OCC Heightened Standards (12 CFR Part 30, Appendix D)

United States (OCC)

v2014

5 domains

26 controls

The OCC Heightened Standards establish minimum standards for the design and implementation of a risk governance framework for large insured national banks, federal savings associations, and insured federal branches ($50 billion+ in consolidated assets). The standards address the obligation of the board of directors, front-line units, independent risk management, and internal audit. Effective 2014.

Verified

Framework summaries on this platform are AI-assisted interpretations for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.

Framework Domains (5)

Part I — Introduction and Scope

5 controls

Controls in the Part I — Introduction and Scope domain of OCC Heightened Standards (12 CFR Part 30, Appendix D) — 5 controls
Code	Title	Description
I.A	Scope	Applies to insured national banks and federal savings associations with 0 billion+ in average total consolidated assets.
I.B	Compliance date	Covered banks must comply with the guidelines within a specified timeframe.
I.C	Reservation of authority	OCC reserves authority to apply guidelines to banks with less than 0 billion if operations are highly complex.
I.D	Preservation of existing authority	Guidelines supplement rather than limit other supervisory authority of the OCC.
I.E	Definitions	Defines front line unit, independent risk management, internal audit, and risk appetite.

Part II — Operational Risk and Talent Management

5 controls

Controls in the Part II — Operational Risk and Talent Management domain of OCC Heightened Standards (12 CFR Part 30, Appendix D) — 5 controls
Code	Title	Description
II.I	Concentration risk management	Processes for effectively identifying, measuring, monitoring, and controlling concentration risk.
II.J	Risk data aggregation and reporting	Processes and systems to aggregate risk data accurately and report in a timely manner.
II.K	Relationship of risk appetite to other processes	Integrate risk appetite statement with strategic planning, capital, and liquidity planning.
II.L	Talent management processes	Processes for attracting, developing, and retaining talent with skills to manage risks.
II.M	Compensation and performance management	Compensation programmes must not incentivise excessive risk-taking beyond the bank's risk appetite.

Part II — Risk Governance Framework Standards

5 controls

Controls in the Part II — Risk Governance Framework Standards domain of OCC Heightened Standards (12 CFR Part 30, Appendix D) — 5 controls
Code	Title	Description
II.A	Risk governance framework	Covered banks must establish and adhere to a written risk governance framework.
II.B	Scope of risk governance framework	Framework must cover all material risks including credit, interest rate, liquidity, operational, and compliance risks.
II.C.1	Front line units roles and responsibilities	Front line units must assess and manage risks generated by their activities within risk limits.
II.C.2	Independent risk management	Independent risk management must identify, measure, monitor, and report risks to the board.
II.C.3	Internal audit	Internal audit must assess effectiveness of risk governance framework and report to the board.

Part II — Strategic and Risk Appetite Standards

5 controls

Controls in the Part II — Strategic and Risk Appetite Standards domain of OCC Heightened Standards (12 CFR Part 30, Appendix D) — 5 controls
Code	Title	Description
II.D	Strategic plan	Covered bank must have a comprehensive strategic plan with a risk component.
II.E	Risk appetite statement	Board must approve a written statement articulating the aggregate level and types of risk the bank is willing to accept.
II.F	Concentration and front line unit risk limits	Establish risk limits for concentrations and front line units consistent with risk appetite.
II.G	Risk appetite review and monitoring	Processes for regularly reviewing, monitoring, and communicating risk appetite across the organisation.
II.H	Processes governing risk limit breaches	Establish processes for when front line units or concentrations breach established risk limits.

Part III — Board of Directors Standards

6 controls

Controls in the Part III — Board of Directors Standards domain of OCC Heightened Standards (12 CFR Part 30, Appendix D) — 6 controls
Code	Title	Description
III.A	Require an effective risk governance framework	Board must ensure the bank establishes and implements an effective risk governance framework.
III.B	Provide active oversight of management	Board must actively oversee the bank's risk-taking activities and hold management accountable.
III.C	Exercise independent judgment	Board members must exercise independent judgment in carrying out their responsibilities.
III.D	Include independent directors	Board must include at least two independent directors who are not officers or employees.
III.E	Provide ongoing training to all directors	Board must ensure all directors receive ongoing training on risk governance.
III.F	Self-assessments	Board must conduct annual self-assessments of its effectiveness in meeting heightened standards.

Maps to 470 other frameworks

26 total controls

EU Digital Services Act — Minors Protection Provisions (Regulation 2022/2065)

5 source controls mapped|5 target controls covered

19%

EU Digital Services Act — Online Gaming Platform Requirements

5 source controls mapped|3 target controls covered

19%

African Union Malabo Convention

5 source controls mapped|5 target controls covered

19%

Egypt Personal Data Protection Law (Law No. 151 of 2020)

5 source controls mapped|8 target controls covered

19%

Costa Rica Personal Data Protection Law (Law No. 8968)

5 source controls mapped|6 target controls covered

19%

Turkey Personal Data Protection Law (KVKK — Law No. 6698)

5 source controls mapped|6 target controls covered

19%

Ukraine Law on Personal Data Protection (Law No. 2297-VI)

5 source controls mapped|5 target controls covered

19%

Uzbekistan Law on Personal Data (No. ZRU-547)

5 source controls mapped|6 target controls covered

19%

Malta Data Protection Act (Cap. 586, 2018)

5 source controls mapped|8 target controls covered

19%

Qatar Personal Data Privacy Protection Law (Law No. 13 of 2016)

5 source controls mapped|6 target controls covered

19%

EU NIS2 Directive — Energy Sector Cybersecurity Requirements (Directive 2022/2555)

5 source controls mapped|6 target controls covered

19%

Notifiable Data Breaches Scheme (Australia)

5 source controls mapped|4 target controls covered

19%

EU Digital Markets Act

5 source controls mapped|3 target controls covered

19%

FTC Health Breach Notification Rule

5 source controls mapped|5 target controls covered

19%

UK Product Security and Telecommunications Infrastructure Act (PSTI)

5 source controls mapped|3 target controls covered

19%

EAR — Export Administration Regulations

5 source controls mapped|3 target controls covered

19%

European Accessibility Act (Directive (EU) 2019/882)

5 source controls mapped|3 target controls covered

19%

EU Deforestation-Free Products Regulation (EUDR)

5 source controls mapped|3 target controls covered

19%

Ontario Accessibility for Ontarians with Disabilities Act (AODA) — IASR Web Standard

