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Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process

International (RBA/RMI)
v2024 (regularly updated)
23 domains
33 controls

The Responsible Minerals Initiative (RMI), managed by the Responsible Business Alliance (RBA), provides tools and resources for companies to address responsible mineral sourcing in their supply chains. The RMI's Responsible Minerals Assurance Process (RMAP) is the most widely adopted smelter/refiner audit programme for conflict minerals (tin, tantalum, tungsten, gold - 3TG) and cobalt. Over 400 smelters and refiners assessed. RMAP uses independent third-party audits against the RMAP assessment standard. Supports compliance with Dodd-Frank Section 1502, EU Conflict Minerals Regulation (2017/821), and OECD Due Diligence Guidance.

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Framework summaries on this platform are AI-assisted interpretations for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.

Framework Domains (23)

Audit

1 controls
Controls in the Audit domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-06Third Party Audit

CAHRA

1 controls
Controls in the CAHRA domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-11Conflict-Affected and High-Risk Areas

Cobalt

1 controls
Controls in the Cobalt domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-13Cobalt Refiner Standard

Cross Recognition

1 controls
Controls in the Cross Recognition domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-16Cross Recognition

Due Diligence Management System

4 controls
Controls in the Due Diligence Management System domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process4 controls
CodeTitle
RMI-DD-1Policy and Management Systems
RMI-DD-2Supply Chain Information Collection
RMI-DD-3Red Flag Review
RMI-DD-4Due Diligence Reporting

Grievance Mechanism

1 controls
Controls in the Grievance Mechanism domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-08Grievance Mechanism

Identifier Management

1 controls
Controls in the Identifier Management domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-17Smelter Identification Number Management

Listing

1 controls
Controls in the Listing domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-19Conformant Facility Listing

Management System

1 controls
Controls in the Management System domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-02Management System

Mica

1 controls
Controls in the Mica domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-14Mica Standard

Mineral-Specific Standards

3 controls
Controls in the Mineral-Specific Standards domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process3 controls
CodeTitle
RMI-MS-1Conflict Minerals (3TG) Standard
RMI-MS-2Cobalt Standard
RMI-MS-3All-Minerals Standard

Origin Inquiry

1 controls
Controls in the Origin Inquiry domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-15Reasonable Country of Origin Inquiry

Records

1 controls
Controls in the Records domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-10Document Retention

Recycled Materials

1 controls
Controls in the Recycled Materials domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-12Recycled and Scrap Materials

Reporting

1 controls
Controls in the Reporting domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-07Public Reporting

Responsible Minerals Assurance Process (RMAP)

4 controls
Controls in the Responsible Minerals Assurance Process (RMAP) domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process4 controls
CodeTitle
RMI-RMAP-1Smelter/Refiner Assessment
RMI-RMAP-2Risk-Based Audit Approach
RMI-RMAP-3Onsite Audit Requirements
RMI-RMAP-4Assessor Oversight and Rotation

Risk Identification

1 controls
Controls in the Risk Identification domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-04Risk Identification

Risk Mitigation

1 controls
Controls in the Risk Mitigation domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-05Risk Mitigation

Scope

1 controls
Controls in the Scope domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-01Scope of Assurance

Self Assessment

1 controls
Controls in the Self Assessment domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-18Risk Readiness Assessment

Social, Environmental and Governance

3 controls
Controls in the Social, Environmental and Governance domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process3 controls
CodeTitle
RMI-SEG-1Facility-Level Social Standards
RMI-SEG-2Environmental Standards
RMI-SEG-3OHS and Governance

Supplier Engagement

1 controls
Controls in the Supplier Engagement domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-09Supplier Engagement

Transparency

1 controls
Controls in the Transparency domain of Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process1 controls
CodeTitle
RMAP-03Internal Systems of Transparency

Your Compliance Coverage

If you comply with Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process, you already cover:

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3%
OpenSSF Scorecard
1 source controls mapped|1 target controls covered
3%
NIST SP 800-63-4
1 source controls mapped|1 target controls covered
3%
Secure by Design: A Guide for Manufacturers (CISA)
1 source controls mapped|3 target controls covered
3%
UK PSTI Act
1 source controls mapped|1 target controls covered
3%
UNECE WP.29 R155
1 source controls mapped|1 target controls covered
3%
SIG (Shared Assessments)
1 source controls mapped|1 target controls covered
3%
US OFAC Sanctions Compliance Framework
1 source controls mapped|1 target controls covered
3%
OWASP SAMM
1 source controls mapped|1 target controls covered
3%
SEC Cybersecurity Disclosure Rules
1 source controls mapped|1 target controls covered
3%
SLSA
1 source controls mapped|1 target controls covered
3%
SSDF (NIST)
1 source controls mapped|1 target controls covered
3%
UNECE WP.29 R156
1 source controls mapped|1 target controls covered
3%

Frequently Asked Questions

What is Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process?

Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process is a compliance framework from International (RBA/RMI) with 23 domains and 33 controls. The Responsible Minerals Initiative (RMI), managed by the Responsible Business Alliance (RBA), provides tools and resources for companies to address responsible mineral sourcing in their supply chains. The RMI's Responsible Minerals Assurance Process (RMAP) is the most widely adopted smelter/refiner audit programme for conflict minerals (tin, tantalum, tungsten, gold - 3TG) and cobalt. Over 400 smelters and refiners assessed. RMAP uses independent third-party audits against the RMAP assessment standard. Supports compliance with Dodd-Frank Section 1502, EU Conflict Minerals Regulation (2017/821), and OECD Due Diligence Guidance. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process have?

Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process has 33 controls organised across 23 domains. The largest domains are Due Diligence Management System (4 controls), Responsible Minerals Assurance Process (RMAP) (4 controls), Mineral-Specific Standards (3 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process map to?

Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process maps to 280 other compliance frameworks. The top mapping partners are TISAX - Trusted Information Security Assessment Exchange (21% coverage), Telecommunications Sector Security Reforms (TSSR) (21% coverage), Protective Security Policy Framework (PSPF) Release 2024 (21% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process compliance?

Start your Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 33 controls and track your progress.

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