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Solvency II

European Union
v2016
6 domains
43 controls

Directive 2009/138/EC of the European Parliament and Council on the taking-up and pursuit of the business of Insurance and Reinsurance. Establishes a risk-based regulatory framework for EU insurance and reinsurance companies built on three pillars: quantitative requirements (capital, valuation), governance and risk management, and reporting and disclosure. In force since 1 January 2016; regulated by EIOPA.

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Framework summaries on this platform are AI-assisted interpretations for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.

Framework Domains (6)

Group

1 controls
Controls in the Group domain of Solvency II1 controls
CodeTitle
SII-GRP-17Group supervision

Pillar 1 Quantitative

7 controls
Controls in the Pillar 1 Quantitative domain of Solvency II7 controls
CodeTitle
SII-LAC-19Loss absorbing capacity adjustments
SII-P1-IM-16Internal model governance
SII-P1-MCR-02Minimum Capital Requirement floor
SII-P1-OF-04Own funds classification and tiering
SII-P1-SCR-01Solvency Capital Requirement calculation
SII-P1-TP-03Technical provisions valuation
SII-VA-20Volatility adjustment and matching adjustment

Pillar 2 Governance

9 controls
Controls in the Pillar 2 Governance domain of Solvency II9 controls
CodeTitle
SII-INV-18Prudent person principle for investments
SII-P2-ACT-10Actuarial function
SII-P2-CMP-08Compliance function
SII-P2-FIT-12Fit and proper requirements
SII-P2-IA-09Internal audit function
SII-P2-ORSA-05Own Risk and Solvency Assessment
SII-P2-OUT-11Outsourcing of critical functions
SII-P2-RM-07Risk management function
SII-P2-SYS-06System of governance

Pillar 2: Governance and Risk Management

12 controls

System of governance, key functions, ORSA, and supervisory review (Articles 36-49)

Controls in the Pillar 2: Governance and Risk Management domain of Solvency II12 controls
CodeTitle
SII-P2-01General Governance Requirements
SII-P2-02Fit and Proper Requirements
SII-P2-03Risk Management Function
SII-P2-04Own Risk and Solvency Assessment (ORSA)
SII-P2-05Internal Control System
SII-P2-06Compliance Function
SII-P2-07Internal Audit Function
SII-P2-08Actuarial Function
SII-P2-09Outsourcing Requirements
SII-P2-10Supervisory Review Process
SII-P2-11Remuneration Policy
SII-P2-12Written Policies

Pillar 3 Disclosure

3 controls
Controls in the Pillar 3 Disclosure domain of Solvency II3 controls
CodeTitle
SII-P3-QRT-15Quantitative Reporting Templates
SII-P3-RSR-14Regular Supervisory Report
SII-P3-SFCR-13Solvency and Financial Condition Report

Pillar 3: Reporting and Disclosure

11 controls

Public disclosure (SFCR), supervisory reporting (RSR), and quantitative templates (Articles 35, 51-56)

Controls in the Pillar 3: Reporting and Disclosure domain of Solvency II11 controls
CodeTitle
SII-P3-01Solvency and Financial Condition Report (SFCR)
SII-P3-02Regular Supervisory Report (RSR)
SII-P3-03Quantitative Reporting Templates (QRTs) - Annual
SII-P3-04Quantitative Reporting Templates (QRTs) - Quarterly
SII-P3-05SFCR Section A: Business and Performance
SII-P3-06SFCR Section B: System of Governance
SII-P3-07SFCR Section C: Risk Profile
SII-P3-08SFCR Section D: Valuation for Solvency Purposes
SII-P3-09SFCR Section E: Capital Management
SII-P3-10Group Reporting
SII-P3-11Audit Requirements

