NIST SP 800-53 Rev 5
SR - Supply Chain Risk Management

NIST SP 800-53 Rev 5 SR-3: Supply chain controls and processes

Requires processes that find and deal with weaknesses in the supply chain elements behind the defined system or component, worked in coordination with the defined supply chain personnel, organization-defined controls to reduce supply chain risk and limit the harm from supply chain events, and documentation of the processes and controls chosen in the security and privacy plans or the supply chain risk management plan.

What else in your programme already covers this

This control maps to 305 controls across 126 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

  • NIST-CSF-GV.RM-03 Cybersecurity risk management activities and outcomes are included in enterprise risk management processes
  • NIST-CSF-GV.RM-04 Strategic direction that describes appropriate risk response options is established and communicated
  • NIST-CSF-GV.SC-01 A cybersecurity supply chain risk management program, strategy, objectives, policies, and processes are established and agreed to by organizational stakeholders
  • NIST-CSF-GV.SC-03 Cybersecurity supply chain risk management is integrated into cybersecurity and enterprise risk management, risk assessment, and improvement processes
  • NIST-CSF-GV.SC-05 Requirements to address cybersecurity risks in supply chains are established, prioritized, and integrated into contracts and other types of agreements with suppliers and other relevant third parties
  • NIST-CSF-GV.SC-06 Planning and due diligence are performed to reduce risks before entering into formal supplier or other third-party relationships
  • NIST-CSF-GV.SC-07 The risks posed by a supplier, their products and services, and other third parties are understood, recorded, prioritized, assessed, responded to, and monitored over the course of the relationship
  • NIST-CSF-GV.SC-09 Supply chain security practices are integrated into cybersecurity and enterprise risk management programs, and their performance is monitored throughout the technology product and service life cycle
  • NIST-CSF-GV.SC-10 Cybersecurity supply chain risk management plans include provisions for activities that occur after the conclusion of a partnership or service agreement
  • NIST-CSF-ID.AM-04 Inventories of services provided by suppliers are maintained
  • NIST-CSF-ID.RA-10 Critical suppliers are assessed prior to acquisition
  • CPS230-16 Internal Audit Review of the Business Continuity Plan
  • CPS230-27 Identification and Escalation of Incidents and Near Misses
  • CPS230-37 Service Provider Management Policy
  • CPS230-46 Ongoing Risk Management of Each Material Arrangement
  • CPS230-49 Internal Audit Review of Proposed Critical Operation Outsourcing
  • CPS230-50 Formal Agreement Content for Material Arrangements

SASB Standards · 6 controls

  • AEO-2 Demonstrated Compliance with Customs Requirements
  • AEO-4 Financial Viability
  • AEO-7 Trading Partner Security
  • P1-S2 Risk-Management Systems
  • P2-S1 Partnership

CIS Controls v8 · 5 controls

  • CIS-15.1 Establish and Maintain an Inventory of Service Providers
  • CIS-15.4 Ensure Service Provider Contracts Include Security Requirements
  • CIS-15.5 Assess Service Providers
  • CIS-15.6 Monitor Service Providers
  • CIS-16.5 Use Up-to-Date and Trusted Third-Party Software Components

API 1164 · 4 controls

ISO 27001:2022 · 4 controls

  • 5.19 Information security in supplier relationships
  • 5.20 Addressing information security within supplier agreements
  • 5.21 Managing information security in the ICT supply chain
  • 5.22 Monitoring, review and change management of supplier services

ISO 27002:2022 · 4 controls

  • 5.19 Information security in supplier relationships
  • 5.20 Addressing information security within supplier agreements
  • 5.21 Managing information security in the ICT supply chain
  • 5.22 Monitoring, review and change management of supplier services

ISO 27019 · 4 controls

ISO 27701:2019 · 4 controls

  • 6.12.1 Information security in supplier relationships
  • 6.12.2 Supplier service delivery management
  • 7.2.6 Contracts with PII processors
  • 8.5.7 Engagement of a subcontractor to process PII

