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FTC GLBA Safeguards Rule (16 CFR Part 314)

Self-Assess
United States (FTC-jurisdiction financial institutions)
v16 CFR Part 314 as amended by 86 FR 70272 (9 December 2021) and 88 FR 77499 (13 November 2023, effective 13 May 2024); eCFR as at 2026-01-01
4 domains
26 controls

The FTC GLBA Safeguards Rule (16 CFR Part 314) is the Federal Trade Commission regulation implementing Title V of the Gramm-Leach-Bliley Act (15 USC 6801-6809). The Rule applies to NON-BANK FINANCIAL INSTITUTIONS under FTC jurisdiction (consumer reporting agencies + finance companies + auto dealers + mortgage brokers + payday lenders + tax preparers + non-bank lenders + investment advisors + others). Bank-regulator-supervised financial institutions are covered by parallel regulations (12 CFR Part 30 OCC + 12 CFR Part 208 + 225 FRB + 12 CFR Part 364 FDIC + 12 CFR Part 748 NCUA + 17 CFR 248 SEC) issued by the federal banking agencies. REGULATORY HISTORY: (a) 2002 ORIGINAL RULE: required a written information security program + risk assessment + service-provider oversight + adjusting for changes; (b) 2021 AMENDMENTS (effective 9 January 2022 + with January 2023 for elements that required additional time): expanded definition of financial institution to include FINDERS (introducers); added 9 SPECIFIC SAFEGUARD ELEMENTS - (1) ACCESS CONTROLS + role-based + least-privilege + periodic review; (2) DATA INVENTORY + CLASSIFICATION; (3) ENCRYPTION of customer information at rest and in transit; (4) SECURE DEVELOPMENT PRACTICES; (5) MULTI-FACTOR AUTHENTICATION (MFA) for any individual accessing customer information on the network; (6) SECURE DISPOSAL of customer information; (7) CHANGE MANAGEMENT PROCEDURES; (8) MONITORING AND LOGGING of authorized user activity + detecting unauthorized access; (9) CONTINUOUS MONITORING OR ANNUAL PENETRATION TESTING + SEMIANNUAL VULNERABILITY ASSESSMENTS; required QUALIFIED INDIVIDUAL designation responsible for program oversight + Board reporting; required WRITTEN INCIDENT RESPONSE PLAN; (c) 2023 AMENDMENTS: added FTC NOTIFICATION REQUIREMENT for security events affecting 500 OR MORE CONSUMERS within 30 DAYS; (d) 2024-2025 FTC ENFORCEMENT: actions against multiple financial institutions + mortgage brokers + auto dealers for non-compliance with the new elements; (e) 2025 ANTICIPATED: additional amendments on AI-related risk + supply-chain due diligence + interagency coordination. EXEMPTION: institutions maintaining customer information of fewer than 5,000 CONSUMERS may use SIMPLIFIED COMPLIANCE under Section 314.6 (written risk assessment + safeguard elements + service-provider oversight); 5,000+ institutions must comply with full requirements.

Verified

FTC GLBA Safeguards Rule (16 CFR Part 314) is a compliance framework from United States (FTC-jurisdiction financial institutions) with 4 domains and 26 controls that map to 282 other frameworks. The largest domains are Testing, personnel, service providers and adjustment (314.4(d) to (g)) – FTC GLBA Safeguards Rule (16 CFR Part 314) (10 controls), Safeguards (314.4(c)) – FTC GLBA Safeguards Rule (16 CFR Part 314) (8 controls), Incident response, board reporting and FTC notification (314.4(h) to (j)) – FTC GLBA Safeguards Rule (16 CFR Part 314) (4 controls). Every control below carries what it requires and what an assessor expects to see.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

Framework summaries on this platform are interpretations grounded in the published source, for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.

Framework Domains (4)

Incident response, board reporting and FTC notification (314.4(h) to (j)) – FTC GLBA Safeguards Rule (16 CFR Part 314)

4 controls
Controls in the Incident response, board reporting and FTC notification (314.4(h) to (j)) – FTC GLBA Safeguards Rule (16 CFR Part 314) domain of FTC GLBA Safeguards Rule (16 CFR Part 314): 4 controls
CodeTitle
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(h)314.4(h) Written incident response plan
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(i)314.4(i) Annual written report to the board
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(j)(1)314.4(j)(1) Notice to the FTC within 30 days of a notification event affecting 500 or more consumers
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(j)(2)314.4(j)(2) Discovery rule for notification events

Program, Qualified Individual and risk assessment (314.3, 314.4(a) and (b)) – FTC GLBA Safeguards Rule (16 CFR Part 314)

4 controls
Controls in the Program, Qualified Individual and risk assessment (314.3, 314.4(a) and (b)) – FTC GLBA Safeguards Rule (16 CFR Part 314) domain of FTC GLBA Safeguards Rule (16 CFR Part 314): 4 controls
CodeTitle
ftc-glba-safeguards-rule-16-cfr-part-314::314.3(a)314.3(a) Comprehensive written information security program
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(a)314.4(a) Qualified Individual
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(b)(1)314.4(b)(1) Written risk assessment
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(b)(2)314.4(b)(2) Periodic reassessment of risks

