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UK FCA/PRA Operational Resilience Framework

Self-Assess
United Kingdom
v2022 (full compliance 2025)
5 domains
5 controls

The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) operational resilience framework (effective March 2022, full compliance by March 2025) requires financial institutions to identify important business services, set impact tolerances, and ensure they can remain within those tolerances during severe but plausible disruptions. Applies to banks, building societies, PRA-designated investment firms, insurers, and recognised payment system operators.

Verified

UK FCA/PRA Operational Resilience Framework is a compliance framework from United Kingdom with 5 domains and 5 controls that map to 137 other frameworks. The largest domains are Impact Tolerances (1 controls), Important Business Services (1 controls), Incident (1 controls). Every control below carries what it requires and what an assessor expects to see.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

Framework summaries on this platform are AI-assisted interpretations for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.

Framework Domains (5)

Impact Tolerances

1 controls
Controls in the Impact Tolerances domain of UK FCA/PRA Operational Resilience Framework — 1 controls
CodeTitle
UKOPRES-2Impact Tolerances and Scenario Testing

Important Business Services

1 controls
Controls in the Important Business Services domain of UK FCA/PRA Operational Resilience Framework — 1 controls
CodeTitle
UKOPRES-1Important Business Services Identification and Mapping

Incident

1 controls
Controls in the Incident domain of UK FCA/PRA Operational Resilience Framework — 1 controls
CodeTitle
UKOPRES-4Incident Management, Lessons Learned, Comms

Self-Assessment

1 controls
Controls in the Self-Assessment domain of UK FCA/PRA Operational Resilience Framework — 1 controls
CodeTitle
UKOPRES-3Self-Assessment and Board Engagement

Third-Party

1 controls
Controls in the Third-Party domain of UK FCA/PRA Operational Resilience Framework — 1 controls
CodeTitle
UKOPRES-5Third-Party Risk, Concentration Risk

Your Compliance Coverage

If you comply with UK FCA/PRA Operational Resilience Framework, you already cover:

NIST SP 800-53 Rev 5

60%

3 controls mapped

Compare →

Singapore Government Instruction Manual on ICT&SS Management (IM8)

60%

3 controls mapped

Compare →

Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process

60%

3 controls mapped

Compare →

+ 134 more: SSAE 18 - Attestation Standards (SOC Reporting) (60%), South Korea ISMS-P (60%)