Maps to 201 other frameworks

43 total controls
IRM Enterprise Risk Management Framework (Institute of Risk Management)
6 source controls mapped|4 target controls covered
14%
SASB Standards (ISSB Integrated)
6 source controls mapped|6 target controls covered
14%
Authorised Economic Operator (AEO) Programmes - Global Standards
6 source controls mapped|4 target controls covered
14%
WCO Authorised Economic Operator (AEO) Framework
5 source controls mapped|3 target controls covered
12%
SEC Climate Disclosure Rule
5 source controls mapped|4 target controls covered
12%
IAIS Insurance Core Principles (ICPs)
5 source controls mapped|4 target controls covered
12%
Own Risk and Solvency Assessment (ORSA) - NAIC Model Act
5 source controls mapped|3 target controls covered
12%
SSAE 18 - Attestation Standards (SOC Reporting)
5 source controls mapped|2 target controls covered
12%
Protective Security Policy Framework (PSPF) Release 2024
4 source controls mapped|6 target controls covered
9%
9%
FBI CJIS Security Policy
4 source controls mapped|1 target controls covered
9%
NIST SP 800-53 Rev 5
4 source controls mapped|3 target controls covered
9%
API 1164
4 source controls mapped|3 target controls covered
9%
NIS2 Directive
4 source controls mapped|3 target controls covered
9%
NIST AI Risk Management Framework (AI RMF 1.0)
4 source controls mapped|3 target controls covered
9%
NIST AI 600-1: Generative AI Profile
4 source controls mapped|3 target controls covered
9%
ISO 27019
4 source controls mapped|4 target controls covered
9%
Annex 11 to EU GMP - Computerised Systems
4 source controls mapped|2 target controls covered
9%
New Zealand Information Security Manual (NZISM)
4 source controls mapped|3 target controls covered
9%
MARS-E - Minimum Acceptable Risk Standards for Exchanges
4 source controls mapped|3 target controls covered
9%
South Korea Cloud Security Assurance Program (CSAP)
4 source controls mapped|3 target controls covered
9%
NRC 10 CFR 73.54 - Nuclear Facility Cybersecurity
4 source controls mapped|3 target controls covered
9%
NIST Privacy Framework 1.0
4 source controls mapped|4 target controls covered
9%
SASB Standards
4 source controls mapped|4 target controls covered
9%
ISO/IEC 23894:2023
4 source controls mapped|4 target controls covered
9%
South Korea ISMS-P
4 source controls mapped|2 target controls covered
9%
German Supply Chain Due Diligence Act (LkSG)
4 source controls mapped|4 target controls covered
9%
IEC 62443
4 source controls mapped|3 target controls covered
9%
NIST Cybersecurity Framework 2.0
4 source controls mapped|5 target controls covered
9%
9%
NIST SP 800-171A Rev 3 - Assessing CUI Security Requirements
4 source controls mapped|3 target controls covered
9%
FAA Cybersecurity Framework for Aviation
4 source controls mapped|3 target controls covered
9%
Papua New Guinea National Cybersecurity Policy & Cybercrime Act (2016)
4 source controls mapped|3 target controls covered
9%
Japan FSA Cybersecurity Guidelines for Financial Institutions
4 source controls mapped|3 target controls covered
9%
RBI Cybersecurity Framework for Banks
4 source controls mapped|3 target controls covered
9%
Kuwait National Cybersecurity Framework
4 source controls mapped|3 target controls covered
9%
NERC CIP
4 source controls mapped|4 target controls covered
9%
AS9100D:2016 - Quality Management Systems for Aviation, Space, and Defence
4 source controls mapped|4 target controls covered
9%
AS9100D - Aerospace Quality Management System
4 source controls mapped|6 target controls covered
9%
ISO/IEC 27003:2017
4 source controls mapped|6 target controls covered
9%
EU AI Act
4 source controls mapped|4 target controls covered
9%
FedRAMP Rev 5
4 source controls mapped|2 target controls covered
9%
APRA CPS 230 Operational Risk Management
4 source controls mapped|5 target controls covered
9%
