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EU Clinical Trials Regulation (CTR 536/2014)

European Union
v536/2014
8 domains
30 controls

Regulation (EU) No 536/2014 (the Clinical Trials Regulation, CTR) harmonises the authorisation and conduct of clinical trials on medicinal products for human use across the EU/EEA. It repealed Directive 2001/20/EC and came into application on 31 January 2022 following the go-live of the Clinical Trials Information System (CTIS), with mandatory CTIS use from 31 January 2023 (new trials) and full transition by 31 January 2025 (legacy 2001/20/EC trials). Key features: a single EU-wide application through CTIS; harmonised Part I (scientific) and Part II (national / ethics) assessment with one Reporting Member State; substantial modification procedure; subject protection and informed consent rules (with specific provisions for incapacitated subjects, minors, pregnant/breastfeeding women, emergency trials); safety reporting (SUSAR via EudraVigilance, annual safety reports, serious breach reporting); compliance with the protocol and Good Clinical Practice; risk-based monitoring; trial master file and 25-year retention; manufacturing/import authorisation for investigational medicinal products (IMPs) with qualified person responsibility; harmonised labelling; sponsor and investigator obligations; damage compensation systems by Member States; Member State inspections and Union controls; the EU portal and EU database (CTIS) with public-transparency layer; the Clinical Trials Coordination and Advisory Group (CTAG); fees; data protection (alignment with the GDPR for clinical-trial data); penalties.

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Framework Domains (8)

CTR - Application Dossier (Ch IV)

1 controls
Controls in the CTR - Application Dossier (Ch IV) domain of EU Clinical Trials Regulation (CTR 536/2014)1 controls
CodeTitle
CTR-Art.25_26_27Application dossier and language requirements (Articles 25-27)

CTR - Authorisation Procedure and Substantial Modifications (Ch II-III)

5 controls
Controls in the CTR - Authorisation Procedure and Substantial Modifications (Ch II-III) domain of EU Clinical Trials Regulation (CTR 536/2014)5 controls
CodeTitle
CTR-Art.10Specific considerations for vulnerable populations (Article 10)
CTR-Art.15_16_17Substantial modification procedure (Articles 15-17)
CTR-Art.4_5Prior authorisation and submission of application (Articles 4-5)
CTR-Art.6_7Part I and Part II assessment (Articles 6-7)
CTR-Art.8Decision on the clinical trial (Article 8)

CTR - CTIS, Cooperation and Final Provisions (Ch XIV-XIX)

4 controls
Controls in the CTR - CTIS, Cooperation and Final Provisions (Ch XIV-XIX) domain of EU Clinical Trials Regulation (CTR 536/2014)4 controls
CodeTitle
CTR-Art.80_81_82EU portal, EU database and functionality (Articles 80-82) - CTIS
CTR-Art.83_84_85National contact points, Agency support and Clinical Trials Coordination and Advisory Group (Articles 83-85)
CTR-Art.93Data protection (Article 93)
CTR-Art.94Penalties (Article 94)

CTR - Conduct, Manufacturing and Labelling (Ch VIII-X)

6 controls
Controls in the CTR - Conduct, Manufacturing and Labelling (Ch VIII-X) domain of EU Clinical Trials Regulation (CTR 536/2014)6 controls
CodeTitle
CTR-Art.47Compliance with the protocol and Good Clinical Practice (Article 47)
CTR-Art.48Monitoring (Article 48)
CTR-Art.52Reporting of serious breaches (Article 52)
CTR-Art.57_58Clinical trial master file and archiving (Articles 57-58)
CTR-Art.61_62_63Manufacturing and import of IMPs and the qualified person (Articles 61-63)
CTR-Art.66_67_68_69Labelling of investigational medicinal products (Articles 66-69)

CTR - General Provisions (Ch I)

3 controls
Controls in the CTR - General Provisions (Ch I) domain of EU Clinical Trials Regulation (CTR 536/2014)3 controls
CodeTitle
CTR-Art.1Scope (Article 1)
CTR-Art.2Definitions (Article 2)
CTR-Art.3General principle (Article 3)

CTR - Sponsor, Damage Compensation and Supervision (Ch XI-XIII)

3 controls
Controls in the CTR - Sponsor, Damage Compensation and Supervision (Ch XI-XIII) domain of EU Clinical Trials Regulation (CTR 536/2014)3 controls
CodeTitle
CTR-Art.71_72_73_74Sponsor, co-sponsorship, principal investigator and legal representative (Articles 71-74)
CTR-Art.76Damage compensation (Article 76)
CTR-Art.77_78_79Corrective measures, Member State inspections and Union controls (Articles 77-79)