5 source controls mapped|3 target controls covered

19%

US ITAR and EAR — Export Control and Data Security

5 source controls mapped|3 target controls covered

19%

US SEC Digital Assets and Crypto Regulatory Framework

5 source controls mapped|5 target controls covered

19%

Australia Consumer Data Right — Banking (CDR)

5 source controls mapped|3 target controls covered

19%

Australia eSafety Commissioner — Online Safety Expectations for Industry

5 source controls mapped|3 target controls covered

19%

EU Markets in Crypto-Assets Regulation (MiCA)

5 source controls mapped|9 target controls covered

19%

CSA STAR (Security, Trust, Assurance, and Risk)

4 source controls mapped|3 target controls covered

15%

ISO/IEC 27557:2022 — Organisational Privacy Risk Management

4 source controls mapped|7 target controls covered

15%

ISO/IEC 23837 — Security Requirements for Quantum Key Distribution

4 source controls mapped|3 target controls covered

15%

DORA

4 source controls mapped|4 target controls covered

15%

BCBS 239

4 source controls mapped|4 target controls covered

15%

IEC 62304:2015 Medical Device Software Lifecycle Processes

4 source controls mapped|6 target controls covered

15%

IEC 60601-1 — Medical Electrical Equipment Safety

4 source controls mapped|4 target controls covered

15%

EU Carbon Border Adjustment Mechanism (CBAM)

4 source controls mapped|5 target controls covered

15%

EU Cyber Solidarity Act (Regulation (EU) 2025/38)

4 source controls mapped|5 target controls covered

15%

EU Energy Performance of Buildings Directive (EPBD Recast, Directive 2024/1275)

4 source controls mapped|4 target controls covered

15%

EU European Media Freedom Act (EMFA)

4 source controls mapped|6 target controls covered

15%

EU Maritime Single Window Environment Regulation (EU 2019/1239) and EMSA Cybersecurity

4 source controls mapped|6 target controls covered

15%

EU Markets in Crypto-Assets Regulation (MiCA, Regulation 2023/1114)

4 source controls mapped|5 target controls covered

15%

EU Pay Transparency Directive (Directive 2023/970)

4 source controls mapped|7 target controls covered

15%

EU Platform Work Directive (Directive 2024/2831)

4 source controls mapped|7 target controls covered

15%

EU Product Liability Directive (Directive (EU) 2024/2853)

4 source controls mapped|7 target controls covered

15%

EU Seveso III Directive (Directive 2012/18/EU)

4 source controls mapped|6 target controls covered

15%

EU Taxonomy Regulation (Regulation 2020/852)

4 source controls mapped|5 target controls covered

15%

EU Taxonomy Regulation

4 source controls mapped|4 target controls covered

15%

EU Taxonomy for Sustainable Activities (Regulation 2020/852)

4 source controls mapped|3 target controls covered

15%

EU ePrivacy Directive (2002/58/EC)

4 source controls mapped|5 target controls covered

15%

Japan Act on Specified Commercial Transactions (ASCT) — Digital Services

4 source controls mapped|6 target controls covered

15%

Spain Organic Law 3/2018 on Data Protection and Digital Rights (LOPDGDD)

4 source controls mapped|4 target controls covered

15%

Rwanda Law No. 058/2021 Relating to the Protection of Personal Data

4 source controls mapped|5 target controls covered

15%

Peru Personal Data Protection Law (Law No. 29733)

4 source controls mapped|4 target controls covered

15%

Côte d'Ivoire Law on Personal Data Protection (Law No. 2013-450)

4 source controls mapped|4 target controls covered

15%

Georgia Law on Personal Data Protection (2012)

4 source controls mapped|5 target controls covered

15%

Colombia Data Protection Law (Law 1581 of 2012 — SIC Oversight)

4 source controls mapped|5 target controls covered

15%

Panama Law on Personal Data Protection (Law No. 81 of 2019)

4 source controls mapped|5 target controls covered

15%

Iceland Data Protection and Processing of Personal Data Act (Act No. 90/2018)

4 source controls mapped|7 target controls covered

15%

Montenegro Law on Personal Data Protection (2023)

4 source controls mapped|7 target controls covered

15%

Lithuania Law on Legal Protection of Personal Data (2018)

4 source controls mapped|3 target controls covered

15%

Romania Law No. 190/2018 on Data Protection Measures (GDPR Implementation)

4 source controls mapped|7 target controls covered

15%

Oman Personal Data Protection Law (Royal Decree 6/2022)

4 source controls mapped|5 target controls covered

15%

South Korea Personal Information Protection Act (PIPA)

4 source controls mapped|6 target controls covered

15%

Cambodia Sub-Decree on Personal Data Protection (Sub-Decree No. 134)

4 source controls mapped|7 target controls covered

15%

UNCITRAL Model Law on Electronic Commerce (1996, updated 2005)

4 source controls mapped|5 target controls covered

15%

Brazil Open Finance (Resolução Conjunta No. 1/2020)

4 source controls mapped|6 target controls covered

15%

APRA CPS 234

4 source controls mapped|4 target controls covered

15%

NIST AI Risk Management Framework (AI RMF 1.0)

4 source controls mapped|3 target controls covered

15%

NIST AI 600-1 Generative AI Profile

4 source controls mapped|3 target controls covered

15%

Singapore Government Instruction Manual on ICT&SS Management (IM8)

4 source controls mapped|5 target controls covered

15%

TNFD Recommendations

4 source controls mapped|8 target controls covered

15%

AASB S2 Climate-related Disclosures

4 source controls mapped|7 target controls covered

15%

Defence Security Principles Framework (DSPF)

4 source controls mapped|6 target controls covered

15%

Protective Security Policy Framework (PSPF) Release 2024

4 source controls mapped|7 target controls covered

15%

ASIC Cyber Resilience Good Practices

4 source controls mapped|4 target controls covered

15%

EIOPA Guidelines on ICT Security and Governance (2020)

4 source controls mapped|4 target controls covered

15%

GLBA

4 source controls mapped|4 target controls covered

15%

GAMP 5 — Good Automated Manufacturing Practice

4 source controls mapped|5 target controls covered

15%

FAA Cybersecurity Framework for Aviation

4 source controls mapped|8 target controls covered

15%

NIST SP 800-171A Rev 3 — Assessing CUI Security Requirements

4 source controls mapped|5 target controls covered

15%

Bermuda Monetary Authority (BMA) Cyber Risk Management Code of Conduct

4 source controls mapped|3 target controls covered

15%

OWASP Top 10:2025

4 source controls mapped|2 target controls covered

15%

BS 65000:2014 — Guidance on Organizational Resilience

4 source controls mapped|3 target controls covered

15%

GLI-33 — Gaming Laboratories International Event Wagering Systems

4 source controls mapped|4 target controls covered

15%

HKMA SPM

4 source controls mapped|4 target controls covered

15%

CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0

4 source controls mapped|2 target controls covered

15%

EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)