GLI-33 - Gaming Laboratories International Event Wagering Systems
4 source controls mapped|2 target controls covered
9%
ISO 28001:2007 Supply Chain Security Management
4 source controls mapped|3 target controls covered
9%
DO-326A / ED-202A
4 source controls mapped|3 target controls covered
9%
ISO 20400:2017 - Sustainable Procurement
4 source controls mapped|4 target controls covered
9%
ICH Q10 - Pharmaceutical Quality System
4 source controls mapped|2 target controls covered
9%
Singapore Government Instruction Manual on ICT&SS Management (IM8)
4 source controls mapped|2 target controls covered
9%
9%
PIC/S Guide to Good Manufacturing Practice for Medicinal Products
4 source controls mapped|2 target controls covered
9%
IEEE 1686
4 source controls mapped|3 target controls covered
9%
NIST SP 1800-32
4 source controls mapped|3 target controls covered
9%
UK Defence Standard 05-138 - Cyber Security for Defence Suppliers
4 source controls mapped|3 target controls covered
9%
9%
EBA Guidelines on ICT and Security Risk Management (EBA/GL/2024/07)
4 source controls mapped|3 target controls covered
9%
Security of Critical Infrastructure Act 2018 (SOCI)
4 source controls mapped|4 target controls covered
9%
ECB TIBER-EU Framework
4 source controls mapped|2 target controls covered
9%
TISAX - Trusted Information Security Assessment Exchange
4 source controls mapped|4 target controls covered
9%
TSA Pipeline Security
4 source controls mapped|3 target controls covered
9%
Telecommunications Sector Security Reforms (TSSR)
4 source controls mapped|2 target controls covered
9%
Vermont Artificial Intelligence and Consumer Data Act (AICDA)
3 source controls mapped|1 target controls covered
7%
APRA CPS 234
3 source controls mapped|3 target controls covered
7%
NIST SP 800-39
3 source controls mapped|3 target controls covered
7%
UK Gambling Commission - Cyber Resilience Requirements
3 source controls mapped|1 target controls covered
7%
ISO 27001:2022
3 source controls mapped|3 target controls covered
7%
Aged Care Quality Standards (Australia)
3 source controls mapped|1 target controls covered
7%
OCC Heightened Standards (12 CFR Part 30, Appendix D)
3 source controls mapped|3 target controls covered
7%
HKMA Cyber Resilience Assessment Framework (C-RAF)
3 source controls mapped|3 target controls covered
7%
ISO 41001:2018 - Facility Management Systems
3 source controls mapped|2 target controls covered
7%
ISO 39001:2012 - Road Traffic Safety Management
3 source controls mapped|2 target controls covered
7%
ISO 50001:2018 - Energy Management Systems
3 source controls mapped|2 target controls covered
7%
ISO 22313:2020 - Guidance on Business Continuity Management Systems
3 source controls mapped|2 target controls covered
7%
ISO 27005
3 source controls mapped|3 target controls covered
7%
FFIEC Cybersecurity Assessment Tool (CAT)
3 source controls mapped|2 target controls covered
7%
NIST SP 800-30
3 source controls mapped|3 target controls covered
7%
7%
Open Banking Security
3 source controls mapped|3 target controls covered
7%
EU NIS2 Directive - Transport Sector Requirements
3 source controls mapped|1 target controls covered
7%
OWASP DevSecOps Maturity Model (DSOMM)
3 source controls mapped|2 target controls covered
7%
ISO 37000:2021 - Governance of Organizations
3 source controls mapped|2 target controls covered
7%
PCI PIN Security
3 source controls mapped|3 target controls covered
7%
EDM Council DCAM - Data Management Capability Assessment Model
3 source controls mapped|1 target controls covered
7%
Philippines Cybercrime Prevention Act (RA 10175)
3 source controls mapped|1 target controls covered
7%
NRF Cybersecurity and Data Privacy Framework (National Retail Federation)
3 source controls mapped|3 target controls covered
7%
Oman National Cybersecurity Framework
3 source controls mapped|3 target controls covered
7%
Modern Slavery Act 2018 (Australia)