CTR - Start, End and Safety Reporting (Ch VI-VII)

4 controls
Controls in the CTR - Start, End and Safety Reporting (Ch VI-VII) domain of EU Clinical Trials Regulation (CTR 536/2014)4 controls
CodeTitle
CTR-Art.36_37Start and end of trial notifications (Articles 36-37)
CTR-Art.38Temporary halt or early termination for subject safety (Article 38)
CTR-Art.41_42Adverse-event and SUSAR reporting (Articles 41-42)
CTR-Art.43Annual safety reporting (Article 43)

CTR - Subject Protection and Informed Consent (Ch V)

4 controls
Controls in the CTR - Subject Protection and Informed Consent (Ch V) domain of EU Clinical Trials Regulation (CTR 536/2014)4 controls
CodeTitle
CTR-Art.28General rules on subject protection (Article 28)
CTR-Art.29Informed consent (Article 29)
CTR-Art.31_32Trials on incapacitated subjects and minors (Articles 31-32)
CTR-Art.33_34_35Pregnant/breastfeeding subjects, additional national measures, emergency trials (Articles 33-35)

Your Compliance Coverage

If you comply with EU Clinical Trials Regulation (CTR 536/2014), you already cover:

Maps to 4 other frameworks

30 total controls
ICH E6(R3) - Good Clinical Practice
8 source controls mapped|3 target controls covered
27%
EU In Vitro Diagnostic Medical Devices Regulation (IVDR)
4 source controls mapped|3 target controls covered
13%
GDPR
4 source controls mapped|5 target controls covered
13%
EU Medical Devices Regulation (MDR 2017/745)
2 source controls mapped|2 target controls covered
7%

Frequently Asked Questions

What is EU Clinical Trials Regulation (CTR 536/2014)?

EU Clinical Trials Regulation (CTR 536/2014) is a compliance framework from European Union with 8 domains and 30 controls. Regulation (EU) No 536/2014 (the Clinical Trials Regulation, CTR) harmonises the authorisation and conduct of clinical trials on medicinal products for human use across the EU/EEA. It repealed Directive 2001/20/EC and came into application on 31 January 2022 following the go-live of the Clinical Trials Information System (CTIS), with mandatory CTIS use from 31 January 2023 (new trials) and full transition by 31 January 2025 (legacy 2001/20/EC trials). Key features: a single EU-wide application through CTIS; harmonised Part I (scientific) and Part II (national / ethics) assessment with one Reporting Member State; substantial modification procedure; subject protection and informed consent rules (with specific provisions for incapacitated subjects, minors, pregnant/breastfeeding women, emergency trials); safety reporting (SUSAR via EudraVigilance, annual safety reports, serious breach reporting); compliance with the protocol and Good Clinical Practice; risk-based monitoring; trial master file and 25-year retention; manufacturing/import authorisation for investigational medicinal products (IMPs) with qualified person responsibility; harmonised labelling; sponsor and investigator obligations; damage compensation systems by Member States; Member State inspections and Union controls; the EU portal and EU database (CTIS) with public-transparency layer; the Clinical Trials Coordination and Advisory Group (CTAG); fees; data protection (alignment with the GDPR for clinical-trial data); penalties. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does EU Clinical Trials Regulation (CTR 536/2014) have?

EU Clinical Trials Regulation (CTR 536/2014) has 30 controls organised across 8 domains. The largest domains are CTR - Conduct, Manufacturing and Labelling (Ch VIII-X) (6 controls), CTR - Authorisation Procedure and Substantial Modifications (Ch II-III) (5 controls), CTR - CTIS, Cooperation and Final Provisions (Ch XIV-XIX) (4 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does EU Clinical Trials Regulation (CTR 536/2014) map to?

EU Clinical Trials Regulation (CTR 536/2014) maps to 4 other compliance frameworks. The top mapping partners are ICH E6(R3) - Good Clinical Practice (27% coverage), EU In Vitro Diagnostic Medical Devices Regulation (IVDR) (13% coverage), GDPR (13% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with EU Clinical Trials Regulation (CTR 536/2014) compliance?

Start your EU Clinical Trials Regulation (CTR 536/2014) compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about EU Clinical Trials Regulation (CTR 536/2014) requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 30 controls and track your progress.

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