4 source controls mapped|4 target controls covered

15%

HKMA Cyber Resilience Assessment Framework (C-RAF)

4 source controls mapped|4 target controls covered

15%

EU GMP Annex 11 — Computerised Systems

4 source controls mapped|4 target controls covered

15%

IAIS Insurance Core Principles (ICPs)

4 source controls mapped|3 target controls covered

15%

FFIEC IT Examination Handbook

4 source controls mapped|4 target controls covered

15%

FBI CJIS Security Policy

4 source controls mapped|3 target controls covered

15%

3GPP Security Architecture (TS 33.501 — 5G Security)

4 source controls mapped|6 target controls covered

15%

ISO/IEC 38500:2024 — Governance of IT

4 source controls mapped|4 target controls covered

15%

AS9100D:2016 — Quality Management Systems for Aviation, Space, and Defence

4 source controls mapped|3 target controls covered

15%

AS9100D — Aerospace Quality Management System

4 source controls mapped|4 target controls covered

15%

ISO/IEC 27003:2017

4 source controls mapped|4 target controls covered

15%

FedRAMP Rev 5

4 source controls mapped|8 target controls covered

15%

EDM Council DCAM — Data Management Capability Assessment Model

4 source controls mapped|4 target controls covered

15%

NIST SP 800-82 Rev 3 — Guide to OT Security

4 source controls mapped|3 target controls covered

15%

PCI SSF

4 source controls mapped|4 target controls covered

15%

PSD2 SCA

4 source controls mapped|4 target controls covered

15%

Telecommunications Sector Security Reforms (TSSR)

4 source controls mapped|3 target controls covered

15%

MTCS — Multi-Tier Cloud Security (Singapore)

4 source controls mapped|3 target controls covered

15%

Papua New Guinea National Cybersecurity Policy & Cybercrime Act (2016)

4 source controls mapped|5 target controls covered

15%

Japan FSA Cybersecurity Guidelines for Financial Institutions

4 source controls mapped|5 target controls covered

15%

RBI Cybersecurity Framework for Banks

4 source controls mapped|5 target controls covered

15%

Kuwait National Cybersecurity Framework

4 source controls mapped|5 target controls covered

15%

MAS TRM

4 source controls mapped|4 target controls covered

15%

NIS2 Directive Implementing Acts

4 source controls mapped|5 target controls covered

15%

UK Telecommunications (Security) Act 2021

4 source controls mapped|3 target controls covered

15%

CFTC System Safeguards (17 CFR 37, 38, 39, 49)

4 source controls mapped|3 target controls covered

15%

TISAX — Trusted Information Security Assessment Exchange

4 source controls mapped|3 target controls covered

15%

NIST Cybersecurity Framework 2.0

4 source controls mapped|5 target controls covered

15%

AICPA SOC 1

4 source controls mapped|4 target controls covered

15%

ASD Information Security Manual (ISM)

4 source controls mapped|2 target controls covered

15%

ECB TIBER-EU

4 source controls mapped|4 target controls covered

15%

PCI PIN Security

4 source controls mapped|4 target controls covered

15%

PCI P2PE

4 source controls mapped|4 target controls covered

15%

COSO Enterprise Risk Management (ERM) Framework (2017)

4 source controls mapped|5 target controls covered

15%

AICPA SOC 3

4 source controls mapped|4 target controls covered

15%

SWIFT CSCF

4 source controls mapped|4 target controls covered

15%

ISO 37000:2021 — Governance of Organizations

4 source controls mapped|4 target controls covered

15%

Open Banking Security

4 source controls mapped|4 target controls covered

15%

EU PSD3 and Payment Services Regulation (Proposed)

4 source controls mapped|4 target controls covered

15%

SWIFT CSP

4 source controls mapped|4 target controls covered

15%

EASA Part-IS — Information Security in Aviation

4 source controls mapped|4 target controls covered

15%

O-RAN Alliance Security Specifications (O-RAN.WG11)

4 source controls mapped|4 target controls covered

15%

IMO Maritime Cybersecurity Guidelines (MSC-FAL.1/Circ.3/Rev.2)

4 source controls mapped|1 target controls covered

15%

ISO 22320:2018

4 source controls mapped|4 target controls covered

15%

ECB TIBER-EU Framework

4 source controls mapped|2 target controls covered

15%

ISO 15189:2022 — Medical Laboratories Requirements for Quality and Competence

4 source controls mapped|4 target controls covered

15%

South Korea ISMS-P

4 source controls mapped|2 target controls covered

15%

OSFI B-13

4 source controls mapped|4 target controls covered

15%

ISO 20400:2017 — Sustainable Procurement

4 source controls mapped|3 target controls covered

15%

PAS 1192-5:2015 — Security-Minded Approach to BIM and Digital Built Environments

4 source controls mapped|2 target controls covered

15%

Canada ITSG-33 — IT Security Risk Management

4 source controls mapped|2 target controls covered

15%

New Zealand Information Security Manual (NZISM)

4 source controls mapped|2 target controls covered

15%

MARS-E — Minimum Acceptable Risk Standards for Exchanges

4 source controls mapped|2 target controls covered

15%

South Korea Cloud Security Assurance Program (CSAP)

4 source controls mapped|2 target controls covered

15%

NRC 10 CFR 73.54 — Nuclear Facility Cybersecurity

4 source controls mapped|4 target controls covered

15%

PIC/S Guide to Good Manufacturing Practice for Medicinal Products

4 source controls mapped|4 target controls covered

15%

ICH Q10 — Pharmaceutical Quality System

4 source controls mapped|4 target controls covered

15%

ISO 28001:2007 Supply Chain Security Management

4 source controls mapped|2 target controls covered

15%

SSAE 18 — Attestation Standards (SOC Reporting)

4 source controls mapped|3 target controls covered

15%

ISO/IEC 23894:2023

4 source controls mapped|6 target controls covered

15%

Australian Energy Sector Cyber Security Framework (AESCSF)

