FFIEC IT Examination Handbook
Architecture, Infrastructure, and Operations booklet (June 2021) – FFIEC IT Examination Handbook

FFIEC IT Examination Handbook AIO-III.C.3: III.C.3 Business Process Diagrams and Narratives (Architecture, Infrastructure, and Operations)

What does AIO-III.C.3 require?

Management maintains business process diagrams that depict the relationships between business processes and control points, the functions and decision points of an activity and the handoffs between departments, and business process narratives that describe the processes and control points, often to support control reporting such as SOX or SOC reports and to explain how business units function.

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