3 source controls mapped|2 target controls covered
7%
IEC 62304:2015 Medical Device Software Lifecycle Processes
3 source controls mapped|3 target controls covered
7%
ISO/IEC 27011:2024
3 source controls mapped|1 target controls covered
7%
OSFI B-13
3 source controls mapped|3 target controls covered
7%
UK Security and Emergency Measures Direction (SEMD) - Water Industry
3 source controls mapped|1 target controls covered
7%
Space ISAC (Information Sharing and Analysis Center) - Threat Framework
3 source controls mapped|1 target controls covered
7%
ISO/IEC 27010:2015
3 source controls mapped|1 target controls covered
7%
Japan AI Guidelines
3 source controls mapped|3 target controls covered
7%
ISO 31000
3 source controls mapped|3 target controls covered
7%
ICH E6(R3) - Good Clinical Practice
3 source controls mapped|1 target controls covered
7%
PSD2 SCA
3 source controls mapped|3 target controls covered
7%
ISO/IEC 38500:2024 - Governance of IT
3 source controls mapped|1 target controls covered
7%
EU Payment Services Directive (PSD2)
3 source controls mapped|1 target controls covered
7%
OECD AI Principles
3 source controls mapped|3 target controls covered
7%
Laos Law on Prevention and Combating Cybercrime (2015)
3 source controls mapped|1 target controls covered
7%
French Sapin II Law (Law No. 2016-1691)
3 source controls mapped|1 target controls covered
7%
IFRS 17 - Insurance Contracts
3 source controls mapped|1 target controls covered
7%
GS1 Global Standards - Supply Chain Traceability and Data Security
3 source controls mapped|3 target controls covered
7%
GLBA
3 source controls mapped|3 target controls covered
7%
ISO 22320:2018
3 source controls mapped|1 target controls covered
7%
ICMM Mining Principles (2024 Update)
3 source controls mapped|1 target controls covered
7%
ISO/IEC 27557:2022 - Organisational Privacy Risk Management
3 source controls mapped|5 target controls covered
7%
ISO/IEC 23837 - Security Requirements for Quantum Key Distribution
3 source controls mapped|2 target controls covered
7%
EU Medical Devices Regulation (MDR 2017/745)
3 source controls mapped|1 target controls covered
7%
EASA Part-IS - Information Security in Aviation
3 source controls mapped|3 target controls covered
7%
DORA
3 source controls mapped|3 target controls covered
7%
21 CFR Part 211 - Current Good Manufacturing Practice
3 source controls mapped|1 target controls covered
7%
Global Cross-Border Privacy Rules (Global CBPR) Forum
3 source controls mapped|1 target controls covered
7%
Monetary Authority of Singapore Technology Risk Management Guidelines
3 source controls mapped|3 target controls covered
7%
OECD Recommendation on Artificial Intelligence (2024 Update)
3 source controls mapped|1 target controls covered
7%
NIST SP 800-37
3 source controls mapped|3 target controls covered
7%
IEC 60601-1 - Medical Electrical Equipment Safety
3 source controls mapped|3 target controls covered
7%
PCI SSF
3 source controls mapped|3 target controls covered
7%
IEEE 7000
3 source controls mapped|3 target controls covered
7%
ISO/IEC 27006:2024
3 source controls mapped|1 target controls covered
7%
OWASP Top 10 for LLM Applications 2025
3 source controls mapped|1 target controls covered
7%
AML/CTF Act 2006 (Australia)
3 source controls mapped|1 target controls covered
7%
BREEAM - Building Research Establishment Environmental Assessment Method
3 source controls mapped|1 target controls covered
7%
TNFD Recommendations
3 source controls mapped|2 target controls covered
7%
AASB S2 Climate-related Disclosures
3 source controls mapped|1 target controls covered
7%
Digital Economy Partnership Agreement (DEPA)
3 source controls mapped|1 target controls covered
7%
EU Markets in Crypto-Assets Regulation (MiCA)
3 source controls mapped|2 target controls covered
7%
SEC Cybersecurity Disclosure Rules
