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FTC GLBA Safeguards Rule (16 CFR Part 314)
United States (FTC)
v2021 (effective 2023)
7 domains
11 controls
The FTC GLBA Safeguards Rule (16 CFR Part 314) is the Federal Trade Commission regulation implementing Title V of the Gramm-Leach-Bliley Act (15 USC 6801-6809). The Rule applies to NON-BANK FINANCIAL INSTITUTIONS under FTC jurisdiction (consumer reporting agencies + finance companies + auto dealers + mortgage brokers + payday lenders + tax preparers + non-bank lenders + investment advisors + others). Bank-regulator-supervised financial institutions are covered by parallel regulations (12 CFR Part 30 OCC + 12 CFR Part 208 + 225 FRB + 12 CFR Part 364 FDIC + 12 CFR Part 748 NCUA + 17 CFR 248 SEC) issued by the federal banking agencies. REGULATORY HISTORY: (a) 2002 ORIGINAL RULE: required a written information security program + risk assessment + service-provider oversight + adjusting for changes; (b) 2021 AMENDMENTS (effective 9 January 2022 + with January 2023 for elements that required additional time): expanded definition of financial institution to include FINDERS (introducers); added 9 SPECIFIC SAFEGUARD ELEMENTS - (1) ACCESS CONTROLS + role-based + least-privilege + periodic review; (2) DATA INVENTORY + CLASSIFICATION; (3) ENCRYPTION of customer information at rest and in transit; (4) SECURE DEVELOPMENT PRACTICES; (5) MULTI-FACTOR AUTHENTICATION (MFA) for any individual accessing customer information on the network; (6) SECURE DISPOSAL of customer information; (7) CHANGE MANAGEMENT PROCEDURES; (8) MONITORING AND LOGGING of authorized user activity + detecting unauthorized access; (9) CONTINUOUS MONITORING OR ANNUAL PENETRATION TESTING + SEMIANNUAL VULNERABILITY ASSESSMENTS; required QUALIFIED INDIVIDUAL designation responsible for program oversight + Board reporting; required WRITTEN INCIDENT RESPONSE PLAN; (c) 2023 AMENDMENTS: added FTC NOTIFICATION REQUIREMENT for security events affecting 500 OR MORE CONSUMERS within 30 DAYS; (d) 2024-2025 FTC ENFORCEMENT: actions against multiple financial institutions + mortgage brokers + auto dealers for non-compliance with the new elements; (e) 2025 ANTICIPATED: additional amendments on AI-related risk + supply-chain due diligence + interagency coordination. EXEMPTION: institutions maintaining customer information of fewer than 5,000 CONSUMERS may use SIMPLIFIED COMPLIANCE under Section 314.6 (written risk assessment + safeguard elements + service-provider oversight); 5,000+ institutions must comply with full requirements.
Verified
Framework summaries on this platform are AI-assisted interpretations for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.
Framework Domains (7)
FTC Safeguards Rule: 9 Safeguard Elements - Access, Encryption, MFA, Disposal, Change, Monitoring, Pen Test (314.4(c))
1 controls
| Code | Title |
|---|---|
| FTC-Safeguards-9-Elements | 9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c)) |
FTC Safeguards Rule: Comprehensive Information Security Program and Qualified Individual (314.3, 314.4(a))
1 controls
| Code | Title |
|---|---|
| FTC-Safeguards-Program-Qualified-Individual | Comprehensive Information Security Program + Qualified Individual (16 CFR 314.3, 314.4(a)) |
FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination)
5 controls
| Code | Title |
|---|---|
| FTC-Safeguards-2024-2025-Status | 2024-2025 Implementation Status, FTC Enforcement Actions and Anticipated Amendments |
| FTC-Safeguards-AI-SBOM-Pipeline | AI Use, SBOM, Supply Chain and 2024-2025 Emerging Areas |
| FTC-Safeguards-Coord-Banking-SEC-Higher-Ed | Coordination with Banking Agencies, SEC, Higher Education Safeguards and Insurance |
| FTC-Safeguards-Crosswalk-NIST-ISO-SOC | Crosswalk to NIST CSF 2.0, NIST SP 800-53, ISO 27001 and SOC 2 |
| FTC-Safeguards-EffectiveDate-Small-Institution | Effective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6) |
FTC Safeguards Rule: Scope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
1 controls
| Code | Title |
|---|---|
| FTC-Safeguards-Scope-Defs | Scope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2) |
FTC Safeguards Rule: Service Provider Oversight and Program Evaluation (314.4(d-g))
1 controls
| Code | Title |
|---|---|
| FTC-Safeguards-ServiceProvider-Evaluation | Service Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g)) |
FTC Safeguards Rule: Written Incident Response Plan, Board Reporting and FTC Breach Notification (314.4(h-j))
1 controls
| Code | Title |
|---|---|
| FTC-Safeguards-IR-Plan-BoardReporting-FTC-Notification | Written Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j)) |
FTC Safeguards Rule: Written Risk Assessment (314.4(b))
1 controls
| Code | Title |
