Frameworks / OSFI B-13 / OSFIB13-1 OSFI B-13
Governance and Three Lines
OSFI B-13 OSFIB13-1: Governance, Risk Management, and Three Lines of Defense Establish governance + risk management + three lines of defense per OSFI Guideline B-13 Technology and Cyber Risk Management (issued July 2022, effective 1 January 2024). B-13 applies to Federally Regulated Financial Institutions (FRFIs) including banks + insurance companies + trust and loan companies + pension plan administrators + Crown corporations. Governance must (a) establish technology and cyber risk management framework approved by Board + senior management + (b) maintain risk appetite and tolerance per Domain 1 + (c) implement three lines of defense with documented responsibilities (Line 1: business + IT operations; Line 2: independent technology and cyber risk management; Line 3: internal audit) + (d) integrate with broader Enterprise Risk Management + (e) name accountable executive (typically CISO + CTO + COO + or equivalent) with documented reporting line + decision authority. Maintain board-level oversight + reporting on technology and cyber risk metrics + emerging threats + control effectiveness + investment + with at least annual review.
Maintained by Gerard Blokdyk · Verified against the published standard 31 May 2026 · Control text last updated 21 May 2026 What else in your programme already covers this This control maps to 214 controls across 107 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.
IEC62304-4.1 Quality Management System IEC62304-5.1 Software Development Planning IEC62304-5.2 Software Requirements Analysis IEC62304-5.3 Software Architectural Design IEC62304-7.2 Risk Control Measures IEC62304-7.4 Risk Management of Software Changes ISO23894-1 Scope of AI Risk Management ISO23894-3 AI-Specific Terminology ISO23894-5.1 Leadership and Commitment ISO23894-5.2 AI Risk Management Integration ISO23894-5.5 Framework Evaluation ISO23894-6.2 Scope, Context and Criteria 27557-1 Scope 27557-3 Terms and definitions 27557-6.2 Scope, context, and criteria for privacy 27557-6.4 Privacy risk treatment 27557-6.6 Recording and reporting 27557-7.3 Risk-based privacy program implementation NIST-CSF-DE.AE-08 Incidents are declared when adverse events meet the defined incident criteria NIST-CSF-GV.RM-03 Cybersecurity risk management activities and outcomes are included in enterprise risk management processes NIST-CSF-GV.RM-04 Strategic direction that describes appropriate risk response options is established and communicated NIST-CSF-GV.SC-01 A cybersecurity supply chain risk management program, strategy, objectives, policies, and processes are established and agreed to by organizational stakeholders NIST-CSF-PR.AA-05 Access permissions, entitlements, and authorizations are defined in a policy, managed, enforced, and reviewed, and incorporate the principles of least privilege and separation of duties FFIEC-03 Risk appetite and tolerance for IT risk FFIEC-05 Roles and responsibilities definition FFIEC-18 Ongoing monitoring and assessment FFIEC-20 Exit strategy and transition planning 60601-1.3 Terminology and definitions 60601-1.4.1 General requirements 60601-1.4.2 Risk management process 60601-1.5.1 General requirements for testing ISO-15189-5.1 Legal entity ISO-15189-5.4 Structure and authority ISO-15189-5.6 Risk management ISO-15189-6.7 Service agreements ISO-22320-4.3 Risk-based approach ISO-22320-5.1 General process requirements ISO-22320-5.3 Incident management structure (command) ISO-22320-5.4 Roles and responsibilities CPS230-16 Internal Audit Review of the Business Continuity Plan CPS230-37 Service Provider Management Policy CPS230-46 Ongoing Risk Management of Each Material Arrangement IS.D.OR.210 Information Security Risk Treatment IS.I.OR.210 Information Security Risk Treatment IS.I.OR.220 Information Security Risk Management ICP-1 Objectives, Powers and Responsibilities of the Supervisor ICP-16 Enterprise Risk Management for Solvency Purposes ICP-8 Risk Management and Internal Controls ISO-19650-1-4 Information management concepts ISO-19650-1-7 Common Data Environment (CDE) concept ISO-19650-3-5.3 Trigger events for information exchange ISO-20400-4.2 Principles of sustainable procurement ISO-20400-4.5 Key considerations for sustainable procurement ISO-20400-7.2 Integrating sustainability into specifications ISO27003-4.3 Determining the scope of the information security management system ISO27003-6.1 Actions to address risks and opportunities ISO27003-8.3 Information security risk treatment 27004-3 Terms and definitions 27004-A.2 Patching and Vulnerability Measures 27004-B.1 Example measurement definitions 29100-1 Scope 29100-3 Terms and definitions 29100-4.1 Actors and roles 58.1 Scope 58.3 Definitions CPS234-16 Assessment of Related Party and Third Party Capability