See all 137 mapped frameworks ↓

Maps to 137 other frameworks

5 total controls
NIST SP 800-53 Rev 5
3 source controls mapped|8 target controls covered
60%
Singapore Government Instruction Manual on ICT&SS Management (IM8)
3 source controls mapped|5 target controls covered
60%
Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process
3 source controls mapped|7 target controls covered
60%
SSAE 18 - Attestation Standards (SOC Reporting)
3 source controls mapped|5 target controls covered
60%
South Korea ISMS-P
3 source controls mapped|4 target controls covered
60%
Security of Critical Infrastructure Act 2018 (SOCI)
3 source controls mapped|4 target controls covered
60%
AICPA Privacy Management Framework (PMF)
3 source controls mapped|2 target controls covered
60%
Vermont Artificial Intelligence and Consumer Data Act (AICDA)
2 source controls mapped|1 target controls covered
40%
API 1164
2 source controls mapped|5 target controls covered
40%
ASIS SPC.1-2009 - Organizational Resilience Standard
2 source controls mapped|4 target controls covered
40%
ISO/IEC 27031:2011
2 source controls mapped|3 target controls covered
40%
NIST SP 1800-32
2 source controls mapped|4 target controls covered
40%
IEC 62443
2 source controls mapped|5 target controls covered
40%
Authorised Economic Operator (AEO) Programmes - Global Standards
2 source controls mapped|4 target controls covered
40%
UK Security and Emergency Measures Direction (SEMD) - Water Industry
2 source controls mapped|4 target controls covered
40%
ISO/IEC 27011:2024
2 source controls mapped|2 target controls covered
40%
NIST SP 800-171A Rev 3 - Assessing CUI Security Requirements
2 source controls mapped|5 target controls covered
40%
NIST Cybersecurity Framework 2.0
2 source controls mapped|8 target controls covered
40%
Annex 11 to EU GMP - Computerised Systems
2 source controls mapped|2 target controls covered
40%
ISO 27019
2 source controls mapped|4 target controls covered
40%
FBI CJIS Security Policy
2 source controls mapped|2 target controls covered
40%
SOC for Cybersecurity - Cybersecurity Risk Management Examination
2 source controls mapped|2 target controls covered
40%
CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0
2 source controls mapped|3 target controls covered
40%
ISO/IEC 27003:2017
2 source controls mapped|6 target controls covered
40%
SQF Code Edition 9 - Safe Quality Food
2 source controls mapped|3 target controls covered
40%
ISO/IEC 23894:2023
2 source controls mapped|4 target controls covered
40%
FFIEC Cybersecurity Assessment Tool (CAT)
2 source controls mapped|2 target controls covered
40%
APRA CPS 230 Operational Risk Management
2 source controls mapped|3 target controls covered
40%
UK AI Regulation Framework
2 source controls mapped|2 target controls covered
40%
ISO 45001
2 source controls mapped|2 target controls covered
40%
ISO 31000
2 source controls mapped|4 target controls covered
40%
ISO 27005
2 source controls mapped|4 target controls covered
40%
EASA Part-IS - Information Security in Aviation
2 source controls mapped|3 target controls covered
40%
NFPA 1600 - Standard on Continuity, Emergency, and Crisis Management
2 source controls mapped|3 target controls covered
40%
ISO 22000
2 source controls mapped|2 target controls covered
40%
US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule
2 source controls mapped|2 target controls covered
40%
ISO/IEC 29147:2018
2 source controls mapped|3 target controls covered
40%
ISO 27018
2 source controls mapped|2 target controls covered
40%
NIST SP 800-190
2 source controls mapped|2 target controls covered
40%
BSI IT-Grundschutz
2 source controls mapped|4 target controls covered
40%
ISO 27017
2 source controls mapped|2 target controls covered
40%
Kuwait National Cybersecurity Framework
2 source controls mapped|1 target controls covered
40%
Singapore Cybersecurity Act 2018
2 source controls mapped|2 target controls covered
40%
ISO/IEC 29134:2023
2 source controls mapped|2 target controls covered
40%
ISO 15189:2022 - Medical Laboratories Requirements for Quality and Competence
1 source controls mapped|3 target controls covered
20%
Voluntary Principles on Security and Human Rights (VPs)
1 source controls mapped|1 target controls covered
20%
USMCA Chapter 19 - Digital Trade (United States-Mexico-Canada Agreement)
1 source controls mapped|1 target controls covered
20%
UK Gambling Commission - Cyber Resilience Requirements
1 source controls mapped|1 target controls covered
20%
SASB Standards
1 source controls mapped|2 target controls covered
20%
PCI P2PE
1 source controls mapped|3 target controls covered
20%
ISO 20400:2017 - Sustainable Procurement
1 source controls mapped|4 target controls covered
20%
IEC 62351 - Power Systems Communication Security
1 source controls mapped|2 target controls covered
20%
21 CFR Part 211 - Current Good Manufacturing Practice
1 source controls mapped|1 target controls covered
20%
ASD Strategies to Mitigate Cyber Security Incidents
1 source controls mapped|1 target controls covered
20%
BREEAM - Building Research Establishment Environmental Assessment Method
1 source controls mapped|1 target controls covered
20%
PCI SSF
1 source controls mapped|3 target controls covered
20%
APRA CPS 234
1 source controls mapped|2 target controls covered
20%
ISO/IEC 27010:2015
1 source controls mapped|1 target controls covered
20%
Space ISAC (Information Sharing and Analysis Center) - Threat Framework
1 source controls mapped|1 target controls covered
20%
FFIEC IT Examination Handbook
1 source controls mapped|3 target controls covered
20%
DAMA-DMBOK2 - Data Management Body of Knowledge (2nd Edition)
1 source controls mapped|2 target controls covered
20%
Solvency II
1 source controls mapped|3 target controls covered
20%
ISO 41001:2018 - Facility Management Systems
1 source controls mapped|2 target controls covered
20%
ISO 20000-1
1 source controls mapped|1 target controls covered
20%
ISO/IEC 25012:2008 - Data Quality Model
1 source controls mapped|1 target controls covered
20%
SOC 2
1 source controls mapped|3 target controls covered
20%
Protective Security Policy Framework (PSPF) Release 2024
1 source controls mapped|1 target controls covered
20%
Sigstore - Software Artifact Signing and Verification
1 source controls mapped|1 target controls covered
20%
PCI PIN Security