3 source controls mapped|2 target controls covered
7%
Regulation (EU) 2019/1239 on the Maritime Single Window (MSW)
3 source controls mapped|1 target controls covered
7%
IATF 16949:2016 - Quality Management System for Automotive Production
3 source controls mapped|1 target controls covered
7%
Digital Services Act (DSA) - Regulation (EU) 2022/2065
3 source controls mapped|1 target controls covered
7%
EU Machinery Regulation (Regulation (EU) 2023/1230)
3 source controls mapped|1 target controls covered
7%
EU General Product Safety Regulation (GPSR, Regulation 2023/988)
3 source controls mapped|1 target controls covered
7%
EU In Vitro Diagnostic Medical Devices Regulation (IVDR)
3 source controls mapped|1 target controls covered
7%
EU Network Code on Cybersecurity for the Electricity Sector
3 source controls mapped|1 target controls covered
7%
EU Taxonomy Regulation (Regulation 2020/852)
3 source controls mapped|1 target controls covered
7%
MiFID II / MiFIR
3 source controls mapped|1 target controls covered
7%
Tunisia Organic Law on Personal Data Protection (Law No. 2004-63)
3 source controls mapped|1 target controls covered
7%
Law No. 2013-450 of 19 June 2013 on the Protection of Personal Data
3 source controls mapped|1 target controls covered
7%
Pakistan Personal Data Protection Bill 2023
3 source controls mapped|1 target controls covered
7%
Kazakhstan Law on Personal Data and Their Protection (No. 94-V)
3 source controls mapped|1 target controls covered
7%
Georgia Law on Personal Data Protection (2012)
3 source controls mapped|1 target controls covered
7%
7%
Serbia Law on Personal Data Protection (2018)
3 source controls mapped|1 target controls covered
7%
Lithuania Law on Legal Protection of Personal Data (2018)
3 source controls mapped|1 target controls covered
7%
Portugal Law No. 58/2019 - Data Protection Implementation Act
3 source controls mapped|1 target controls covered
7%
Netherlands GDPR Implementation Act (UAVG - Uitvoeringswet AVG, 2018)
3 source controls mapped|1 target controls covered
7%
Oman Personal Data Protection Law (Royal Decree 6/2022)
3 source controls mapped|1 target controls covered
7%
South Korea Personal Information Protection Act (PIPA)
3 source controls mapped|1 target controls covered
7%
Singapore Model AI Governance Framework (2nd Edition)
3 source controls mapped|1 target controls covered
7%
FFIEC IT Examination Handbook
3 source controls mapped|3 target controls covered
7%
USMCA Chapter 19 - Digital Trade (United States-Mexico-Canada Agreement)
3 source controls mapped|1 target controls covered
7%
PCI P2PE
3 source controls mapped|3 target controls covered
7%
NIST Privacy Framework Version 1.0
3 source controls mapped|2 target controls covered
7%
NIS2 Directive Implementing Acts
3 source controls mapped|1 target controls covered
7%
CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0
3 source controls mapped|2 target controls covered
7%
BS 65000:2014 - Guidance on Organizational Resilience
3 source controls mapped|2 target controls covered
7%
HKMA SPM
3 source controls mapped|3 target controls covered
7%
MTCS - Multi-Tier Cloud Security (Singapore)
3 source controls mapped|1 target controls covered
7%
Automotive SPICE (ASPICE) v4.0 - Process Assessment Model
3 source controls mapped|1 target controls covered
7%
O-RAN WG11 Security Specification
3 source controls mapped|1 target controls covered
7%
IMO Maritime Cybersecurity Guidelines (MSC-FAL.1/Circ.3/Rev.2)
3 source controls mapped|1 target controls covered
7%
SA8000:2014 - Social Accountability Standard
3 source controls mapped|1 target controls covered
7%
Singapore AI Governance Framework
3 source controls mapped|3 target controls covered
7%
GLOBALG.A.P. Integrated Farm Assurance (IFA) Standard v6
3 source controls mapped|1 target controls covered
7%
GAMP 5 - Good Automated Manufacturing Practice