Safeguards (314.4(c)) – FTC GLBA Safeguards Rule (16 CFR Part 314)

8 controls
Controls in the Safeguards (314.4(c)) – FTC GLBA Safeguards Rule (16 CFR Part 314) domain of FTC GLBA Safeguards Rule (16 CFR Part 314): 8 controls
CodeTitle
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(1)314.4(c)(1) Access controls
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(2)314.4(c)(2) Inventory of data, personnel, devices, systems and facilities
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(3)314.4(c)(3) Encryption in transit and at rest
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(4)314.4(c)(4) Secure development practices
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(5)314.4(c)(5) Multi-factor authentication
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(6)314.4(c)(6) Secure disposal and retention review
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(7)314.4(c)(7) Change management
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(c)(8)314.4(c)(8) Monitoring and logging of authorised users

Testing, personnel, service providers and adjustment (314.4(d) to (g)) – FTC GLBA Safeguards Rule (16 CFR Part 314)

10 controls
Controls in the Testing, personnel, service providers and adjustment (314.4(d) to (g)) – FTC GLBA Safeguards Rule (16 CFR Part 314) domain of FTC GLBA Safeguards Rule (16 CFR Part 314): 10 controls
CodeTitle
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(d)(1)314.4(d)(1) Regular testing or monitoring of key controls
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(d)(2)314.4(d)(2) Continuous monitoring or annual penetration testing and six-monthly vulnerability assessment
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(e)(1)314.4(e)(1) Security awareness training
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(e)(2)314.4(e)(2) Qualified information security personnel
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(e)(3)314.4(e)(3) Security updates and training for security personnel
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(e)(4)314.4(e)(4) Current knowledge of threats and countermeasures
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(f)(1)314.4(f)(1) Selection and retention of capable service providers
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(f)(2)314.4(f)(2) Contractual safeguards
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(f)(3)314.4(f)(3) Periodic assessment of service providers
ftc-glba-safeguards-rule-16-cfr-part-314::314.4(g)314.4(g) Evaluation and adjustment of the program

Your Compliance Coverage

If you comply with FTC GLBA Safeguards Rule (16 CFR Part 314), you already cover:

Vietnam Law on Cybersecurity (No. 116/2025/QH15)

16%

6 controls mapped

Compare →

Vermont Data Privacy and Online Surveillance Act

16%

6 controls mapped

Compare →

US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule

16%

6 controls mapped

Compare →

+ 279 more: UAE Virtual Asset Regulatory Authority (VARA) Regulations (16%), Privacy Act 1988 (Australia) (16%)

