Diagnostic, $5,000 fixed, ten business daysWhat is FFIEC IT Examination Handbook and who does it apply to?
FFIEC IT Examination Handbook is a compliance framework from United States (FRB, FDIC, NCUA, OCC and state banking supervisors) with 10 domains and 348 controls. The FFIEC Information Technology Examination Handbook is the guidance the federal financial institution regulators' examiners use to assess institutions' and service providers' information technology, across its booklets: Architecture, Infrastructure and Operations (2021), Business Continuity Management (2019), Development, Acquisition and Maintenance (2024), Information Security (2016), Management (2015), Outsourcing Technology Services (2004), Retail Payment Systems (2016), Supervision of Technology Service Providers (2012), Wholesale Payment Systems (2004) and Audit (2012). The graph models the booklets' action summaries and examination expectations as 348 leaves. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.
What does FFIEC IT Examination Handbook actually require?
FFIEC IT Examination Handbook has 348 controls organised across 10 domains. The largest domains are Development, Acquisition, and Maintenance booklet (August 2024) – FFIEC IT Examination Handbook (84 controls), Architecture, Infrastructure, and Operations booklet (June 2021) – FFIEC IT Examination Handbook (77 controls), Information Security booklet (September 2016) – FFIEC IT Examination Handbook (57 controls). Each control defines specific requirements that organisations must implement to achieve compliance.
If I already comply with another framework, how much of FFIEC IT Examination Handbook do I already cover?
FFIEC IT Examination Handbook maps to 276 other compliance frameworks. The top mapping partners are PSD2 SCA (4% coverage), OSFI B-13 (4% coverage), Open Banking Security (4% coverage). Use our comparison tool to explore control-level mappings between frameworks.
How do I implement FFIEC IT Examination Handbook?
Start your FFIEC IT Examination Handbook compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about FFIEC IT Examination Handbook requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 348 controls and track your progress.
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