3 source controls mapped|1 target controls covered
7%
ISO 22318
3 source controls mapped|1 target controls covered
7%
Lloyd's of London Cyber Insurance Requirements and Underwriting Standards
3 source controls mapped|1 target controls covered
7%
ISO 22317
3 source controls mapped|1 target controls covered
7%
UAE Virtual Asset Regulatory Authority (VARA) Regulations
3 source controls mapped|1 target controls covered
7%
SQF Code Edition 9 - Safe Quality Food
3 source controls mapped|1 target controls covered
7%
OWASP Top 10:2025
3 source controls mapped|1 target controls covered
7%
ISO 26000:2010
3 source controls mapped|1 target controls covered
7%
BRCGS Global Standard for Food Safety Issue 9
3 source controls mapped|1 target controls covered
7%
FDA Quality Management System Regulation (QMSR)
3 source controls mapped|1 target controls covered
7%
ISO 22316
3 source controls mapped|1 target controls covered
7%
Sigstore - Software Artifact Signing and Verification
3 source controls mapped|1 target controls covered
7%
TIBER-EU (Threat Intelligence-Based Ethical Red Teaming - European Union)
3 source controls mapped|3 target controls covered
7%
SWIFT CSP
3 source controls mapped|3 target controls covered
7%
SWIFT CSCF
3 source controls mapped|3 target controls covered
7%
UK AI Regulation Framework
3 source controls mapped|3 target controls covered
7%
7%
APRA SPS 220 Risk Management (Superannuation)
3 source controls mapped|3 target controls covered
7%
US Executive Order 14028 - Improving the Nation's Cybersecurity
3 source controls mapped|2 target controls covered
7%
SOC for Cybersecurity - Cybersecurity Risk Management Examination
3 source controls mapped|3 target controls covered
7%
UK Telecommunications (Security) Act 2021
3 source controls mapped|1 target controls covered
7%
UK FCA/PRA Operational Resilience Framework
3 source controls mapped|1 target controls covered
7%
ICAO Annex 17 - Aviation Security (AVSEC)
3 source controls mapped|1 target controls covered
7%
COSO Internal Control - Integrated Framework (2013)
2 source controls mapped|2 target controls covered
5%
PCAOB AS 2201 - Audit of Internal Control Over Financial Reporting (ICFR)
2 source controls mapped|3 target controls covered
5%
Science Based Targets initiative (SBTi) Corporate Standard
2 source controls mapped|1 target controls covered
5%

Frequently Asked Questions

What is Solvency II?

Solvency II is a compliance framework from European Union with 6 domains and 43 controls. Directive 2009/138/EC of the European Parliament and Council on the taking-up and pursuit of the business of Insurance and Reinsurance. Establishes a risk-based regulatory framework for EU insurance and reinsurance companies built on three pillars: quantitative requirements (capital, valuation), governance and risk management, and reporting and disclosure. In force since 1 January 2016; regulated by EIOPA. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does Solvency II have?

Solvency II has 43 controls organised across 6 domains. The largest domains are Pillar 2: Governance and Risk Management (12 controls), Pillar 3: Reporting and Disclosure (11 controls), Pillar 2 Governance (9 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does Solvency II map to?

Solvency II maps to 201 other compliance frameworks. The top mapping partners are IRM Enterprise Risk Management Framework (Institute of Risk Management) (14% coverage), SASB Standards (ISSB Integrated) (14% coverage), Authorised Economic Operator (AEO) Programmes - Global Standards (14% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with Solvency II compliance?

Start your Solvency II compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about Solvency II requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 43 controls and track your progress.

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