See all 282 mapped frameworks ↓

Maps to 282 other frameworks

37 total controls
Vietnam Law on Cybersecurity (No. 116/2025/QH15)
6 source controls mapped|2 target controls covered
16%
Vermont Data Privacy and Online Surveillance Act
6 source controls mapped|2 target controls covered
16%
US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule
6 source controls mapped|4 target controls covered
16%
UAE Virtual Asset Regulatory Authority (VARA) Regulations
6 source controls mapped|3 target controls covered
16%
Privacy Act 1988 (Australia)
6 source controls mapped|4 target controls covered
16%
Ecuador Ley Orgánica de Protección de Datos Personales (LOPDP)
6 source controls mapped|2 target controls covered
16%
Law No. 172-13 on the Protection of Personal Data
6 source controls mapped|3 target controls covered
16%
India DPDP Act
6 source controls mapped|5 target controls covered
16%
India CERT-In Cyber Security Directions 2022
6 source controls mapped|3 target controls covered
16%
HKMA Cyber Resilience Assessment Framework (C-RAF)
6 source controls mapped|3 target controls covered
16%
AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association)
6 source controls mapped|9 target controls covered
16%
Switzerland New Federal Act on Data Protection (nFADP/nDSG, 2023)
6 source controls mapped|17 target controls covered
16%
APRA CPS 230 Operational Risk Management
6 source controls mapped|3 target controls covered
16%
Barbados Data Protection Act 2019
6 source controls mapped|8 target controls covered
16%
Annex 11 to EU GMP - Computerised Systems
6 source controls mapped|7 target controls covered
16%
Bahrain PDPL
6 source controls mapped|10 target controls covered
16%
Federal Decree-Law No. 45 of 2021 on the Protection of Personal Data (UAE PDPL)
6 source controls mapped|5 target controls covered
16%
French Sapin II Law (Law No. 2016-1691)
5 source controls mapped|3 target controls covered
14%
UK Defence Standard 05-138 - Cyber Security for Defence Suppliers
5 source controls mapped|3 target controls covered
14%
PCAOB AS 2201 - Audit of Internal Control Over Financial Reporting (ICFR)
5 source controls mapped|4 target controls covered
14%
South Korea PIPA
5 source controls mapped|3 target controls covered
14%
IACS Unified Requirements E26/E27 - Cyber Resilience of Ships and On-Board Systems
5 source controls mapped|7 target controls covered
14%
ISO/IEC 29147:2018
5 source controls mapped|5 target controls covered
14%
US Consumer Product Safety Act (CPSC) Manufacturer and Importer Duties
5 source controls mapped|3 target controls covered
14%
Florida Digital Bill of Rights (FDBR)
5 source controls mapped|5 target controls covered
14%
ISO/IEC 29134:2023
5 source controls mapped|4 target controls covered
14%
BSI IT-Grundschutz
5 source controls mapped|15 target controls covered
14%
ASIS SPC.1-2009 - Organizational Resilience Standard
5 source controls mapped|5 target controls covered
14%
ISO/IEC 27031:2011
5 source controls mapped|4 target controls covered
14%
API 1164
5 source controls mapped|9 target controls covered
14%
AML/CTF Act 2006 (Australia)
5 source controls mapped|2 target controls covered
14%
ISO/IEC 27557:2022 - Organisational Privacy Risk Management
5 source controls mapped|5 target controls covered
14%
FBI CJIS Security Policy
5 source controls mapped|4 target controls covered
14%
UK Gambling Commission LCCP and Remote Technical Standards
4 source controls mapped|2 target controls covered
11%
TEFCA - Trusted Exchange Framework and Common Agreement
4 source controls mapped|1 target controls covered
11%
OWASP DevSecOps Maturity Model (DSOMM)
4 source controls mapped|5 target controls covered
11%
OWASP ASVS
4 source controls mapped|7 target controls covered
11%
Oman National Cybersecurity Framework
4 source controls mapped|4 target controls covered
11%
NRF Cybersecurity and Data Privacy Framework (National Retail Federation)
4 source controls mapped|3 target controls covered
11%
NIST SP 800-82 Revision 3: Guide to Industrial Control Systems (ICS) Security
4 source controls mapped|6 target controls covered
11%
NIST SP 800-146
4 source controls mapped|4 target controls covered
11%
NIST SP 800-145
4 source controls mapped|3 target controls covered
11%
NIST SP 800-144
4 source controls mapped|5 target controls covered
11%
MTCS (Singapore)
4 source controls mapped|6 target controls covered
11%
MITRE D3FEND
4 source controls mapped|3 target controls covered
11%
ISMAP (Japan)
4 source controls mapped|4 target controls covered
11%
ISO 28001:2007 Supply Chain Security Management
4 source controls mapped|4 target controls covered
11%
FFIEC Cybersecurity Assessment Tool (CAT)
4 source controls mapped|7 target controls covered
11%
ASD Strategies to Mitigate Cyber Security Incidents
4 source controls mapped|9 target controls covered
11%
CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0
4 source controls mapped|10 target controls covered
11%
Singapore Government Instruction Manual on ICT&SS Management (IM8)
4 source controls mapped|8 target controls covered
11%
ISO/IEC 27011:2024
4 source controls mapped|10 target controls covered
11%
SSAE 18 - Attestation Standards (SOC Reporting)
4 source controls mapped|8 target controls covered
11%
NIST SP 800-190