|---|---|
| FTC-Safeguards-Risk-Assessment | Written Risk Assessment (16 CFR 314.4(b)) |
Your Compliance Coverage
If you comply with FTC GLBA Safeguards Rule (16 CFR Part 314), you already cover:
Vietnam Law on Cybersecurity (No. 24/2018/QH14)
55%
6 controls mapped
Compare →Vermont Artificial Intelligence and Consumer Data Act (AICDA)
55%
6 controls mapped
Compare →Privacy Act 1988 (Australia)
55%
6 controls mapped
Compare →+ 297 more: Ley Orgánica de Protección de Datos Personales (LOPDP) (55%), Law No. 172-13 on the Protection of Personal Data (55%)
See all 300 mapped frameworks ↓Maps to 300 other frameworks
11 total controls
Vietnam Law on Cybersecurity (No. 24/2018/QH14)
6 source controls mapped|2 target controls covered
55%
Vermont Artificial Intelligence and Consumer Data Act (AICDA)
6 source controls mapped|2 target controls covered
55%
Privacy Act 1988 (Australia)
6 source controls mapped|4 target controls covered
55%
Ley Orgánica de Protección de Datos Personales (LOPDP)
6 source controls mapped|2 target controls covered
55%
Law No. 172-13 on the Protection of Personal Data
6 source controls mapped|3 target controls covered
55%
India DPDP Act
6 source controls mapped|5 target controls covered
55%
India CERT-In Cyber Security Directions 2022
6 source controls mapped|3 target controls covered
55%
HKMA Cyber Resilience Assessment Framework (C-RAF)
6 source controls mapped|3 target controls covered
55%
NIST AI Risk Management Framework (AI RMF 1.0)
6 source controls mapped|11 target controls covered
55%
Barbados Data Protection Act 2019
6 source controls mapped|8 target controls covered
55%
ISO/IEC 27557:2022 - Organisational Privacy Risk Management
6 source controls mapped|7 target controls covered
55%
Bahrain PDPL
6 source controls mapped|10 target controls covered
55%
NIST SP 800-171A Rev 3 - Assessing CUI Security Requirements
6 source controls mapped|15 target controls covered
55%
Federal Decree-Law No. 45 of 2021 on the Protection of Personal Data (UAE PDPL)
6 source controls mapped|5 target controls covered
55%
AWS Well-Architected Security Pillar
6 source controls mapped|10 target controls covered
55%
AWWA Cybersecurity Guidance for the Water Sector (American Water Works Association)
6 source controls mapped|9 target controls covered
55%
Annex 11 to EU GMP - Computerised Systems
6 source controls mapped|7 target controls covered
55%
Azure Security Benchmark
6 source controls mapped|11 target controls covered
55%
APRA CPS 230 Operational Risk Management
6 source controls mapped|4 target controls covered
55%
APPI
6 source controls mapped|10 target controls covered
55%
PCAOB AS 2201 - Audit of Internal Control Over Financial Reporting (ICFR)
5 source controls mapped|4 target controls covered
45%
French Sapin II Law (Law No. 2016-1691)
5 source controls mapped|3 target controls covered
45%
South Korea PIPA
5 source controls mapped|3 target controls covered
45%
Florida Digital Bill of Rights (FDBR)
5 source controls mapped|4 target controls covered
45%
ISO/IEC 29147:2018
5 source controls mapped|7 target controls covered
45%
ISO/IEC 27031:2011
5 source controls mapped|4 target controls covered
45%
ASIS SPC.1-2009 - Organizational Resilience Standard
5 source controls mapped|5 target controls covered
45%
ISO/IEC 29134:2023
5 source controls mapped|6 target controls covered
45%
ISO/IEC 27014:2020
5 source controls mapped|4 target controls covered
45%
IACS Unified Requirements E26/E27 - Cyber Resilience of Ships and On-Board Systems
5 source controls mapped|7 target controls covered
45%
BSI IT-Grundschutz
5 source controls mapped|15 target controls covered
45%
API 1164
5 source controls mapped|9 target controls covered
45%
AML/CTF Act 2006 (Australia)
5 source controls mapped|2 target controls covered
45%
FBI CJIS Security Policy
5 source controls mapped|4 target controls covered
45%
UK Gambling Commission - Cyber Resilience Requirements
4 source controls mapped|2 target controls covered
36%
UAE Virtual Asset Regulatory Authority (VARA) Regulations
4 source controls mapped|1 target controls covered
36%
TEFCA - Trusted Exchange Framework and Common Agreement
4 source controls mapped|1 target controls covered
36%
Protective Security Policy Framework (PSPF) Release 2024
4 source controls mapped|3 target controls covered
36%
OWASP DevSecOps Maturity Model (DSOMM)
4 source controls mapped|5 target controls covered
36%
OWASP ASVS
4 source controls mapped|7 target controls covered
36%
Oman National Cybersecurity Framework
4 source controls mapped|4 target controls covered
36%
NRF Cybersecurity and Data Privacy Framework (National Retail Federation)
4 source controls mapped|3 target controls covered
36%
NIST SP 800-82 Revision 3: Guide to Industrial Control Systems (ICS) Security