ISO/IEC 23894:2023 · 4 controls

ISO/IEC 27003:2017 · 4 controls

NIST SP 800-218 · 4 controls

Solvency II · 4 controls

APRA CPS 234 · 3 controls

  • CPS234-16 Assessment of Related Party and Third Party Capability
  • CPS234-20 Information Asset Classification
  • CPS234-P22 Evaluation of Third Party Control Design
  • FFIEC-03 Risk appetite and tolerance for IT risk
  • FFIEC-18 Ongoing monitoring and assessment
  • FFIEC-20 Exit strategy and transition planning

FedRAMP High · 3 controls

  • RA-3(1) Risk Assessment | Supply Chain Risk Assessment. (a) Assess supply chain risks associated with [Assignment: organization-defined systems, system components, and system services]; and (b) Update the supply chain risk assessment [Assignment: organization-defined frequency], when
  • SR-3 Supply Chain Controls and Processes (SR-3)
  • SR-5 Acquisition Strategies, Tools, and Methods (SR-5)

FedRAMP Moderate · 3 controls

  • RA-3(1) Risk Assessment | Supply Chain Risk Assessment. (a) Assess supply chain risks associated with [Assignment: organization-defined systems, system components, and system services]; and (b) Update the supply chain risk assessment [Assignment: organization-defined frequency], when
  • SR-3 Supply Chain Controls and Processes (SR-3)
  • SR-5 Acquisition Strategies, Tools, and Methods (SR-5)

HIPAA Security Rule · 3 controls

IEC 62443 · 3 controls

ISO 27005 · 3 controls

ISO 31000 · 3 controls

NIST SP 1800-32 · 3 controls

NIST SP 800-161 · 3 controls

  • 3.16 System and Services Acquisition
  • 3.17 Supply Chain Risk Management
  • 3.5 Securely Dispose of Data

PCI DSS 4.0 · 3 controls

  • 12.8.1 Third-party service provider inventory
  • 12.8.2 Written agreements with TPSPs
  • 12.8.5 Responsibility matrix with TPSPs

PCI P2PE · 3 controls

PCI PIN Security · 3 controls

PCI SSF · 3 controls

SOC 2 · 3 controls

  • SOC2-CC9.2 Risk mitigation activities include assessment of vendor and business partner controls
  • SOC2-P6.4 Obtains privacy commitments from vendors and other third parties who have access to personal information to meet the entity's objectives related to privacy. The entity assesses those parties' compliance on a periodic and as-needed
  • SOC2-P6.5 Obtains commitments from vendors and other third parties with access to personal information to notify the entity in the event of actual or suspected unauthorized disclosures of personal information. Such notifications are reported to
  • AS9100D-8.1 Operational Planning and Control
  • AS9100D-8.4 Control of Externally Provided Processes, Products, Services
  • ASBv3-DS-3 Secure DevOps infrastructure
  • DS-2 Ensure software supply chain security

C5 (Germany) · 2 controls

  • C5-SSO-02 Risk assessment of service providers and suppliers
  • C5-SSO-04 Monitoring of compliance with requirements
  • CPG-6.A Vendor and Supplier Incident Reporting
  • CPG-6.B Supply Chain Incident Reporting

DORA · 2 controls

  • DORA-Art.28 ICT third-party risk: general principles
  • DORA-Art.29 Preliminary assessment of ICT concentration risk at entity level
  • ICP-16 Enterprise Risk Management for Solvency Purposes
  • ICP-8 Risk Management and Internal Controls

NIST SP 800-161 Rev 1 · 2 controls

  • SR-3 Supply Chain Controls and Processes (SR-3)
  • SR-5 Acquisition Strategies, Tools, and Methods (SR-5)
  • SR-3 Supply Chain Controls and Processes (SR-3)
  • SR-5 Acquisition Strategies, Tools, and Methods (SR-5)
  • SR-3 Supply Chain Controls and Processes (SR-3)
  • SR-5 Acquisition Strategies, Tools, and Methods (SR-5)
  • NISTSP82-1 OT Security Program Governance, Policy, Roles, and Safety-Security Integration
  • NISTSP82-2 OT Risk Assessment and Threat/Vulnerability Identification
  • NRFCS-1 Retail Cybersecurity Governance, Policy, and Regulatory Change Management
  • NRFCS-2 Risk Assessment, Customer Data Inventory, Classification, and Retail Threat Model