4 source controls mapped|9 target controls covered
11%
AICPA Privacy Management Framework (PMF)
4 source controls mapped|7 target controls covered
11%
SQF Code Edition 9 - Safe Quality Food
4 source controls mapped|2 target controls covered
11%
South Korea ISMS-P
4 source controls mapped|9 target controls covered
11%
ISO/IEC 27400:2022
4 source controls mapped|9 target controls covered
11%
Protective Security Policy Framework (PSPF) Release 2026
4 source controls mapped|3 target controls covered
11%
FFIEC IT Examination Handbook
4 source controls mapped|9 target controls covered
11%
Nigeria Open Banking Regulatory Framework (CBN, 2023)
4 source controls mapped|4 target controls covered
11%
Bank Secrecy Act / Anti-Money Laundering (BSA/AML)
4 source controls mapped|5 target controls covered
11%
TSA Pipeline Cybersecurity Directives
3 source controls mapped|2 target controls covered
8%
SLSA
3 source controls mapped|2 target controls covered
8%
SIG (Shared Assessments)
3 source controls mapped|4 target controls covered
8%
PTES
3 source controls mapped|4 target controls covered
8%
PAS 1192-5:2015 - Security-Minded Approach to BIM and Digital Built Environments
3 source controls mapped|3 target controls covered
8%
OWASP SAMM
3 source controls mapped|4 target controls covered
8%
OWASP MASVS
3 source controls mapped|5 target controls covered
8%
OpenSSF Scorecard
3 source controls mapped|5 target controls covered
8%
O-RAN WG11 Security Specification
3 source controls mapped|6 target controls covered
8%
NIST SP 800-92
3 source controls mapped|4 target controls covered
8%
NIST SP 800-88
3 source controls mapped|3 target controls covered
8%
NIST SP 800-63-4
3 source controls mapped|4 target controls covered
8%
NIST SP 800-61 Rev. 3
3 source controls mapped|4 target controls covered
8%
NIST SP 800-137
3 source controls mapped|4 target controls covered
8%
NIST SP 800-123
3 source controls mapped|4 target controls covered
8%
NIST SP 800-115 (Technical Guide to Information Security Testing and Assessment)
3 source controls mapped|4 target controls covered
8%
NIST Privacy Framework
3 source controls mapped|6 target controls covered
8%
MITRE ATT&CK
3 source controls mapped|5 target controls covered
8%
MARS-E
3 source controls mapped|7 target controls covered
8%
IMO Maritime Cybersecurity Guidelines (MSC-FAL.1/Circ.3/Rev.4)
3 source controls mapped|2 target controls covered
8%
IATA Operational Safety Audit (IOSA) Standards Manual
3 source controls mapped|2 target controls covered
8%
Ghana Cybersecurity Act
3 source controls mapped|6 target controls covered
8%
NRC 10 CFR 73.54 - Nuclear Facility Cybersecurity
3 source controls mapped|6 target controls covered
8%
ISO/IEC 30111:2019
3 source controls mapped|5 target controls covered
8%
NIST SP 800-53 Rev 5
3 source controls mapped|17 target controls covered
8%
Singapore Cybersecurity Act 2018
3 source controls mapped|3 target controls covered
8%
ISO/SAE 21434
3 source controls mapped|11 target controls covered
8%
ISO/IEC 27043:2015
3 source controls mapped|11 target controls covered
8%
Austria Data Protection Act (Datenschutzgesetz, DSG, amended 2018)
3 source controls mapped|9 target controls covered
8%
IEC 62351 - Power Systems Communication Security
3 source controls mapped|6 target controls covered
8%
US EPA Safe Drinking Water Act (SDWA) - Cybersecurity Requirements
3 source controls mapped|2 target controls covered
8%
Vietnam PDPD
3 source controls mapped|3 target controls covered
8%
Turkey KVKK
3 source controls mapped|2 target controls covered
8%
PSD2 SCA
3 source controls mapped|4 target controls covered
8%
Qatar DPL
3 source controls mapped|4 target controls covered
8%
Privacy Act 2020
3 source controls mapped|4 target controls covered
8%
POPIA
3 source controls mapped|4 target controls covered
8%
Peru DPL
3 source controls mapped|6 target controls covered
8%
Personal Data Act (personopplysningsloven)
3 source controls mapped|4 target controls covered
8%
PDPA Thailand
3 source controls mapped|4 target controls covered
8%
PDPA Singapore
3 source controls mapped|5 target controls covered
8%
Pakistan Personal Data Protection Bill 2023
3 source controls mapped|4 target controls covered
8%
OWASP Top 10:2025
3 source controls mapped|5 target controls covered
8%
OSFI B-13
3 source controls mapped|4 target controls covered
8%
Oregon Consumer Privacy Act
3 source controls mapped|5 target controls covered
8%
Open Banking Security
3 source controls mapped|4 target controls covered
8%
NIST SP 800-122
3 source controls mapped|4 target controls covered
8%
Nigeria Data Protection Regulation (NDPR)
3 source controls mapped|3 target controls covered
8%
Nigeria Data Protection Act 2023 (NDPA)
3 source controls mapped|7 target controls covered
8%
Nebraska Data Privacy Act
3 source controls mapped|7 target controls covered
8%
New Jersey Data Privacy Act
3 source controls mapped|4 target controls covered
8%
New Hampshire Data Privacy Act
3 source controls mapped|4 target controls covered
8%
Montana Consumer Data Privacy Act
3 source controls mapped|5 target controls covered
8%
Monetary Authority of Singapore Technology Risk Management Guidelines
3 source controls mapped|3 target controls covered
8%
Minnesota Consumer Data Privacy Act
3 source controls mapped|5 target controls covered