1 source controls mapped|3 target controls covered
20%
ISO 22316
1 source controls mapped|1 target controls covered
20%
BRCGS Global Standard for Food Safety Issue 9
1 source controls mapped|3 target controls covered
20%
ISO 26000:2010
1 source controls mapped|1 target controls covered
20%
US EPA Safe Drinking Water Act (SDWA) - Cybersecurity Requirements
1 source controls mapped|1 target controls covered
20%
ISO 28001:2007 Supply Chain Security Management
1 source controls mapped|2 target controls covered
20%
ISO/IEC 27007:2020
1 source controls mapped|1 target controls covered
20%
COBIT 2019
1 source controls mapped|1 target controls covered
20%
NIST SP 800-124 Revision 2 - Guidelines for Managing the Security of Mobile Devices
1 source controls mapped|1 target controls covered
20%
ISO 22317
1 source controls mapped|1 target controls covered
20%
UK Open Banking Standard
1 source controls mapped|2 target controls covered
20%
ISO 22318
1 source controls mapped|1 target controls covered
20%
ISO 50001:2018 - Energy Management Systems
1 source controls mapped|1 target controls covered
20%
ITIL 4
1 source controls mapped|1 target controls covered
20%
ISO/IEC 38500:2024 - Governance of IT
1 source controls mapped|1 target controls covered
20%
AS9100D:2016 - Quality Management Systems for Aviation, Space, and Defence
1 source controls mapped|1 target controls covered
20%
AS9100D - Aerospace Quality Management System
1 source controls mapped|2 target controls covered
20%
Automotive SPICE (ASPICE) v4.0 - Process Assessment Model
1 source controls mapped|1 target controls covered
20%
BS 65000:2014 - Guidance on Organizational Resilience
1 source controls mapped|1 target controls covered
20%
ITU-T X.805 - Security Architecture for End-to-End Communications
1 source controls mapped|1 target controls covered
20%
ISO/IEC 17025:2017 - General Requirements for Testing and Calibration
1 source controls mapped|2 target controls covered
20%
ISO 9001
1 source controls mapped|3 target controls covered
20%
ISO 56002
1 source controls mapped|1 target controls covered
20%
ISO 37001
1 source controls mapped|1 target controls covered
20%
ISO 39001:2012 - Road Traffic Safety Management
1 source controls mapped|1 target controls covered
20%
ISO 19011
1 source controls mapped|1 target controls covered
20%
ISO 37301
1 source controls mapped|1 target controls covered
20%
IEC 62304:2015 Medical Device Software Lifecycle Processes
1 source controls mapped|2 target controls covered
20%
TISAX - Trusted Information Security Assessment Exchange
1 source controls mapped|1 target controls covered
20%
ISO 30401
1 source controls mapped|1 target controls covered
20%
Aged Care Quality Standards 2019 (repealed edition)
1 source controls mapped|1 target controls covered
20%
ISO/IEC 27014:2020
1 source controls mapped|1 target controls covered
20%
ISO 55001
1 source controls mapped|1 target controls covered
20%
ISO 14064 - Greenhouse Gas Accounting and Verification (Parts 1-3)
1 source controls mapped|1 target controls covered
20%
FTC GLBA Safeguards Rule (16 CFR Part 314)
1 source controls mapped|1 target controls covered
20%
UN Guiding Principles on Business and Human Rights (UNGPs)
1 source controls mapped|1 target controls covered
20%
ISO/SAE 21434
1 source controls mapped|1 target controls covered
20%
ISO 27043
1 source controls mapped|1 target controls covered
20%
Secure by Design: A Guide for Manufacturers (CISA)
1 source controls mapped|1 target controls covered
20%
ISO/IEC 30111:2019
1 source controls mapped|1 target controls covered
20%
UNICEF Policy Guidance on AI for Children (2021)
1 source controls mapped|1 target controls covered
20%
Vietnam PDPD
1 source controls mapped|1 target controls covered
20%
Vietnam Law on Cybersecurity (No. 24/2018/QH14)
1 source controls mapped|1 target controls covered
20%
ISO 22313:2020 - Guidance on Business Continuity Management Systems
1 source controls mapped|1 target controls covered
20%
APRA SPS 220 Risk Management (Superannuation)
1 source controls mapped|1 target controls covered
20%
UAE Virtual Asset Regulatory Authority (VARA) Regulations
1 source controls mapped|2 target controls covered
20%
Switzerland New Federal Act on Data Protection (nFADP/nDSG, 2023)
1 source controls mapped|2 target controls covered
20%
Barbados Data Protection Act 2019
1 source controls mapped|1 target controls covered
20%
AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association)
1 source controls mapped|1 target controls covered
20%
Saudi Arabia PDPL
1 source controls mapped|1 target controls covered
20%
SANS Incident Handler's Handbook and PICERL Methodology
1 source controls mapped|1 target controls covered
20%
ISO 26262:2018 - Functional Safety for Road Vehicles
1 source controls mapped|1 target controls covered
20%
ISO/IEC 27557:2022 - Organisational Privacy Risk Management
1 source controls mapped|2 target controls covered
20%
GDPR
1 source controls mapped|1 target controls covered
20%
UK GDPR (UK General Data Protection Regulation)
1 source controls mapped|1 target controls covered
20%
Texas Data Privacy Act
1 source controls mapped|1 target controls covered
20%
Taiwan PDPA
1 source controls mapped|1 target controls covered
20%
ICAO Annex 17 - Aviation Security (AVSEC)
1 source controls mapped|2 target controls covered
20%
Federal Decree-Law No. 45 of 2021 on the Protection of Personal Data (UAE PDPL)
1 source controls mapped|1 target controls covered
20%
US Consumer Product Safety Commission (CPSC) - Connected Product Safety
1 source controls mapped|1 target controls covered
20%
AML/CTF Act 2006 (Australia)
1 source controls mapped|1 target controls covered
20%
ISO 13485
1 source controls mapped|1 target controls covered
20%
FedRAMP High
1 source controls mapped|1 target controls covered
20%
NIST SP 800-53 Revision 5.1 HIGH
1 source controls mapped|1 target controls covered
20%
FedRAMP Moderate
1 source controls mapped|1 target controls covered
20%
NIST SP 800-53 Rev 5 MODERATE
1 source controls mapped|1 target controls covered
20%
NIST SP 800-53 Rev 5 LOW
1 source controls mapped|1 target controls covered
20%
Bahrain PDPL
1 source controls mapped|1 target controls covered
20%
ISO 27799
1 source controls mapped|1 target controls covered
20%
Compare UK FCA/PRA Operational Resilience Framework with NIST SP 800-53 Rev 5