3 source controls mapped|5 target controls covered

12%

COSO ERM

3 source controls mapped|3 target controls covered

12%

CSA CCM v4

3 source controls mapped|2 target controls covered

12%

IEEE 7000

3 source controls mapped|3 target controls covered

12%

Global Cross-Border Privacy Rules (Global CBPR) Forum

3 source controls mapped|1 target controls covered

12%

NIST Privacy Framework Version 1.0

3 source controls mapped|2 target controls covered

12%

UK ONR Cyber Security and Information Assurance (CSIA) for Nuclear Facilities

3 source controls mapped|1 target controls covered

12%

Critical Infrastructure Risk Management Program (CIRMP) Rules 2023

3 source controls mapped|2 target controls covered

12%

Aged Care Quality Standards (Australia)

3 source controls mapped|1 target controls covered

12%

AML/CTF Act 2006 (Australia)

3 source controls mapped|1 target controls covered

12%

CDP (formerly Carbon Disclosure Project)

3 source controls mapped|3 target controls covered

12%

Singapore Model AI Governance Framework (2nd Edition)

3 source controls mapped|1 target controls covered

12%

API 1164

3 source controls mapped|1 target controls covered

12%

China AI Regulations

3 source controls mapped|3 target controls covered

12%

EU AI Act

3 source controls mapped|3 target controls covered

12%

Australia AI Ethics Framework

3 source controls mapped|3 target controls covered

12%

Brazil AI Framework

3 source controls mapped|3 target controls covered

12%

APRA CPS 230 Operational Risk Management

3 source controls mapped|3 target controls covered

12%

ICMM Mining Principles (2024 Update)

3 source controls mapped|1 target controls covered

12%

BIMCO Cyber Security

3 source controls mapped|1 target controls covered

12%

BSI C5 — Cloud Computing Compliance Criteria Catalogue

3 source controls mapped|1 target controls covered

12%

APRA CPS 220 Risk Management

3 source controls mapped|3 target controls covered

12%

UAE Virtual Asset Regulatory Authority (VARA) Regulations

3 source controls mapped|1 target controls covered

12%

C2M2

3 source controls mapped|1 target controls covered

12%

FFIEC Cybersecurity Assessment Tool (CAT)

3 source controls mapped|2 target controls covered

12%

Colorado AI Act (SB 24-205)

3 source controls mapped|1 target controls covered

12%

IEEE 1686

3 source controls mapped|1 target controls covered

12%

UK Defence Standard 05-138 — Cyber Security for Defence Suppliers

3 source controls mapped|1 target controls covered

12%

ICH E6(R3) — Good Clinical Practice

3 source controls mapped|1 target controls covered

12%

DO-326A

3 source controls mapped|1 target controls covered

12%

IEC 62443

3 source controls mapped|1 target controls covered

12%

Canada Artificial Intelligence and Data Act (AIDA)

3 source controls mapped|1 target controls covered

12%

NIST SP 800-53 Rev 5

3 source controls mapped|3 target controls covered

12%

Singapore AI Governance Framework

3 source controls mapped|3 target controls covered

12%

APRA SPS 220 Risk Management (Superannuation)

3 source controls mapped|3 target controls covered

12%

Own Risk and Solvency Assessment (ORSA) — NAIC Model Act

3 source controls mapped|2 target controls covered

12%

NERC CIP

3 source controls mapped|1 target controls covered

12%

ISO 27019

3 source controls mapped|1 target controls covered

12%

NYDFS Cybersecurity Regulation (23 NYCRR Part 500)

3 source controls mapped|1 target controls covered

12%

WCO Authorised Economic Operator (AEO) Framework

3 source controls mapped|2 target controls covered

12%

NRF Cybersecurity and Data Privacy Framework (National Retail Federation)

3 source controls mapped|5 target controls covered

12%

WCO SAFE Framework of Standards to Secure and Facilitate Global Trade (2021)

3 source controls mapped|2 target controls covered

12%

Customs-Trade Partnership Against Terrorism (C-TPAT)

3 source controls mapped|2 target controls covered

12%

EU Critical Raw Materials Act (Regulation (EU) 2024/1252)

3 source controls mapped|2 target controls covered

12%

EU Chips Act (Regulation (EU) 2023/1781)

3 source controls mapped|2 target controls covered

12%

ISO 31000

3 source controls mapped|3 target controls covered

12%

NIST SP 800-30

3 source controls mapped|3 target controls covered

12%

NIST SP 800-37

3 source controls mapped|3 target controls covered

12%

ISO 27005

3 source controls mapped|3 target controls covered

12%

Solvency II

3 source controls mapped|3 target controls covered

12%

TSA Pipeline Security

3 source controls mapped|1 target controls covered

12%

NIS2 Directive

3 source controls mapped|1 target controls covered

12%

OECD AI Principles

3 source controls mapped|3 target controls covered

12%

IRM Enterprise Risk Management Framework (Institute of Risk Management)

3 source controls mapped|2 target controls covered

12%

SASB Standards (ISSB Integrated)

3 source controls mapped|3 target controls covered

12%

SASB Standards

3 source controls mapped|3 target controls covered

12%

NIST Privacy Framework 1.0

3 source controls mapped|3 target controls covered

12%

Oman National Cybersecurity Framework

3 source controls mapped|3 target controls covered

12%

German Supply Chain Due Diligence Act (LkSG)

3 source controls mapped|1 target controls covered

12%

SEC Cybersecurity Disclosure Rules

3 source controls mapped|2 target controls covered

12%

Security of Critical Infrastructure Act 2018 (SOCI)

3 source controls mapped|3 target controls covered

12%

OECD AI Principles (2024 Update)

3 source controls mapped|1 target controls covered

12%

NIST SP 800-39

3 source controls mapped|3 target controls covered

12%

ISO 42001

3 source controls mapped|3 target controls covered

12%

UK AI Regulation Framework

3 source controls mapped|3 target controls covered

12%

SEC Climate Disclosure Rule

3 source controls mapped|3 target controls covered

12%

NIST SP 1800-32

3 source controls mapped|1 target controls covered

12%

Japan AI Guidelines

3 source controls mapped|3 target controls covered

12%

SOC for Cybersecurity — Cybersecurity Risk Management Examination

3 source controls mapped|3 target controls covered

12%

Lloyd's of London Cyber Insurance Requirements and Underwriting Standards

3 source controls mapped|1 target controls covered

12%

Authorised Economic Operator (AEO) Programmes — Global Standards

3 source controls mapped|1 target controls covered

12%

EU Medical Devices Regulation (MDR 2017/745)

3 source controls mapped|1 target controls covered

12%

EU Clinical Trials Regulation (CTR 536/2014)

2 source controls mapped|2 target controls covered

Connecticut Data Privacy Act (CTDPA)