8%
Mexico LFPDPPP
3 source controls mapped|4 target controls covered
8%
Mauritius DPA
3 source controls mapped|6 target controls covered
8%
Maryland Online Data Privacy Act of 2024
3 source controls mapped|3 target controls covered
8%
Malaysia PDPA 2010
3 source controls mapped|6 target controls covered
8%
Liechtenstein DPA
3 source controls mapped|3 target controls covered
8%
LGPD
3 source controls mapped|2 target controls covered
8%
Kentucky Consumer Data Protection Act
3 source controls mapped|4 target controls covered
8%
Jamaica Data Protection Act 2020
3 source controls mapped|8 target controls covered
8%
Iowa Consumer Data Protection Act
3 source controls mapped|5 target controls covered
8%
Indonesia PDP Law
3 source controls mapped|6 target controls covered
8%
Indiana Consumer Data Protection Act
3 source controls mapped|2 target controls covered
8%
Iceland Data Protection and Processing of Personal Data Act (Act No. 90/2018)
3 source controls mapped|3 target controls covered
8%
IAEA Nuclear Security Series - Computer Security at Nuclear Facilities (NSS-17-T Rev 1)
3 source controls mapped|4 target controls covered
8%
HKMA SPM
3 source controls mapped|2 target controls covered
8%
GLBA
3 source controls mapped|4 target controls covered
8%
PCI SSF
3 source controls mapped|6 target controls covered
8%
NIST SP 800-124 Revision 2 - Guidelines for Managing the Security of Mobile Devices
3 source controls mapped|7 target controls covered
8%
APPI
3 source controls mapped|8 target controls covered
8%
PCI P2PE
3 source controls mapped|6 target controls covered
8%
NIST Cybersecurity Framework 2.0
3 source controls mapped|8 target controls covered
8%
Saudi Arabia PDPL
3 source controls mapped|8 target controls covered
8%
PCI PIN Security
3 source controls mapped|6 target controls covered
8%
SOC 2
3 source controls mapped|8 target controls covered
8%
SOC for Cybersecurity - Cybersecurity Risk Management Examination
3 source controls mapped|5 target controls covered
8%
UK Open Banking Standard
3 source controls mapped|7 target controls covered
8%
ICH E6(R3) - Good Clinical Practice
3 source controls mapped|3 target controls covered
8%
GHG Protocol
3 source controls mapped|2 target controls covered
8%
Secure by Design: A Guide for Manufacturers (CISA)
2 source controls mapped|6 target controls covered
5%
NIST SP 800-66
2 source controls mapped|3 target controls covered
5%
New Zealand Information Security Manual (NZISM)
2 source controls mapped|3 target controls covered
5%
NATO AQAP 2110 - Quality Assurance Requirements for Design, Development, and Production
2 source controls mapped|2 target controls covered
5%
MDS2 (Medical Device)
2 source controls mapped|5 target controls covered
5%
Japan FSA Cybersecurity Guidelines for Financial Institutions
2 source controls mapped|2 target controls covered
5%
FedRAMP High
2 source controls mapped|2 target controls covered
5%
FedRAMP Moderate
2 source controls mapped|2 target controls covered
5%
Kuwait National Cybersecurity Framework
2 source controls mapped|2 target controls covered
5%
Security of Critical Infrastructure Act 2018 (SOCI)
2 source controls mapped|4 target controls covered
5%
ISO 27799:2025
2 source controls mapped|10 target controls covered
5%
COBIT 2019
2 source controls mapped|2 target controls covered
5%
APRA CPS 234
2 source controls mapped|4 target controls covered
5%
ISO/IEC 27007:2020
2 source controls mapped|2 target controls covered
5%
US Maritime Transportation Security Act (MTSA) and USCG Cybersecurity Requirements
2 source controls mapped|3 target controls covered
5%
NERC CIP
2 source controls mapped|2 target controls covered
5%
IEEE 1686
2 source controls mapped|3 target controls covered
5%
HITECH Act
2 source controls mapped|2 target controls covered
5%
ISO 22320:2018
2 source controls mapped|6 target controls covered
5%
SANS Incident Handler's Handbook and PICERL Methodology
2 source controls mapped|5 target controls covered
5%
NIST SP 1800-32
2 source controls mapped|7 target controls covered
5%
Canada ITSG-33 - IT Security Risk Management
2 source controls mapped|1 target controls covered
5%
ISO/IEC 27010:2015
2 source controls mapped|4 target controls covered
5%
ISO/IEC 27019:2024
2 source controls mapped|7 target controls covered
5%
COSO Internal Control - Integrated Framework (2013)
2 source controls mapped|2 target controls covered
5%
IEC 62443
2 source controls mapped|7 target controls covered
5%
ISO/IEC 20000-1:2018
2 source controls mapped|3 target controls covered
5%
ITIL 4
2 source controls mapped|3 target controls covered
5%
ICAO Annex 17 - Aviation Security (AVSEC)
2 source controls mapped|2 target controls covered
5%
W3C Verifiable Credentials (VC) Data Model 2.0
2 source controls mapped|2 target controls covered
5%
USMCA Chapter 19 - Digital Trade (United States-Mexico-Canada Agreement)
2 source controls mapped|2 target controls covered
5%
UNICEF Policy Guidance on AI for Children (2021)
2 source controls mapped|1 target controls covered
5%
Regional Comprehensive Economic Partnership (RCEP) - E-Commerce Chapter
2 source controls mapped|1 target controls covered
5%
Student Privacy Pledge 2020
2 source controls mapped|1 target controls covered
5%
SWIFT CSCF