4 source controls mapped|6 target controls covered
36%
NIST SP 800-146
4 source controls mapped|4 target controls covered
36%
NIST SP 800-145
4 source controls mapped|3 target controls covered
36%
NIST SP 800-144
4 source controls mapped|5 target controls covered
36%
Nigeria Open Banking Regulatory Framework (CBN, 2023)
4 source controls mapped|4 target controls covered
36%
MTCS (Singapore)
4 source controls mapped|6 target controls covered
36%
MITRE D3FEND
4 source controls mapped|3 target controls covered
36%
ISMAP (Japan)
4 source controls mapped|4 target controls covered
36%
ISO/IEC 27400:2022
4 source controls mapped|11 target controls covered
36%
ISO/IEC 27011:2024
4 source controls mapped|11 target controls covered
36%
AICPA Privacy Management Framework (PMF)
4 source controls mapped|7 target controls covered
36%
SSAE 18 - Attestation Standards (SOC Reporting)
4 source controls mapped|8 target controls covered
36%
ISO 27017
4 source controls mapped|9 target controls covered
36%
CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0
4 source controls mapped|10 target controls covered
36%
ISO 27018
4 source controls mapped|10 target controls covered
36%
NIST SP 800-190
4 source controls mapped|9 target controls covered
36%
Bank Secrecy Act / Anti-Money Laundering (BSA/AML)
4 source controls mapped|5 target controls covered
36%
ISO 28001:2007 Supply Chain Security Management
4 source controls mapped|4 target controls covered
36%
FFIEC IT Examination Handbook
4 source controls mapped|9 target controls covered
36%
APRA CPS 234
4 source controls mapped|9 target controls covered
36%
ISO 27001:2022
4 source controls mapped|17 target controls covered
36%
US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule
4 source controls mapped|3 target controls covered
36%
UK Defence Standard 05-138 - Cyber Security for Defence Suppliers
4 source controls mapped|1 target controls covered
36%
FFIEC Cybersecurity Assessment Tool (CAT)
4 source controls mapped|7 target controls covered
36%
ASD Strategies to Mitigate Cyber Security Incidents
4 source controls mapped|9 target controls covered
36%
Vietnam PDPD
3 source controls mapped|3 target controls covered
27%
Turkey KVKK
3 source controls mapped|2 target controls covered
27%
SLSA
3 source controls mapped|2 target controls covered
27%
SIG (Shared Assessments)
3 source controls mapped|4 target controls covered
27%
PSD2 SCA
3 source controls mapped|4 target controls covered
27%
PTES
3 source controls mapped|4 target controls covered
27%
Qatar DPL
3 source controls mapped|4 target controls covered
27%
Privacy Act 2020
3 source controls mapped|4 target controls covered
27%
POPIA
3 source controls mapped|4 target controls covered
27%
Peru DPL
3 source controls mapped|6 target controls covered
27%
Personal Data Act (personopplysningsloven)
3 source controls mapped|4 target controls covered
27%
PDPA Thailand
3 source controls mapped|4 target controls covered
27%
PDPA Singapore
3 source controls mapped|5 target controls covered
27%
Pakistan Personal Data Protection Bill 2023
3 source controls mapped|4 target controls covered
27%
OWASP Top 10:2025
3 source controls mapped|5 target controls covered
27%
OWASP SAMM
3 source controls mapped|4 target controls covered
27%
OWASP MASVS
3 source controls mapped|5 target controls covered
27%
OSFI B-13
3 source controls mapped|4 target controls covered
27%
Oregon Consumer Privacy Act
3 source controls mapped|5 target controls covered
27%
OpenSSF Scorecard
3 source controls mapped|5 target controls covered
27%
Open Banking Security
3 source controls mapped|4 target controls covered
27%
O-RAN WG11 Security Specification
3 source controls mapped|6 target controls covered
27%
NIST SP 800-92
3 source controls mapped|4 target controls covered
27%
NIST SP 800-88
3 source controls mapped|3 target controls covered
27%
NIST SP 800-63-4
3 source controls mapped|4 target controls covered
27%
NIST SP 800-61
3 source controls mapped|4 target controls covered
27%
NIST SP 800-137
3 source controls mapped|4 target controls covered
27%
NIST SP 800-123
3 source controls mapped|4 target controls covered
27%
NIST SP 800-122
3 source controls mapped|4 target controls covered
27%
NIST SP 800-115 (Technical Guide to Information Security Testing and Assessment)
3 source controls mapped|4 target controls covered
27%
NIST Privacy Framework
3 source controls mapped|6 target controls covered
27%
Nigeria Data Protection Regulation (NDPR)
3 source controls mapped|3 target controls covered
27%
Nigeria Data Protection Act 2023 (NDPA)
3 source controls mapped|7 target controls covered
27%
Nebraska Data Privacy Act
3 source controls mapped|7 target controls covered
27%
New Jersey Data Privacy Act