What is UK FCA/PRA Operational Resilience Framework and who does it apply to?

UK FCA/PRA Operational Resilience Framework is a compliance framework from United Kingdom with 5 domains and 5 controls. The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) operational resilience framework (effective March 2022, full compliance by March 2025) requires financial institutions to identify important business services, set impact tolerances, and ensure they can remain within those tolerances during severe but plausible disruptions. Applies to banks, building societies, PRA-designated investment firms, insurers, and recognised payment system operators. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

What does UK FCA/PRA Operational Resilience Framework actually require?

UK FCA/PRA Operational Resilience Framework has 5 controls organised across 5 domains. The largest domains are Impact Tolerances (1 controls), Important Business Services (1 controls), Incident (1 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

If I already comply with another framework, how much of UK FCA/PRA Operational Resilience Framework do I already cover?

UK FCA/PRA Operational Resilience Framework maps to 137 other compliance frameworks. The top mapping partners are NIST SP 800-53 Rev 5 (60% coverage), Singapore Government Instruction Manual on ICT&SS Management (IM8) (60% coverage), Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process (60% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I implement UK FCA/PRA Operational Resilience Framework?

Start your UK FCA/PRA Operational Resilience Framework compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about UK FCA/PRA Operational Resilience Framework requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 5 controls and track your progress.

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