2 source controls mapped|2 target controls covered
5%
SASB Standards
2 source controls mapped|5 target controls covered
5%
Regulation on the European Health Data Space (EHDS)
2 source controls mapped|2 target controls covered
5%
Russia Federal Law on Personal Data (152-FZ)
2 source controls mapped|3 target controls covered
5%
PIC/S Guide to Good Manufacturing Practice for Medicinal Products
2 source controls mapped|4 target controls covered
5%
OWASP Top 10 for LLM Applications 2025
2 source controls mapped|2 target controls covered
5%
OECD AI Principles
2 source controls mapped|1 target controls covered
5%
NIST Special Publication 800-34 Revision 1, Contingency Planning Guide for Federal Information Systems
2 source controls mapped|3 target controls covered
5%
NIST Post-Quantum Cryptography Standards (FIPS 203, 204, 205)
2 source controls mapped|5 target controls covered
5%
NATO STANAG 4774 (Confidentiality Metadata Labels) and STANAG 4778 (Metadata Binding)
2 source controls mapped|2 target controls covered
5%
NAIC Insurance Data Security Model Law (MDL-668)
2 source controls mapped|3 target controls covered
5%
Japan AI Guidelines
2 source controls mapped|1 target controls covered
5%
Italy Personal Data Protection Code (Legislative Decree No. 196/2003, amended 2018)
2 source controls mapped|4 target controls covered
5%
IEEE 7000
2 source controls mapped|2 target controls covered
5%
ICH Q10 - Pharmaceutical Quality System
2 source controls mapped|2 target controls covered
5%
GLI-33 - Gaming Laboratories International Event Wagering Systems
2 source controls mapped|2 target controls covered
5%
GAMP 5 - Good Automated Manufacturing Practice
2 source controls mapped|3 target controls covered
5%
Illinois Biometric Information Privacy Act (BIPA)
2 source controls mapped|2 target controls covered
5%
IEC 62304:2015 Medical Device Software Lifecycle Processes
2 source controls mapped|5 target controls covered
5%
Azerbaijan Law on Personal Data (2010)
2 source controls mapped|5 target controls covered
5%
Albania Law No. 124/2024 on Personal Data Protection
2 source controls mapped|4 target controls covered
5%
ISO/IEC 25012:2008 - Data Quality Model
2 source controls mapped|3 target controls covered
5%
DAMA-DMBOK2 - Data Management Body of Knowledge (2nd Edition)
2 source controls mapped|5 target controls covered
5%
Sweden Data Protection Act (Dataskyddslag, 2018:218)
2 source controls mapped|3 target controls covered
5%
FedRAMP Rev 5
2 source controls mapped|5 target controls covered
5%
ISO/IEC 23837:2023
2 source controls mapped|5 target controls covered
5%
GDPR
2 source controls mapped|8 target controls covered
5%
ISO/IEC 29115:2013 - Entity Authentication Assurance Framework
2 source controls mapped|5 target controls covered
5%
Armenia Law on Protection of Personal Data (2015)
2 source controls mapped|4 target controls covered
5%
ISO 26262:2018 - Functional Safety for Road Vehicles
2 source controls mapped|2 target controls covered
5%
ISO/IEC 23894:2023
2 source controls mapped|4 target controls covered
5%
IFRS 17 - Insurance Contracts
2 source controls mapped|1 target controls covered
5%
UN Guiding Principles on Business and Human Rights (UNGPs)
1 source controls mapped|1 target controls covered
3%
UK FCA/PRA Operational Resilience Framework
1 source controls mapped|1 target controls covered
3%
SA8000:2014 - Social Accountability Standard
1 source controls mapped|1 target controls covered
3%
Modern Slavery Act 2018 (Australia)
1 source controls mapped|1 target controls covered
3%
Responsible Minerals Initiative (RMI) - Responsible Minerals Assurance Process
1 source controls mapped|1 target controls covered
3%
ISO/IEC 27006-1:2024
1 source controls mapped|1 target controls covered
3%
Space ISAC (Information Sharing and Analysis Center) - Threat Framework
1 source controls mapped|1 target controls covered
3%
South Korea Cloud Security Assurance Program (CSAP)
1 source controls mapped|1 target controls covered
3%
BS 65000:2014 - Guidance on Organizational Resilience
1 source controls mapped|1 target controls covered
3%
Voluntary Principles on Security and Human Rights (VPs)
1 source controls mapped|1 target controls covered
3%
Papua New Guinea National Cybersecurity Policy & Cybercrime Act (2016)
1 source controls mapped|1 target controls covered
3%
Laos Law on Prevention and Combating Cybercrime (2015)
1 source controls mapped|1 target controls covered
3%
EASA Part-IS - Information Security in Aviation
1 source controls mapped|3 target controls covered
3%
NFPA 1600 - Standard on Continuity, Emergency, and Crisis Management
1 source controls mapped|1 target controls covered
3%
Trinidad and Tobago Data Protection Act 2011
1 source controls mapped|1 target controls covered
3%
Sigstore - Software Artifact Signing and Verification
1 source controls mapped|4 target controls covered
3%
Paraguay Law on Protection of Personal Data (Law No. 6534/2020)
1 source controls mapped|1 target controls covered
3%
OWASP API Security Top 10 - 2023
1 source controls mapped|3 target controls covered
3%
Law on Personal Data Protection (Official Gazette No. 42/2020)
1 source controls mapped|1 target controls covered
3%
Jordan Personal Data Protection Law (Law No. 24 of 2023)
1 source controls mapped|2 target controls covered