3 source controls mapped|4 target controls covered
27%
New Hampshire Data Privacy Act
3 source controls mapped|4 target controls covered
27%
Montana Consumer Data Privacy Act
3 source controls mapped|5 target controls covered
27%
Monetary Authority of Singapore Technology Risk Management Guidelines
3 source controls mapped|3 target controls covered
27%
MITRE ATT&CK
3 source controls mapped|5 target controls covered
27%
Minnesota Consumer Data Privacy Act
3 source controls mapped|5 target controls covered
27%
Mexico LFPDPPP
3 source controls mapped|4 target controls covered
27%
Mauritius DPA
3 source controls mapped|6 target controls covered
27%
Maryland Online Data Privacy Act of 2024
3 source controls mapped|3 target controls covered
27%
MARS-E
3 source controls mapped|7 target controls covered
27%
Malaysia PDPA 2010
3 source controls mapped|6 target controls covered
27%
Liechtenstein DPA
3 source controls mapped|3 target controls covered
27%
LGPD
3 source controls mapped|2 target controls covered
27%
Kentucky Consumer Data Protection Act
3 source controls mapped|4 target controls covered
27%
Jamaica Data Protection Act 2020
3 source controls mapped|8 target controls covered
27%
Iowa Consumer Data Protection Act
3 source controls mapped|5 target controls covered
27%
Indonesia PDP Law
3 source controls mapped|6 target controls covered
27%
Indiana Consumer Data Protection Act
3 source controls mapped|2 target controls covered
27%
IMO Maritime Cybersecurity Guidelines (MSC-FAL.1/Circ.3/Rev.2)
3 source controls mapped|2 target controls covered
27%
ICH E6(R3) - Good Clinical Practice
3 source controls mapped|3 target controls covered
27%
Iceland Data Protection and Processing of Personal Data Act (Act No. 90/2018)
3 source controls mapped|3 target controls covered
27%
IATA Operational Safety Audit (IOSA) Standards Manual
3 source controls mapped|2 target controls covered
27%
IAEA Nuclear Security Series - Computer Security at Nuclear Facilities (NSS-17-T Rev 1)
3 source controls mapped|4 target controls covered
27%
HKMA SPM
3 source controls mapped|2 target controls covered
27%
GLBA
3 source controls mapped|4 target controls covered
27%
GHG Protocol
3 source controls mapped|2 target controls covered
27%
IEC 62351 - Power Systems Communication Security
3 source controls mapped|6 target controls covered
27%
NIST Cybersecurity Framework 2.0
3 source controls mapped|8 target controls covered
27%
Austria Data Protection Act (Datenschutzgesetz, DSG, amended 2018)
3 source controls mapped|9 target controls covered
27%
SOC 2
3 source controls mapped|8 target controls covered
27%
ISO 27043
3 source controls mapped|11 target controls covered
27%
ISO/IEC 30111:2019
3 source controls mapped|6 target controls covered
27%
NIST SP 800-124 Revision 2 - Guidelines for Managing the Security of Mobile Devices
3 source controls mapped|7 target controls covered
27%
ISO/SAE 21434
3 source controls mapped|11 target controls covered
27%
ISO 20000-1
3 source controls mapped|6 target controls covered
27%
PCI PIN Security
3 source controls mapped|6 target controls covered
27%
PCI SSF
3 source controls mapped|6 target controls covered
27%
PCI P2PE
3 source controls mapped|6 target controls covered
27%
ISO 13485
3 source controls mapped|12 target controls covered
27%
TSA Pipeline Cybersecurity Directives
3 source controls mapped|2 target controls covered
27%
PAS 1192-5:2015 - Security-Minded Approach to BIM and Digital Built Environments
3 source controls mapped|3 target controls covered
27%
NIS2 Directive Implementing Acts
3 source controls mapped|4 target controls covered
27%
Ghana Cybersecurity Act
3 source controls mapped|6 target controls covered
27%
NIST SP 800-53 Rev 5
3 source controls mapped|17 target controls covered
27%
NIST SP 800-171A - Assessing Security Requirements for Controlled Unclassified Information (CUI)
3 source controls mapped|20 target controls covered
27%
W3C Verifiable Credentials (VC) Data Model 2.0
2 source controls mapped|2 target controls covered
18%
USMCA Chapter 19 - Digital Trade (United States-Mexico-Canada Agreement)
2 source controls mapped|2 target controls covered
18%
UNICEF Policy Guidance on AI for Children (2021)
2 source controls mapped|1 target controls covered
18%
Regional Comprehensive Economic Partnership (RCEP) - E-Commerce Chapter
2 source controls mapped|1 target controls covered
18%
Tennessee Information Protection Act (TIPA)
2 source controls mapped|4 target controls covered
18%
Student Privacy Pledge 2020
2 source controls mapped|1 target controls covered
18%
SWIFT CSCF
2 source controls mapped|2 target controls covered
18%
SASB Standards
2 source controls mapped|2 target controls covered
18%
Regulation on the European Health Data Space (EHDS)