2 source controls mapped|4 target controls covered

Chile Personal Data Protection Law (Law No. 21.719)

2 source controls mapped|4 target controls covered

eIDAS 2.0 — EU Digital Identity Regulation

2 source controls mapped|4 target controls covered

MiFID II / MiFIR

2 source controls mapped|2 target controls covered

Ethiopia Personal Data Protection Proclamation (No. 1321/2024)

2 source controls mapped|5 target controls covered

Portugal Law No. 58/2019 — Data Protection Implementation Act

2 source controls mapped|7 target controls covered

North Macedonia Law on Personal Data Protection (2020)

2 source controls mapped|6 target controls covered

EU Network Code on Cybersecurity for the Electricity Sector

2 source controls mapped|4 target controls covered

Paraguay Law on Protection of Personal Data (Law No. 6534/2020)

2 source controls mapped|5 target controls covered

EU In Vitro Diagnostic Medical Devices Regulation (IVDR)

2 source controls mapped|3 target controls covered

Tunisia Organic Law on Personal Data Protection (Law No. 2004-63)

2 source controls mapped|3 target controls covered

Latvia Personal Data Processing Law (Fizisko personu datu apstrades likums, 2018)

2 source controls mapped|9 target controls covered

Finland Data Protection Act (Tietosuojalaki, 1050/2018)

2 source controls mapped|8 target controls covered

Estonia Personal Data Protection Act (Isikuandmete kaitse seadus, 2019)

2 source controls mapped|5 target controls covered

Botswana Data Protection Act (2024)

2 source controls mapped|6 target controls covered

Fiji Data Protection Bill (2020)

2 source controls mapped|7 target controls covered

Pakistan Personal Data Protection Bill 2023

2 source controls mapped|4 target controls covered

Angola Personal Data Protection Law (Law No. 22/11)

2 source controls mapped|5 target controls covered

Florida Digital Bill of Rights (FDBR)

2 source controls mapped|4 target controls covered

Italy Personal Data Protection Code (Legislative Decree No. 196/2003, amended 2018)

2 source controls mapped|2 target controls covered

Bosnia and Herzegovina Law on Protection of Personal Data (2006, amended 2011)

2 source controls mapped|5 target controls covered

Albania Law on Protection of Personal Data (Law No. 9887, 2008, amended 2014)

2 source controls mapped|4 target controls covered

Singapore Payment Services Act (PSA) — Digital Payment Token Regulation

2 source controls mapped|7 target controls covered

Tanzania Personal Data Protection Act (Draft)

2 source controls mapped|6 target controls covered

Trinidad and Tobago Data Protection Act 2011

2 source controls mapped|8 target controls covered

Cayman Islands Data Protection Act 2017 (DPA)

2 source controls mapped|6 target controls covered

Brunei Personal Data Protection Order 2024 (PDPO)

2 source controls mapped|8 target controls covered

Kenya Data Protection Act 2019

2 source controls mapped|7 target controls covered

Czech Republic Act on Personal Data Processing (Act No. 110/2019 Sb.)

2 source controls mapped|6 target controls covered

UK GDPR (UK General Data Protection Regulation)

2 source controls mapped|2 target controls covered

Australia My Health Records Act 2012

2 source controls mapped|5 target controls covered

Singapore Protection from Online Falsehoods and Manipulation Act (POFMA, 2019)

2 source controls mapped|4 target controls covered

Australia Online Safety Act 2021

2 source controls mapped|5 target controls covered

Jamaica Data Protection Act 2020

2 source controls mapped|5 target controls covered

Mauritius Data Protection Act 2017

2 source controls mapped|5 target controls covered

Ghana Data Protection Act 2012 (Act 843)

2 source controls mapped|4 target controls covered

Denmark Data Protection Act (Databeskyttelsesloven, 2018)

2 source controls mapped|8 target controls covered

Sweden Data Protection Act (Dataskyddslag, 2018:218)

2 source controls mapped|3 target controls covered

IAEA Nuclear Security Series — Computer Security at Nuclear Facilities (NSS-17-T Rev 1)

2 source controls mapped|4 target controls covered

Tennessee Information Protection Act (TIPA)

2 source controls mapped|2 target controls covered

EMV 3-D Secure (3DS2) — Payment Authentication Protocol

1 source controls mapped|3 target controls covered

ICAO Annex 17 — Aviation Security (AVSEC)

1 source controls mapped|3 target controls covered

Barbados Data Protection Act 2019

1 source controls mapped|1 target controls covered

EU European Health Data Space (EHDS)

1 source controls mapped|1 target controls covered

NIST SP 800-34 Rev 1 — Contingency Planning Guide

1 source controls mapped|3 target controls covered

DFARS 252.204-7012 — Safeguarding Covered Defense Information

1 source controls mapped|3 target controls covered

Illinois Biometric Information Privacy Act (BIPA)

1 source controls mapped|3 target controls covered

NAIC Insurance Data Security Model Law (MDL-668)

1 source controls mapped|5 target controls covered

Modern Slavery Act 2018 (Australia)

1 source controls mapped|3 target controls covered

ISO/IEC 27400:2022

1 source controls mapped|3 target controls covered

ISO/IEC 27011:2024

1 source controls mapped|3 target controls covered

EDM Council CDMC — Cloud Data Management Capabilities Framework

1 source controls mapped|3 target controls covered

EU Union Customs Code (UCC) — Data Protection and Security Provisions (Regulation 952/2013)

1 source controls mapped|2 target controls covered

Serbia Law on Personal Data Protection (2018)

1 source controls mapped|4 target controls covered

Netherlands GDPR Implementation Act (UAVG — Uitvoeringswet AVG, 2018)

1 source controls mapped|5 target controls covered

BRCGS Global Standard for Food Safety Issue 9

1 source controls mapped|3 target controls covered

ISO/IEC 27004:2016

1 source controls mapped|3 target controls covered

ISO/IEC 30111:2019

1 source controls mapped|3 target controls covered

ISO/IEC 29147:2018

1 source controls mapped|3 target controls covered

DAMA-DMBOK2 — Data Management Body of Knowledge (2nd Edition)

1 source controls mapped|3 target controls covered

Azure Security Benchmark

1 source controls mapped|1 target controls covered

21 CFR Part 211 — Current Good Manufacturing Practice

1 source controls mapped|1 target controls covered

Kazakhstan Law on Personal Data and Their Protection (No. 94-V)

1 source controls mapped|4 target controls covered

Uruguay Personal Data Protection Act (Law No. 18.331)