3%
Hungary Act CXII of 2011 on Informational Self-Determination and Freedom of Information (Info Act)
1 source controls mapped|1 target controls covered
3%
HL7 FHIR Security Framework
1 source controls mapped|3 target controls covered
3%
GLOBALG.A.P. Integrated Farm Assurance (IFA) Standard v6
1 source controls mapped|1 target controls covered
3%
Georgia Law on Personal Data Protection (2012)
1 source controls mapped|1 target controls covered
3%
FIDO2 / WebAuthn
1 source controls mapped|1 target controls covered
3%
South Korea Korea Internet Self-Governance Organisation (KISO) Code of Ethics
1 source controls mapped|1 target controls covered
3%
ISO 9001:2015
1 source controls mapped|1 target controls covered
3%
NSA Guidance for Transition to Quantum-Resistant Cryptography
1 source controls mapped|3 target controls covered
3%
UK Security and Emergency Measures Direction (SEMD) - Water Industry
1 source controls mapped|1 target controls covered
3%
ISO 30401
1 source controls mapped|1 target controls covered
3%
ISO 26000:2010
1 source controls mapped|1 target controls covered
3%
US Foreign Corrupt Practices Act (FCPA)
1 source controls mapped|1 target controls covered
3%
South Africa Promotion of Access to Information Act (PAIA)
1 source controls mapped|1 target controls covered
3%
UK Bribery Act 2010
1 source controls mapped|1 target controls covered
3%
Rhode Island Data Transparency and Privacy Protection Act (RIDTPPA)
1 source controls mapped|3 target controls covered
3%
Philippines Cybercrime Prevention Act (RA 10175)
1 source controls mapped|1 target controls covered
3%
OCC Heightened Standards (12 CFR Part 30, Appendix D)
1 source controls mapped|1 target controls covered
3%
Notifiable Data Breaches Scheme (Australia)
1 source controls mapped|1 target controls covered
3%
NIST AI 600-1: Generative AI Profile
1 source controls mapped|1 target controls covered
3%
Kids Online Safety Act (KOSA)
1 source controls mapped|2 target controls covered
3%
Kenya Data Protection Act
1 source controls mapped|1 target controls covered
3%
ITU Radio Regulations and Space Security Standards
1 source controls mapped|1 target controls covered
3%
ITAR - International Traffic in Arms Regulations
1 source controls mapped|1 target controls covered
3%
Israel Protection of Privacy Law (5741-1981)
1 source controls mapped|4 target controls covered
3%
India Account Aggregator Framework (RBI)
1 source controls mapped|2 target controls covered
3%
IATF 16949:2016 - Quality Management System for Automotive Production
1 source controls mapped|2 target controls covered
3%
Hong Kong Personal Data (Privacy) Ordinance (PDPO, Cap 486)
1 source controls mapped|2 target controls covered
3%
Global Cross-Border Privacy Rules (Global CBPR) Forum
1 source controls mapped|1 target controls covered
3%
ISO/IEC 29100:2024
1 source controls mapped|6 target controls covered
3%
WHO Global Strategy on Digital Health 2020-2025
1 source controls mapped|2 target controls covered
3%
ISO 20400:2017 - Sustainable Procurement
1 source controls mapped|2 target controls covered
3%
ISO 19650 - Organisation and Digitisation of Information about Buildings and Civil Engineering Works (BIM)
1 source controls mapped|3 target controls covered
3%
Automotive SPICE (ASPICE) v4.1 - Process Assessment Model
1 source controls mapped|2 target controls covered
3%
ISO 15189:2022 - Medical Laboratories Requirements for Quality and Competence
1 source controls mapped|3 target controls covered
3%
IAIS Insurance Core Principles (ICPs)
1 source controls mapped|1 target controls covered
3%
IEC 60601-1 - Medical Electrical Equipment Safety
1 source controls mapped|2 target controls covered
3%
ISO/IEC 27003:2017
1 source controls mapped|1 target controls covered
3%
ISO/IEC 27014:2020
1 source controls mapped|2 target controls covered
3%
ISO/IEC 17025:2017 - General Requirements for Testing and Calibration
1 source controls mapped|2 target controls covered
3%
Australian Privacy Principles (APPs)
1 source controls mapped|3 target controls covered
3%
ISO 8000 - Data Quality
1 source controls mapped|2 target controls covered
3%
ISO 41001:2018 - Facility Management Systems
1 source controls mapped|2 target controls covered
3%
Science Based Targets Initiative (SBTi) - Net-Zero Standard
1 source controls mapped|2 target controls covered
3%
PCI DSS 4.0
1 source controls mapped|1 target controls covered
3%
Azure Security Benchmark
1 source controls mapped|1 target controls covered
3%
ISO/IEC 27004:2016
1 source controls mapped|3 target controls covered
3%
ISO 56002
1 source controls mapped|2 target controls covered
3%
ISO 14064 - Greenhouse Gas Accounting and Verification (Parts 1-3)
1 source controls mapped|1 target controls covered
3%
Connecticut Data Privacy Act (CTDPA)
1 source controls mapped|1 target controls covered
3%
DFARS 252.204-7012 - Safeguarding Covered Defense Information
1 source controls mapped|1 target controls covered
3%
ISO/IEC 27050-1:2019
1 source controls mapped|1 target controls covered
3%
Estonia Personal Data Protection Act (Isikuandmete kaitse seadus, 2019)
1 source controls mapped|1 target controls covered
3%
Compare FTC GLBA Safeguards Rule (16 CFR Part 314) with Vietnam Law on Cybersecurity (No. 116/2025/QH15)

