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Brazil Open Finance (Resolução Conjunta No. 1/2020)

Brazil
v2020 (implemented 2021-2023)
5 domains
31 controls

Brazil's Open Finance framework, established by the Central Bank of Brazil (BCB) through Resolução Conjunta No. 1/2020 and subsequent regulations, creates one of the world's most comprehensive open financial data ecosystems. Mandatory for regulated financial institutions, it covers banking, insurance, investments, pensions, and foreign exchange data sharing. Phases implemented from 2021-2023. Uses standardised APIs managed by the Open Finance Brasil governance structure.

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Framework Domains (5)

Brazil Open Finance Cap. I-II: Implementation, Definitions and Objectives

4 controls
Controls in the Brazil Open Finance Cap. I-II: Implementation, Definitions and Objectives domain of Brazil Open Finance (Resolução Conjunta No. 1/2020)4 controls
CodeTitle
BR-OF-A1Implementation and scope of Open Finance
BR-OF-A2Definitions
BR-OF-A3Objectives of Open Finance
BR-OF-A4Institutions' obligations

Brazil Open Finance Cap. III: Scope of Sharing and Participants

3 controls
Controls in the Brazil Open Finance Cap. III: Scope of Sharing and Participants domain of Brazil Open Finance (Resolução Conjunta No. 1/2020)3 controls
CodeTitle
BR-OF-A5Scope of data and services shared
BR-OF-A6Participants (transmitter, recipient, initiator)
BR-OF-A7Registration of participation

Brazil Open Finance Cap. IV: Data Sharing, Consent and Security

12 controls
Controls in the Brazil Open Finance Cap. IV: Data Sharing, Consent and Security domain of Brazil Open Finance (Resolução Conjunta No. 1/2020)12 controls
CodeTitle
BR-OF-A10Data recipient and initiator obligations
BR-OF-A12Data use limitation and accuracy
BR-OF-A13Payment initiation consent
BR-OF-A14Client information requirements
BR-OF-A15Responsibilities in data sharing
BR-OF-A16Security measures by transmitter/account holder
BR-OF-A17Customer authentication procedures
BR-OF-A20Confirmation of sharing
BR-OF-A23Dedicated interfaces (APIs)
BR-OF-A24Information to participants
BR-OF-A8Consent for data and transaction sharing
BR-OF-A9Information provision to client

Brazil Open Finance Cap. V: Availability, Conduct and Governance

6 controls
Controls in the Brazil Open Finance Cap. V: Availability, Conduct and Governance domain of Brazil Open Finance (Resolução Conjunta No. 1/2020)6 controls
CodeTitle
BR-OF-A25Availability and crisis management
BR-OF-A28Prohibition on obstacles to sharing
BR-OF-A30Customer service channel
BR-OF-A31Reliability and responsibility
BR-OF-A33Responsible director
BR-OF-A34Personal data treatment (LGPD)

Brazil Open Finance Cap. VI-VIII: Convention, Oversight and Final Provisions

6 controls
Controls in the Brazil Open Finance Cap. VI-VIII: Convention, Oversight and Final Provisions domain of Brazil Open Finance (Resolução Conjunta No. 1/2020)6 controls
CodeTitle
BR-OF-A44Open Finance governance convention
BR-OF-A46Banco Central oversight role
BR-OF-A48Risk management policies
BR-OF-A49Records available to the Banco Central
BR-OF-A52Banco Central power to veto or restrict participation
BR-OF-A53Entry into force and transition

Your Compliance Coverage

If you comply with Brazil Open Finance (Resolução Conjunta No. 1/2020), you already cover:

Maps to 5 other frameworks

31 total controls
Australia Consumer Data Right - Banking (CDR)
5 source controls mapped|4 target controls covered
16%
LGPD
3 source controls mapped|1 target controls covered
10%
ISO/IEC 17050-2:2004
1 source controls mapped|1 target controls covered
3%
ISO 31000:2018
1 source controls mapped|1 target controls covered
3%
ISO/IEC 23894:2023
1 source controls mapped|1 target controls covered
3%

Frequently Asked Questions

What is Brazil Open Finance (Resolução Conjunta No. 1/2020)?

Brazil Open Finance (Resolução Conjunta No. 1/2020) is a compliance framework from Brazil with 5 domains and 31 controls. Brazil's Open Finance framework, established by the Central Bank of Brazil (BCB) through Resolução Conjunta No. 1/2020 and subsequent regulations, creates one of the world's most comprehensive open financial data ecosystems. Mandatory for regulated financial institutions, it covers banking, insurance, investments, pensions, and foreign exchange data sharing. Phases implemented from 2021-2023. Uses standardised APIs managed by the Open Finance Brasil governance structure. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does Brazil Open Finance (Resolução Conjunta No. 1/2020) have?

Brazil Open Finance (Resolução Conjunta No. 1/2020) has 31 controls organised across 5 domains. The largest domains are Brazil Open Finance Cap. IV: Data Sharing, Consent and Security (12 controls), Brazil Open Finance Cap. V: Availability, Conduct and Governance (6 controls), Brazil Open Finance Cap. VI-VIII: Convention, Oversight and Final Provisions (6 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does Brazil Open Finance (Resolução Conjunta No. 1/2020) map to?

Brazil Open Finance (Resolução Conjunta No. 1/2020) maps to 5 other compliance frameworks. The top mapping partners are Australia Consumer Data Right - Banking (CDR) (16% coverage), LGPD (10% coverage), ISO/IEC 17050-2:2004 (3% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with Brazil Open Finance (Resolução Conjunta No. 1/2020) compliance?

Start your Brazil Open Finance (Resolução Conjunta No. 1/2020) compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about Brazil Open Finance (Resolução Conjunta No. 1/2020) requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 31 controls and track your progress.

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