2 source controls mapped|2 target controls covered
18%
Russia Federal Law on Personal Data (152-FZ)
2 source controls mapped|3 target controls covered
18%
PIC/S Guide to Good Manufacturing Practice for Medicinal Products
2 source controls mapped|4 target controls covered
18%
OWASP Top 10 for LLM Applications 2025
2 source controls mapped|2 target controls covered
18%
OECD AI Principles
2 source controls mapped|1 target controls covered
18%
NIST Special Publication 800-34 Revision 1, Contingency Planning Guide for Federal Information Systems
2 source controls mapped|3 target controls covered
18%
NIST Post-Quantum Cryptography Standards (FIPS 203, 204, 205)
2 source controls mapped|5 target controls covered
18%
NATO STANAG 4774 (Confidentiality Metadata Labels) and STANAG 4778 (Metadata Binding)
2 source controls mapped|2 target controls covered
18%
NAIC Insurance Data Security Model Law (MDL-668)
2 source controls mapped|3 target controls covered
18%
Japan AI Guidelines
2 source controls mapped|1 target controls covered
18%
Italy Personal Data Protection Code (Legislative Decree No. 196/2003, amended 2018)
2 source controls mapped|4 target controls covered
18%
IFRS 17 - Insurance Contracts
2 source controls mapped|1 target controls covered
18%
IEEE 7000
2 source controls mapped|2 target controls covered
18%
ICH Q10 - Pharmaceutical Quality System
2 source controls mapped|2 target controls covered
18%
ICAO Annex 17 - Aviation Security (AVSEC)
2 source controls mapped|2 target controls covered
18%
GLI-33 - Gaming Laboratories International Event Wagering Systems
2 source controls mapped|2 target controls covered
18%
GAMP 5 - Good Automated Manufacturing Practice
2 source controls mapped|3 target controls covered
18%
ISO/IEC 23837 - Security Requirements for Quantum Key Distribution
2 source controls mapped|7 target controls covered
18%
ISO 19011
2 source controls mapped|6 target controls covered
18%
ISO 15189:2022 - Medical Laboratories Requirements for Quality and Competence
2 source controls mapped|8 target controls covered
18%
ISO 31000:2018
2 source controls mapped|2 target controls covered
18%
Illinois Biometric Information Privacy Act (BIPA)
2 source controls mapped|4 target controls covered
18%
FedRAMP High
2 source controls mapped|2 target controls covered
18%
NIST SP 800-53 Revision 5.1 HIGH
2 source controls mapped|2 target controls covered
18%
FedRAMP Moderate
2 source controls mapped|2 target controls covered
18%
Albania Law on Protection of Personal Data (Law No. 9887, 2008, amended 2014)
2 source controls mapped|5 target controls covered
18%
GDPR
2 source controls mapped|6 target controls covered
18%
ISO/IEC 23894:2023
2 source controls mapped|4 target controls covered
18%
Armenia Law on Protection of Personal Data (2015)
2 source controls mapped|4 target controls covered
18%
ISO/IEC 29115:2023 - Entity Authentication Assurance Framework
2 source controls mapped|5 target controls covered
18%
ISO/IEC 27006:2024
2 source controls mapped|4 target controls covered
18%
ISO/IEC 25012:2008 - Data Quality Model
2 source controls mapped|3 target controls covered
18%
DAMA-DMBOK2 - Data Management Body of Knowledge (2nd Edition)
2 source controls mapped|5 target controls covered
18%
ISO/IEC 38500:2024 - Governance of IT
2 source controls mapped|5 target controls covered
18%
MARS-E - Minimum Acceptable Risk Standards for Exchanges
2 source controls mapped|3 target controls covered
18%
SANS Incident Handler's Handbook and PICERL Methodology
2 source controls mapped|5 target controls covered
18%
ISO 22320:2018
2 source controls mapped|6 target controls covered
18%
ISO 22739:2024 - Blockchain and Distributed Ledger Technologies Vocabulary
2 source controls mapped|4 target controls covered
18%
AS9100D:2016 - Quality Management Systems for Aviation, Space, and Defence
2 source controls mapped|2 target controls covered
18%
Azerbaijan Law on Personal Data (2010)
2 source controls mapped|5 target controls covered
18%
IEC 62304:2015 Medical Device Software Lifecycle Processes
2 source controls mapped|5 target controls covered
18%
ISO/IEC 27007:2020
2 source controls mapped|2 target controls covered
18%
COBIT 2019
2 source controls mapped|2 target controls covered
18%
COSO Internal Control - Integrated Framework (2013)
2 source controls mapped|2 target controls covered
18%
ISO 26262:2018 - Functional Safety for Road Vehicles
2 source controls mapped|2 target controls covered
18%
Secure by Design: A Guide for Manufacturers (CISA)
2 source controls mapped|3 target controls covered
18%
NIST SP 800-66
2 source controls mapped|3 target controls covered
18%
New Zealand Information Security Manual (NZISM)
2 source controls mapped|3 target controls covered