1 source controls mapped|5 target controls covered

ASEAN Data Management Framework

1 source controls mapped|2 target controls covered

South Korea Korea Internet Self-Governance Organisation (KISO) Code of Ethics

1 source controls mapped|5 target controls covered

Australia NHMRC National Statement on Ethical Conduct in Human Research

1 source controls mapped|2 target controls covered

EU AI Liability Directive

1 source controls mapped|4 target controls covered

EU Anti-Money Laundering Directive (AMLD6 / Directive 2018/1673)

1 source controls mapped|5 target controls covered

EU Audiovisual Media Services Directive (AVMSD, Directive 2018/1808)

1 source controls mapped|2 target controls covered

Cook Islands Electronic Transactions Act & Privacy Provisions (2003)

1 source controls mapped|3 target controls covered

US Americans with Disabilities Act (ADA) — Title III Digital Accessibility

1 source controls mapped|3 target controls covered

EU Machinery Regulation (Regulation (EU) 2023/1230)

1 source controls mapped|4 target controls covered

EU General Product Safety Regulation (GPSR, Regulation 2023/988)

1 source controls mapped|5 target controls covered

Laos Law on Prevention and Combating Cybercrime (2015)

1 source controls mapped|4 target controls covered

Jordan Draft Personal Data Protection Law (2022)

1 source controls mapped|4 target controls covered

Vietnam Law on Cybersecurity (No. 24/2018/QH14)

1 source controls mapped|5 target controls covered

Luxembourg Law of 1 August 2018 on Data Protection (GDPR Implementation)

1 source controls mapped|5 target controls covered

Hungary Act CXII of 2011 on Informational Self-Determination and Freedom of Information (Info Act)

1 source controls mapped|4 target controls covered

EU Web Accessibility Directive (Directive 2016/2102)

1 source controls mapped|3 target controls covered

Lebanon Electronic Transactions and Personal Data Protection Law (Law No. 81/2018)

1 source controls mapped|2 target controls covered

Senegal Law on Personal Data Protection (Law No. 2008-12)

1 source controls mapped|3 target controls covered

Morocco Data Protection Law (09-08)

1 source controls mapped|4 target controls covered

Poland Act on Personal Data Protection (Ustawa o ochronie danych osobowych, 2018)

1 source controls mapped|5 target controls covered

Russia Federal Law on Personal Data (152-FZ)

1 source controls mapped|4 target controls covered

Croatia Act on Implementation of the GDPR (Official Gazette 42/2018)

1 source controls mapped|3 target controls covered

Greece Law 4624/2019 — Hellenic Data Protection Authority (HDPA) Implementation Act

1 source controls mapped|2 target controls covered

Zimbabwe Data Protection Act (2021)

1 source controls mapped|4 target controls covered

Uganda Data Protection and Privacy Act (2019)

1 source controls mapped|4 target controls covered

ISPE GAMP 5 — A Risk-Based Approach to Compliant GxP Computerised Systems

1 source controls mapped|3 target controls covered

Austria Data Protection Act (Datenschutzgesetz, DSG, amended 2018)

1 source controls mapped|2 target controls covered

Switzerland New Federal Act on Data Protection (nFADP/nDSG, 2023)

1 source controls mapped|1 target controls covered

USMCA Chapter 19 — Digital Trade (United States-Mexico-Canada Agreement)

1 source controls mapped|1 target controls covered

ISO/IEC 29100:2024

1 source controls mapped|3 target controls covered

Kuwait Data Privacy Protection Regulation (KDPPR, 2021 — CMA Directive)

1 source controls mapped|3 target controls covered

South Korea Credit Information Act

1 source controls mapped|1 target controls covered

FATF Recommendation 16 — Virtual Asset Travel Rule

1 source controls mapped|2 target controls covered

US Foreign Corrupt Practices Act (FCPA)

1 source controls mapped|1 target controls covered

Digital Economy Partnership Agreement (DEPA)

1 source controls mapped|2 target controls covered

EN 50126/50128/50129 — Railway RAMS and Safety

1 source controls mapped|3 target controls covered

ESA ECSS-E-ST-40C — Space Software Engineering Standard

1 source controls mapped|3 target controls covered

ECSS Software Engineering Standards (ESA)

1 source controls mapped|3 target controls covered

21 CFR Part 58 — Good Laboratory Practice (GLP)

1 source controls mapped|2 target controls covered

CAIQ (CSA)

1 source controls mapped|1 target controls covered

Armenia Law on Protection of Personal Data (2015)

1 source controls mapped|3 target controls covered

OWASP DevSecOps Maturity Model (DSOMM)

1 source controls mapped|3 target controls covered

EU Data Act

1 source controls mapped|2 target controls covered

ISO/IEC 27031:2011

1 source controls mapped|1 target controls covered

ISO/IEC 27007:2020

1 source controls mapped|1 target controls covered

TEFCA — Trusted Exchange Framework and Common Agreement

1 source controls mapped|1 target controls covered

Rhode Island Data Transparency and Privacy Protection Act (RIDTPPA)

1 source controls mapped|3 target controls covered

Wisconsin Data Privacy Act (SB 670)

1 source controls mapped|3 target controls covered

China Personal Information Protection Law (PIPL)

1 source controls mapped|3 target controls covered

PCAOB AS 2201 — Audit of Internal Control Over Financial Reporting (ICFR)

1 source controls mapped|3 target controls covered

3GPP 5G Security Architecture (TS 33.501)

1 source controls mapped|2 target controls covered

ISO/IEC 29134:2023

1 source controls mapped|3 target controls covered

ISO/IEC 27014:2020

1 source controls mapped|3 target controls covered

Belgium Data Protection Act (Wet van 30 juli 2018, Loi du 30 juillet 2018)

1 source controls mapped|2 target controls covered

India Account Aggregator Framework (RBI)

1 source controls mapped|1 target controls covered

3GPP Security

1 source controls mapped|1 target controls covered

ICH E6(R2) Good Clinical Practice — Data Integrity and Electronic Systems

1 source controls mapped|1 target controls covered

AWS Well-Architected Security Pillar

1 source controls mapped|1 target controls covered

ETSI QKD Standards — Quantum Key Distribution (ETSI ISG QKD)

1 source controls mapped|3 target controls covered

IEC 62351 — Power Systems Communication Security

1 source controls mapped|1 target controls covered

CISA ICS-CERT Advisories and Industrial Control Systems Security Guidelines

1 source controls mapped|2 target controls covered

ILO Nursing Personnel Convention C149 (1977)