Coverage is not the same as your position

This page shows what FTC GLBA Safeguards Rule (16 CFR Part 314) overlaps with in general. Where your organisation actually stands, against the standard you are going for and the certifications you already hold, is a different question. Same graph and the same recorded refutations, scoped to you rather than to a pair.

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What is FTC GLBA Safeguards Rule (16 CFR Part 314) and who does it apply to?

FTC GLBA Safeguards Rule (16 CFR Part 314) is a compliance framework from United States (FTC-jurisdiction financial institutions) with 4 domains and 26 controls. The FTC GLBA Safeguards Rule (16 CFR Part 314) is the Federal Trade Commission regulation implementing Title V of the Gramm-Leach-Bliley Act (15 USC 6801-6809). The Rule applies to NON-BANK FINANCIAL INSTITUTIONS under FTC jurisdiction (consumer reporting agencies + finance companies + auto dealers + mortgage brokers + payday lenders + tax preparers + non-bank lenders + investment advisors + others). Bank-regulator-supervised financial institutions are covered by parallel regulations (12 CFR Part 30 OCC + 12 CFR Part 208 + 225 FRB + 12 CFR Part 364 FDIC + 12 CFR Part 748 NCUA + 17 CFR 248 SEC) issued by the federal banking agencies. REGULATORY HISTORY: (a) 2002 ORIGINAL RULE: required a written information security program + risk assessment + service-provider oversight + adjusting for changes; (b) 2021 AMENDMENTS (effective 9 January 2022 + with January 2023 for elements that required additional time): expanded definition of financial institution to include FINDERS (introducers); added 9 SPECIFIC SAFEGUARD ELEMENTS - (1) ACCESS CONTROLS + role-based + least-privilege + periodic review; (2) DATA INVENTORY + CLASSIFICATION; (3) ENCRYPTION of customer information at rest and in transit; (4) SECURE DEVELOPMENT PRACTICES; (5) MULTI-FACTOR AUTHENTICATION (MFA) for any individual accessing customer information on the network; (6) SECURE DISPOSAL of customer information; (7) CHANGE MANAGEMENT PROCEDURES; (8) MONITORING AND LOGGING of authorized user activity + detecting unauthorized access; (9) CONTINUOUS MONITORING OR ANNUAL PENETRATION TESTING + SEMIANNUAL VULNERABILITY ASSESSMENTS; required QUALIFIED INDIVIDUAL designation responsible for program oversight + Board reporting; required WRITTEN INCIDENT RESPONSE PLAN; (c) 2023 AMENDMENTS: added FTC NOTIFICATION REQUIREMENT for security events affecting 500 OR MORE CONSUMERS within 30 DAYS; (d) 2024-2025 FTC ENFORCEMENT: actions against multiple financial institutions + mortgage brokers + auto dealers for non-compliance with the new elements; (e) 2025 ANTICIPATED: additional amendments on AI-related risk + supply-chain due diligence + interagency coordination. EXEMPTION: institutions maintaining customer information of fewer than 5,000 CONSUMERS may use SIMPLIFIED COMPLIANCE under Section 314.6 (written risk assessment + safeguard elements + service-provider oversight); 5,000+ institutions must comply with full requirements. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

What does FTC GLBA Safeguards Rule (16 CFR Part 314) actually require?

FTC GLBA Safeguards Rule (16 CFR Part 314) has 26 controls organised across 4 domains. The largest domains are Testing, personnel, service providers and adjustment (314.4(d) to (g)) – FTC GLBA Safeguards Rule (16 CFR Part 314) (10 controls), Safeguards (314.4(c)) – FTC GLBA Safeguards Rule (16 CFR Part 314) (8 controls), Incident response, board reporting and FTC notification (314.4(h) to (j)) – FTC GLBA Safeguards Rule (16 CFR Part 314) (4 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

If I already comply with another framework, how much of FTC GLBA Safeguards Rule (16 CFR Part 314) do I already cover?

FTC GLBA Safeguards Rule (16 CFR Part 314) maps to 282 other compliance frameworks. The top mapping partners are Vietnam Law on Cybersecurity (No. 116/2025/QH15) (16% coverage), Vermont Data Privacy and Online Surveillance Act (16% coverage), US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule (16% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I implement FTC GLBA Safeguards Rule (16 CFR Part 314)?

Start your FTC GLBA Safeguards Rule (16 CFR Part 314) compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about FTC GLBA Safeguards Rule (16 CFR Part 314) requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 26 controls and track your progress.

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