OECD AI Principles · 2 controls

  • OECDAI-3 Robustness, Security, Safety, and Adversarial Attack Protection
  • OECDAI-5 Data Governance, Training Data Quality, Privacy, and Bias Mitigation

OSFI B-13 · 2 controls

  • OSFIB13-1 Governance, Risk Management, and Three Lines of Defense
  • OSFIB13-4 Third-Party Risk Management and Cloud
  • PICSGMP-1 Chapter 1: Pharmaceutical Quality System (PQS) and Quality Risk Management
  • PICSGMP-7 Chapter 7: Outsourced Activities and Supplier Management

PSD2 SCA · 2 controls

  • PSDTWO-1 Strong Customer Authentication (SCA) Core Requirements
  • PSDTWO-3 Common and Secure Communication, API Access for AISPs and PISPs

South Korea ISMS-P · 2 controls

  • CFR211-J-184 Section 211.184 - Component, Drug Product Container, Closure, and Labeling Records
  • ANSSI-HYG-03 Control the Risks of Outsourced Information System Management
  • SPS220-28 Annual Board Risk Management Declaration
  • AS9100D-8.4 Control of Externally Provided Processes, Products, Services
  • SEC11-BP05 Centralize services for packages and dependencies
  • 3.5 Securely Dispose of Data
  • CFTC-SS-30 Outsourcing with Retention of Complete Responsibility
  • ZTMM-DEV-SCRM Devices Pillar: Asset and Supply Chain Risk Management

EU AI Act · 1 control

  • CJIS-19 Supply Chain Risk Management

GDPR · 1 control

ISO 22316 · 1 control

ISO 22317 · 1 control

ISO 22318 · 1 control

ISO 22320:2018 · 1 control

ISO 26000:2010 · 1 control

ISO/IEC 27010:2015 · 1 control

ISO/IEC 27011:2024 · 1 control

  • 27011-5.6 Supplier relationships and telecom supply chain

ISO/IEC 42001:2023 · 1 control

NIS2 Directive · 1 control

  • Art.21.2.d Supply chain security, covering the relationship with each direct supplier and service provider
  • NISTPF-2 Govern-P - Governance Policies, Risk Management Strategy, Awareness Training, and Monitoring
  • 03.17.03 Supply Chain Requirements and Processes

NIST SP 800-172 · 1 control

  • 3.11.6e Supply Chain Risk Assessment, Response, and Monitoring
  • 164.308(b)(1) Business Associate Contracts and Other Arrangements (Standard)
  • NZISM-1 NZISM Governance, Documentation, and Classification System
  • ORANWG11-1 O-RAN Threat Model, Risk Management, and Security Architecture
  • OECDAI24-3 Frontier Model Risk Management, Capability Disclosure, and Independent Evaluation
  • OPENBANK-4 Third Party Provider (TPP) Onboarding, Directory Integration, Due Diligence
  • ORSA-S1 ORSA Manual Section 1: Description of Insurer's Risk Management Framework
  • PASONE-3 Personnel Security, Vetting, Awareness, and Training
  • PSPF-DIR-001-2024 Direction 001-2024: Foreign Ownership, Control or Influence - Technology Assets
  • SAEIGHT-7 Management System, Worker Engagement, Continuous Improvement
  • SECCLIM-2 Risk Management: Identification, Assessment, Integration
  • SSAE18-CC9.2 CC9.2 - Vendor and Business Partner Risk Management
  • AIGF-1.1 Risk Management and Internal Controls
  • UKAI-1 Risk-Based Approach and Pro-Innovation Principles
  • UKOPRES-5 Third-Party Risk, Concentration Risk

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in SR - Supply Chain Risk Management

You are reading one control. How much of NIST SP 800-53 Rev 5 have you already done?

NIST SP 800-53 Rev 5 SR-3 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of NIST SP 800-53 Rev 5 your existing evidence covers. Hold ISO 27001:2022 and 163 of 300 NIST SP 800-53 Rev 5 controls already carry evidence.

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 342 were rejected on the ISO 27001:2022 pair alone.

Query this from an agent

The graph holds this control, the 305 it maps to, and the evidence behind each claim, over MCP and REST.