1 source controls mapped|3 target controls covered

FCC Customer Proprietary Network Information (CPNI) and Data Breach Rules (47 CFR 64.2001-2011)

1 source controls mapped|3 target controls covered

IFRS 17 — Insurance Contracts

1 source controls mapped|2 target controls covered

CIRCIA (Cyber Incident Reporting for Critical Infrastructure Act)

1 source controls mapped|3 target controls covered

ETSI EN 303 645

1 source controls mapped|1 target controls covered

ASIS SPC.1-2009 — Organizational Resilience Standard

1 source controls mapped|1 target controls covered

BSIMM

1 source controls mapped|1 target controls covered

Science Based Targets initiative (SBTi) Corporate Standard

1 source controls mapped|2 target controls covered

HL7 FHIR Security Framework

1 source controls mapped|1 target controls covered

COBIT 2019

1 source controls mapped|1 target controls covered

OWASP ASVS

1 source controls mapped|1 target controls covered

NIST Post-Quantum Cryptography Standards (FIPS 203, 204, 205)

1 source controls mapped|1 target controls covered

ISO/IEC 29115:2023 — Entity Authentication Assurance Framework

1 source controls mapped|1 target controls covered

EU NIS2 Directive — Transport Sector Requirements

1 source controls mapped|2 target controls covered

RICS Professional Standards — Data and Technology in Property

1 source controls mapped|1 target controls covered

W3C Verifiable Credentials (VC) Data Model 2.0

1 source controls mapped|2 target controls covered

MITRE D3FEND

1 source controls mapped|1 target controls covered

China Cybersecurity Law (CSL)

1 source controls mapped|1 target controls covered

C5 (Germany)

1 source controls mapped|1 target controls covered

California IoT Security Law

1 source controls mapped|1 target controls covered

Azerbaijan Law on Personal Data (2010)

1 source controls mapped|1 target controls covered

APRA Prudential Standard CPS 234 — Information Security (Australia)

1 source controls mapped|1 target controls covered

AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association)

1 source controls mapped|1 target controls covered

ISO 8000 — Data Quality

1 source controls mapped|3 target controls covered

Privacy by Design (PbD) — Seven Foundational Principles

1 source controls mapped|1 target controls covered

SQF Code Edition 9 — Safe Quality Food

1 source controls mapped|1 target controls covered

ISO/IEC 27050 — Electronic Discovery (Parts 1-4)

1 source controls mapped|1 target controls covered

EU Cyber Resilience Act

1 source controls mapped|1 target controls covered

NATO STANAG 4774/4778 — Confidentiality Metadata Labels

1 source controls mapped|3 target controls covered

ISO 56002

1 source controls mapped|4 target controls covered

ISO 41001:2018 — Facility Management Systems

1 source controls mapped|3 target controls covered

ISO 39001:2012 — Road Traffic Safety Management

1 source controls mapped|3 target controls covered

ISO 37002:2021 — Whistleblowing Management Systems

1 source controls mapped|3 target controls covered

ISO 50001:2018 — Energy Management Systems

1 source controls mapped|3 target controls covered

ISO 22313:2020 — Guidance on Business Continuity Management Systems

1 source controls mapped|3 target controls covered

PCI DSS v4.0

1 source controls mapped|3 target controls covered

ISO/IEC 27006:2024

1 source controls mapped|3 target controls covered

ISO/IEC 17025:2017 — General Requirements for Testing and Calibration Laboratories

1 source controls mapped|3 target controls covered

Florida Digital Bill of Rights (SB 262)

1 source controls mapped|1 target controls covered

RFC 2350 — Expectations for Computer Security Incident Response (BCP 21)

1 source controls mapped|3 target controls covered

IATF 16949:2016 — Quality Management System for Automotive Production

1 source controls mapped|2 target controls covered

NIST SP 800-115

1 source controls mapped|1 target controls covered

ITAR — International Traffic in Arms Regulations

1 source controls mapped|2 target controls covered

SOC 2

1 source controls mapped|2 target controls covered

ISO 27017

1 source controls mapped|1 target controls covered

South Korea PIPA

1 source controls mapped|1 target controls covered

Bermuda Personal Information Protection Act 2016 (PIPA)

1 source controls mapped|2 target controls covered

ISO 22739:2024 — Blockchain and Distributed Ledger Technologies Vocabulary

1 source controls mapped|3 target controls covered

Singapore Cybersecurity Act 2018

1 source controls mapped|1 target controls covered

Cyber Security Act 2024 (Australia)

1 source controls mapped|1 target controls covered

NIST SP 800-124 Rev 2 — Mobile Device Security

1 source controls mapped|3 target controls covered

ISMAP (Japan)

1 source controls mapped|1 target controls covered

UK Open Banking Standard

1 source controls mapped|1 target controls covered

MITRE ATT&CK

1 source controls mapped|1 target controls covered

Virginia Consumer Data Protection Act (VCDPA)

1 source controls mapped|1 target controls covered

Sri Lanka Personal Data Protection Act (No. 9 of 2022)

1 source controls mapped|1 target controls covered

IRS Publication 1075 — Tax Information Security Guidelines

1 source controls mapped|1 target controls covered

UK Construction (Design and Management) Regulations 2015 (CDM 2015)

1 source controls mapped|3 target controls covered

South Africa Promotion of Access to Information Act (PAIA)

1 source controls mapped|1 target controls covered

SSDF (NIST)

1 source controls mapped|1 target controls covered

Philippines Cybercrime Prevention Act (RA 10175)

1 source controls mapped|1 target controls covered

CCSDS 350.0-G-3 — Space Communications Security (Consultative Committee for Space Data Systems)

1 source controls mapped|1 target controls covered

BREEAM — Building Research Establishment Environmental Assessment Method

1 source controls mapped|1 target controls covered

AICPA Privacy Management Framework (PMF)

1 source controls mapped|2 target controls covered

US NRC 10 CFR 73.54 — Cyber Security for Nuclear Power Plants

1 source controls mapped|3 target controls covered

SSAE 18 SOC 1 — Report on Controls at a Service Organisation (ICFR)

1 source controls mapped|1 target controls covered

NIST SP 800-145

1 source controls mapped|1 target controls covered

Online Safety Act 2021 (Australia)

1 source controls mapped|3 target controls covered

ISO/SAE 21434

1 source controls mapped|1 target controls covered

NIST SP 800-137

1 source controls mapped|1 target controls covered

Nigeria Data Protection Act 2023 (NDPA)