18%
NATO AQAP 2110 - Quality Assurance Requirements for Design, Development, and Production
2 source controls mapped|2 target controls covered
18%
MDS2 (Medical Device)
2 source controls mapped|5 target controls covered
18%
Japan FSA Cybersecurity Guidelines for Financial Institutions
2 source controls mapped|2 target controls covered
18%
ISO 27799
2 source controls mapped|10 target controls covered
18%
US EPA Safe Drinking Water Act (SDWA) - Cybersecurity Requirements
2 source controls mapped|1 target controls covered
18%
NIS2 Directive
2 source controls mapped|3 target controls covered
18%
NERC CIP
2 source controls mapped|2 target controls covered
18%
IEEE 1686
2 source controls mapped|3 target controls covered
18%
HITECH Act
2 source controls mapped|2 target controls covered
18%
NIST SP 1800-32
2 source controls mapped|7 target controls covered
18%
ISO 27019
2 source controls mapped|7 target controls covered
18%
ISO/IEC 27010:2015
2 source controls mapped|4 target controls covered
18%
ITIL 4
2 source controls mapped|3 target controls covered
18%
IEC 62443
2 source controls mapped|7 target controls covered
18%
NIST SP 800-171
2 source controls mapped|2 target controls covered
18%
Canada ITSG-33 - IT Security Risk Management
2 source controls mapped|1 target controls covered
18%
US Children's Online Privacy Protection Act (COPPA) and COPPA 2.0 Proposed Updates
1 source controls mapped|1 target controls covered
9%
South Africa Promotion of Access to Information Act (PAIA)
1 source controls mapped|1 target controls covered
9%
UK Bribery Act 2010
1 source controls mapped|1 target controls covered
9%
Rhode Island Data Transparency and Privacy Protection Act (RIDTPPA)
1 source controls mapped|2 target controls covered
9%
Philippines Cybercrime Prevention Act (RA 10175)
1 source controls mapped|1 target controls covered
9%
OCC Heightened Standards (12 CFR Part 30, Appendix D)
1 source controls mapped|1 target controls covered
9%
NRC 10 CFR 73.54 - Nuclear Facility Cybersecurity
1 source controls mapped|2 target controls covered
9%
Notifiable Data Breaches Scheme (Australia)
1 source controls mapped|1 target controls covered
9%
NIST AI 600-1: Generative AI Profile
1 source controls mapped|1 target controls covered
9%
Kids Online Safety Act (KOSA)
1 source controls mapped|2 target controls covered
9%
Kenya Data Protection Act
1 source controls mapped|1 target controls covered
9%
ITU Radio Regulations and Space Security Standards
1 source controls mapped|1 target controls covered
9%
ITAR - International Traffic in Arms Regulations
1 source controls mapped|1 target controls covered
9%
Israel Protection of Privacy Law (5741-1981)
1 source controls mapped|4 target controls covered
9%
India Account Aggregator Framework (RBI)
1 source controls mapped|2 target controls covered
9%
IATF 16949:2016 - Quality Management System for Automotive Production
1 source controls mapped|2 target controls covered
9%
Hong Kong Personal Data (Privacy) Ordinance (PDPO, Cap 486)
1 source controls mapped|2 target controls covered
9%
Global Cross-Border Privacy Rules (Global CBPR) Forum
1 source controls mapped|1 target controls covered
9%
ISO/IEC 29100:2024
1 source controls mapped|6 target controls covered
9%
ISO 37000:2021 - Governance of Organizations
1 source controls mapped|3 target controls covered
9%
NIST SP 800-53 Rev 5 MODERATE
1 source controls mapped|1 target controls covered
9%
NIST SP 800-53 Rev 5 LOW
1 source controls mapped|1 target controls covered
9%
ISO 20400:2017 - Sustainable Procurement
1 source controls mapped|2 target controls covered
9%
ISO 19650 - Organisation and Digitisation of Information about Buildings and Civil Engineering Works (BIM)
1 source controls mapped|3 target controls covered
9%
Automotive SPICE (ASPICE) v4.0 - Process Assessment Model
1 source controls mapped|2 target controls covered
9%
ISO/IEC 17025:2017 - General Requirements for Testing and Calibration Laboratories
1 source controls mapped|3 target controls covered
9%
IAIS Insurance Core Principles (ICPs)
1 source controls mapped|1 target controls covered
9%
21 CFR Part 58 - Good Laboratory Practice (GLP)
1 source controls mapped|2 target controls covered
9%
IEC 60601-1 - Medical Electrical Equipment Safety
1 source controls mapped|2 target controls covered
9%
AS9100D - Aerospace Quality Management System
1 source controls mapped|1 target controls covered
9%
ISO/IEC 27003:2017
1 source controls mapped|1 target controls covered
9%
BRCGS Global Standard for Food Safety Issue 9
1 source controls mapped|3 target controls covered
9%
ISO 14001
1 source controls mapped|1 target controls covered
9%
ISO 45001:2018
1 source controls mapped|1 target controls covered
9%
ISO 9001:2015