1 source controls mapped|2 target controls covered

NIST SP 800-183

1 source controls mapped|1 target controls covered

OWASP MASVS

1 source controls mapped|1 target controls covered

DO-178C / ED-12C — Software Considerations in Airborne Systems

1 source controls mapped|3 target controls covered

ISO/IEC 25012:2008 — Data Quality Model

1 source controls mapped|2 target controls covered

NIST SP 800-207

1 source controls mapped|1 target controls covered

ITU Radio Regulations and Space Security Standards

1 source controls mapped|1 target controls covered

UK Bribery Act 2010

1 source controls mapped|3 target controls covered

ISO 19650 — Organisation and Digitisation of Information about Buildings and Civil Engineering Works (BIM)

1 source controls mapped|3 target controls covered

FTC GLBA Safeguards Rule (16 CFR Part 314)

1 source controls mapped|2 target controls covered

UK Gambling Commission — Cyber Resilience Requirements

1 source controls mapped|3 target controls covered

NIST SP 800-128

1 source controls mapped|1 target controls covered

Israel Protection of Privacy Law (5741-1981)

1 source controls mapped|3 target controls covered

NIST SP 800-160

1 source controls mapped|1 target controls covered

SWIFT Customer Security Programme (CSP)

1 source controls mapped|2 target controls covered

Automotive SPICE (ASPICE) v4.0 — Process Assessment Model

1 source controls mapped|2 target controls covered

Singapore Payment Services Act 2019 (PSA) — Digital Payment Token Provisions

1 source controls mapped|1 target controls covered

FDA Quality Management System Regulation (QMSR)

1 source controls mapped|1 target controls covered

NIST SP 800-88

1 source controls mapped|1 target controls covered

OpenSSF Scorecard

1 source controls mapped|1 target controls covered

NIST SP 800-190

1 source controls mapped|1 target controls covered

NIST SP 800-187

1 source controls mapped|1 target controls covered

NIST SP 800-123

1 source controls mapped|1 target controls covered

NIST SP 800-181

1 source controls mapped|1 target controls covered

NIST SP 800-161

1 source controls mapped|1 target controls covered

NIST SP 800-146

1 source controls mapped|1 target controls covered

PTES

1 source controls mapped|1 target controls covered

UNECE WP.29 R155

1 source controls mapped|1 target controls covered

Regional Comprehensive Economic Partnership (RCEP) — E-Commerce Chapter

1 source controls mapped|2 target controls covered

ISO 14064 — Greenhouse Gas Accounting and Verification (Parts 1-3)

1 source controls mapped|1 target controls covered

SIG (Shared Assessments)

1 source controls mapped|1 target controls covered

NIST SP 800-61

1 source controls mapped|1 target controls covered

IATA Operational Safety Audit (IOSA) Standards Manual

1 source controls mapped|1 target controls covered

NIST SP 800-144

1 source controls mapped|1 target controls covered

NIST SP 800-92

1 source controls mapped|1 target controls covered

ISO 27018

1 source controls mapped|1 target controls covered

UK Building Safety Act 2022

1 source controls mapped|2 target controls covered

UK PSTI Act

1 source controls mapped|1 target controls covered

WHO Global Strategy on Digital Health 2020-2025

1 source controls mapped|1 target controls covered

SLSA

1 source controls mapped|1 target controls covered

ISO 26262:2018 — Functional Safety for Road Vehicles

1 source controls mapped|1 target controls covered

NIST SP 800-150

1 source controls mapped|1 target controls covered

SANS Incident Handler's Handbook and PICERL Methodology

1 source controls mapped|2 target controls covered

NIST SP 800-218

1 source controls mapped|1 target controls covered

NIST SP 800-63

1 source controls mapped|1 target controls covered

French Sapin II Law (Law No. 2016-1691)

1 source controls mapped|1 target controls covered

US OFAC Sanctions Compliance Framework

1 source controls mapped|1 target controls covered

MTCS (Singapore)

1 source controls mapped|1 target controls covered

UNECE WP.29 R156

1 source controls mapped|1 target controls covered

ISO 27002:2022

1 source controls mapped|1 target controls covered

US Children's Online Privacy Protection Act (COPPA) and COPPA 2.0 Proposed Updates

1 source controls mapped|1 target controls covered

WCAG 2.2

1 source controls mapped|1 target controls covered

ISO 27043

1 source controls mapped|1 target controls covered

OWASP SAMM

1 source controls mapped|1 target controls covered

EU Code of Conduct for Research Data Management (GDPR Article 40)

1 source controls mapped|3 target controls covered

Tonga Communications Act (2015) — Privacy & Data Protection

1 source controls mapped|1 target controls covered

Myanmar Cybersecurity Law (2023)

1 source controls mapped|2 target controls covered

EU Data Governance Act (DGA)

1 source controls mapped|1 target controls covered

Equator Principles (EP4, 2020)

1 source controls mapped|1 target controls covered

GDPR

1 source controls mapped|1 target controls covered

Compare OCC Heightened Standards (12 CFR Part 30, Appendix D) with EU Digital Services Act — Minors Protection Provisions (Regulation 2022/2065)

Frequently Asked Questions

What is OCC Heightened Standards (12 CFR Part 30, Appendix D)?

OCC Heightened Standards (12 CFR Part 30, Appendix D) is a compliance framework from United States (OCC) with 5 domains and 26 controls. The OCC Heightened Standards establish minimum standards for the design and implementation of a risk governance framework for large insured national banks, federal savings associations, and insured federal branches ($50 billion+ in consolidated assets). The standards address the obligation of the board of directors, front-line units, independent risk management, and internal audit. Effective 2014. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does OCC Heightened Standards (12 CFR Part 30, Appendix D) have?

OCC Heightened Standards (12 CFR Part 30, Appendix D) has 26 controls organised across 5 domains. The largest domains are Part III — Board of Directors Standards (6 controls), Part I — Introduction and Scope (5 controls), Part II — Operational Risk and Talent Management (5 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does OCC Heightened Standards (12 CFR Part 30, Appendix D) map to?

OCC Heightened Standards (12 CFR Part 30, Appendix D) maps to 470 other compliance frameworks. The top mapping partners are EU Digital Services Act — Minors Protection Provisions (Regulation 2022/2065) (19% coverage), EU Digital Services Act — Online Gaming Platform Requirements (19% coverage), African Union Malabo Convention (19% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with OCC Heightened Standards (12 CFR Part 30, Appendix D) compliance?

Start your OCC Heightened Standards (12 CFR Part 30, Appendix D) compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about OCC Heightened Standards (12 CFR Part 30, Appendix D) requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 26 controls and track your progress.

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