1 source controls mapped|2 target controls covered
9%
Australian Privacy Principles (APPs)
1 source controls mapped|3 target controls covered
9%
ISO 8000 - Data Quality
1 source controls mapped|2 target controls covered
9%
ISO 56002
1 source controls mapped|4 target controls covered
9%
ISO 41001:2018 - Facility Management Systems
1 source controls mapped|3 target controls covered
9%
ISO 39001:2012 - Road Traffic Safety Management
1 source controls mapped|3 target controls covered
9%
ISO 37002:2021 - Whistleblowing Management Systems
1 source controls mapped|3 target controls covered
9%
ISO 50001:2018 - Energy Management Systems
1 source controls mapped|3 target controls covered
9%
ISO 22313:2020 - Guidance on Business Continuity Management Systems
1 source controls mapped|3 target controls covered
9%
21 CFR Part 211 - Current Good Manufacturing Practice
1 source controls mapped|1 target controls covered
9%
ISO/IEC 27004:2016
1 source controls mapped|3 target controls covered
9%
ISO 13485:2016
1 source controls mapped|1 target controls covered
9%
ISO 14064 - Greenhouse Gas Accounting and Verification (Parts 1-3)
1 source controls mapped|1 target controls covered
9%
ISO/IEC 27050 - Electronic Discovery (Parts 1-4)
1 source controls mapped|1 target controls covered
9%
Estonia Personal Data Protection Act (Isikuandmete kaitse seadus, 2019)
1 source controls mapped|1 target controls covered
9%
UN Guiding Principles on Business and Human Rights (UNGPs)
1 source controls mapped|1 target controls covered
9%
UK FCA/PRA Operational Resilience Framework
1 source controls mapped|1 target controls covered
9%
SA8000:2014 - Social Accountability Standard
1 source controls mapped|1 target controls covered
9%
Modern Slavery Act 2018 (Australia)
1 source controls mapped|1 target controls covered
9%
Space ISAC (Information Sharing and Analysis Center) - Threat Framework
1 source controls mapped|1 target controls covered
9%
Trinidad and Tobago Data Protection Act 2011
1 source controls mapped|1 target controls covered
9%
Sigstore - Software Artifact Signing and Verification
1 source controls mapped|2 target controls covered
9%
Paraguay Law on Protection of Personal Data (Law No. 6534/2020)
1 source controls mapped|1 target controls covered
9%
OWASP API Security Top 10 - 2023
1 source controls mapped|3 target controls covered
9%
Law on Personal Data Protection (Official Gazette No. 42/2020)
1 source controls mapped|1 target controls covered
9%
Jordan Draft Personal Data Protection Law (2022)
1 source controls mapped|2 target controls covered
9%
Hungary Act CXII of 2011 on Informational Self-Determination and Freedom of Information (Info Act)
1 source controls mapped|1 target controls covered
9%
HL7 FHIR Security Framework
1 source controls mapped|3 target controls covered
9%
GLOBALG.A.P. Integrated Farm Assurance (IFA) Standard v6
1 source controls mapped|1 target controls covered
9%
Georgia Law on Personal Data Protection (2012)
1 source controls mapped|1 target controls covered
9%
FIDO2 / WebAuthn
1 source controls mapped|1 target controls covered
9%
ISO 9001
1 source controls mapped|1 target controls covered
9%
ISO 37001
1 source controls mapped|1 target controls covered
9%
NSA Guidance for Transition to Quantum-Resistant Cryptography
1 source controls mapped|3 target controls covered
9%
ISO 55001
1 source controls mapped|1 target controls covered
9%
ISO 27005
1 source controls mapped|1 target controls covered
9%
ISO 30401
1 source controls mapped|1 target controls covered
9%
ISO 26000:2010
1 source controls mapped|1 target controls covered
9%
ISO 37301
1 source controls mapped|1 target controls covered
9%
South Korea Cloud Security Assurance Program (CSAP)
1 source controls mapped|1 target controls covered
9%
BS 65000:2014 - Guidance on Organizational Resilience
1 source controls mapped|1 target controls covered
9%
Voluntary Principles on Security and Human Rights (VPs)
1 source controls mapped|1 target controls covered
9%
US Maritime Transportation Security Act (MTSA) and USCG Cybersecurity Requirements
1 source controls mapped|1 target controls covered
9%
Singapore Cybersecurity Act 2018
1 source controls mapped|1 target controls covered
9%
Papua New Guinea National Cybersecurity Policy & Cybercrime Act (2016)
1 source controls mapped|1 target controls covered
9%
Laos Law on Prevention and Combating Cybercrime (2015)
1 source controls mapped|1 target controls covered
9%
EASA Part-IS - Information Security in Aviation
1 source controls mapped|3 target controls covered
9%
NFPA 1600 - Standard on Continuity, Emergency, and Crisis Management
1 source controls mapped|1 target controls covered
9%
Frequently Asked Questions
What is FTC GLBA Safeguards Rule (16 CFR Part 314)?
FTC GLBA Safeguards Rule (16 CFR Part 314) is a compliance framework from United States (FTC) with 7 domains and 11 controls. The FTC GLBA Safeguards Rule (16 CFR Part 314) is the Federal Trade Commission regulation implementing Title V of the Gramm-Leach-Bliley Act (15 USC 6801-6809). The Rule applies to NON-BANK FINANCIAL INSTITUTIONS under FTC jurisdiction (consumer reporting agencies + finance companies + auto dealers + mortgage brokers + payday lenders + tax preparers + non-bank lenders + investment advisors + others). Bank-regulator-supervised financial institutions are covered by parallel regulations (12 CFR Part 30 OCC + 12 CFR Part 208 + 225 FRB + 12 CFR Part 364 FDIC + 12 CFR Part 748 NCUA + 17 CFR 248 SEC) issued by the federal banking agencies. REGULATORY HISTORY: (a) 2002 ORIGINAL RULE: required a written information security program + risk assessment + service-provider oversight + adjusting for changes; (b) 2021 AMENDMENTS (effective 9 January 2022 + with January 2023 for elements that required additional time): expanded definition of financial institution to include FINDERS (introducers); added 9 SPECIFIC SAFEGUARD ELEMENTS - (1) ACCESS CONTROLS + role-based + least-privilege + periodic review; (2) DATA INVENTORY + CLASSIFICATION; (3) ENCRYPTION of customer information at rest and in transit; (4) SECURE DEVELOPMENT PRACTICES; (5) MULTI-FACTOR AUTHENTICATION (MFA) for any individual accessing customer information on the network; (6) SECURE DISPOSAL of customer information; (7) CHANGE MANAGEMENT PROCEDURES; (8) MONITORING AND LOGGING of authorized user activity + detecting unauthorized access; (9) CONTINUOUS MONITORING OR ANNUAL PENETRATION TESTING + SEMIANNUAL VULNERABILITY ASSESSMENTS; required QUALIFIED INDIVIDUAL designation responsible for program oversight + Board reporting; required WRITTEN INCIDENT RESPONSE PLAN; (c) 2023 AMENDMENTS: added FTC NOTIFICATION REQUIREMENT for security events affecting 500 OR MORE CONSUMERS within 30 DAYS; (d) 2024-2025 FTC ENFORCEMENT: actions against multiple financial institutions + mortgage brokers + auto dealers for non-compliance with the new elements; (e) 2025 ANTICIPATED: additional amendments on AI-related risk + supply-chain due diligence + interagency coordination. EXEMPTION: institutions maintaining customer information of fewer than 5,000 CONSUMERS may use SIMPLIFIED COMPLIANCE under Section 314.6 (written risk assessment + safeguard elements + service-provider oversight); 5,000+ institutions must comply with full requirements. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.
How many controls does FTC GLBA Safeguards Rule (16 CFR Part 314) have?
FTC GLBA Safeguards Rule (16 CFR Part 314) has 11 controls organised across 7 domains. The largest domains are FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination) (5 controls), FTC Safeguards Rule: 9 Safeguard Elements - Access, Encryption, MFA, Disposal, Change, Monitoring, Pen Test (314.4(c)) (1 controls), FTC Safeguards Rule: Comprehensive Information Security Program and Qualified Individual (314.3, 314.4(a)) (1 controls). Each control defines specific requirements that organisations must implement to achieve compliance.
What frameworks does FTC GLBA Safeguards Rule (16 CFR Part 314) map to?
FTC GLBA Safeguards Rule (16 CFR Part 314) maps to 300 other compliance frameworks. The top mapping partners are Vietnam Law on Cybersecurity (No. 24/2018/QH14) (55% coverage), Vermont Artificial Intelligence and Consumer Data Act (AICDA) (55% coverage), Privacy Act 1988 (Australia) (55% coverage). Use our comparison tool to explore control-level mappings between frameworks.
How do I get started with FTC GLBA Safeguards Rule (16 CFR Part 314) compliance?
Start your FTC GLBA Safeguards Rule (16 CFR Part 314) compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about FTC GLBA Safeguards Rule (16 CFR Part 314) requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 11 controls and track your progress.
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