CPS234-20 Information Asset Classification AL-DPA-1 Scope and Definitions AL-DPA-3 Lawful Basis for Processing AT-DSG-2 Section 2 - Scope and application AT-DSG-8 Section 22 - Functions and powers of the DPA MLE.1 Machine Learning Requirements Analysis MLE.3 Machine Learning Training BS65000-RM-01 Resilience Journey BS65000-RM-02 Integrated Approach DA-1 Enterprise Data Architecture DIQ-2 Data Quality Management CAT-D1-2 Risk management CAT-ML-2 Evolving FEDRAMP-CM-6 Configuration Settings FEDRAMP-CP-9 System Backup FDBR-702 Definitions (§501.702) FDBR-Scope-Defs Scope, Applicability Thresholds and Definitions (Fla. Stat. 501.701, 501.702, 501.703, 501.704) ISO28001-PI-01 Personnel Security Screening ISO28001-SA-04 Security Risk Treatment Planning ISO-41001-4.1 Understanding the organization and its context ISO-41001-4.3 Determining the scope of the FM management system ISO-56002-4.3 Determining the scope of the innovation management system ISO-56002-8.3.4 Develop solutions ISO8000-DQM-02 Data Quality Dimensions ISO8000-MDG-03 Continuous Improvement ISO-17025-5.1 Legal entity ISO-17025-5.4 Personnel for the management system ISO-25012-5.2 Defining data quality measures ISO-25012-5.3 Planning and performing data quality evaluations 27011-1 Scope 27011-3 Terms and definitions 27014-1 Scope 27014-3 Terms and definitions 29147-3 Terms and definitions 29147-9.2 Contact mechanisms and scope 30111-3 Terms and definitions 30111-5.1 Organizational policy STANAG-1 STANAG 4774 Confidentiality Label Schema and XML Structure STANAG-2 STANAG 4778 Metadata Binding Mechanism and Cryptographic Binding NDPA-2 Consumer Rights - Access, Correct, Delete, Portability, Appeal NDPA-5 Privacy Notice, Data Minimisation, and Purpose Limitation DSOMM-1 Culture, Organization, Education, and Governance DSOMM-2 Implementation Practices, Secure Coding, and Threat Modelling ASTWO-7 Deficiency Evaluation, Material Weakness, and Communication ASTWO-8 ICFR Opinion, Basis, Definition, Limitations, Combined vs Separate Reports PAKPDPB-7 NCPDP, Registration, Records, Processor Contracts, DPO PAKPDPB-8 Enforcement, Penalties, Complaints, Retention, Training C1 Organizational Boundary C3 Scope 1 and 2 Coverage IM8-RES.2 Disaster Recovery IM8-TPM.4 Supply Chain Risk Management ISMSP-MS-02 Risk Management ISMSP-SYS-04 Vulnerability Management CFR211-A-3 Section 211.3 - Definitions AMLCTF-82 Part A Compliance API1164-21 TSA Pipeline Security Directive Alignment AS9100D-8.1 Operational Planning and Control 4.4.1 Resources, Roles, Responsibility, and Authority AWWA-1.1 Security Policy and Governance AZ-DPA-2 Article 2 - Basic Concepts CPG-6.B Supply Chain Incident Reporting COBIT-BAI02 Managed requirements definition CJIS-19 Supply Chain Risk Management FTC-Safeguards-Scope-Defs Scope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2) CA-9 Internal System Connections CA-9 Internal System Connections Sapin2-Pillar1-Code-of-Conduct Pillar 1 - Anti-Corruption Code of Conduct ICAO-ANX17-Chap2-ThreatAssessment-RiskManagement-Cyber-GASeP ICAO Annex 17 Chapter 2 - Threat Assessment + Risk Management + Cyber Threats to Critical Aviation Systems (Amendment 17/18) 62351-2 Glossary of terms IEC62443-21 Supply chain risk management for critical components ISO-14064-1-5.1 Organizational boundaries ISO-26262-3-5 Item definition 27007-5.2 Audit Programme Objectives ISO27019-21 Supply chain risk management for critical components ISO27043-04 Roles and responsibilities definition 27050-1.4 Terms and definitions 27400-3 Terms and definitions 29115-3 Terms and definitions 29134-3 Terms and definitions ISO21434-04 Roles and responsibilities definition BIPA-SEC5-1 Biometric Identifier Definition NISTPF-2 Govern-P - Governance Policies, Risk Management Strategy, Awareness Training, and Monitoring OWASPASVS-1 Architecture, Design and Threat Modelling (V1) OSSFSC-1 Branch Protection, Code Review, and Repository Governance ORSA-S1 Guidance Manual Section 1: Description of the insurer's risk management framework 2.2.2 2.2.2 Vendor default accounts managed PSPF24-1 Security Culture, Governance, Risk Management EHDSREG-1 Mandatory Requirements for EHR Systems (Articles 14-29) SWIFTCSCF-1 Restrict Internet Access and Protect Critical Systems (Objective 1) AIGF-1.1 Risk Management and Internal Controls PIPA-Data-Subject-Rights-Access-Correction-Erasure-Portability-Automated-Decisions-Articles-35-37-2 Korea PIPA Data Subject Rights + Access + Correction + Erasure + Portability + Article 35-37 FADP-5 Definitions (Article 5) TEFCAREC-1 Common Agreement Conformance and Onboarding CRM-3 Risk Management Framework OB-OPS.2 Performance Standards 15 U.S.C. § 78dd-2(h) Definition of Domestic Concern USMCADIGITAL-1 Cross-Border Data Flows and Localisation VIETNAMCYBER-2 Prohibited Acts (Access, Interception, Forgery, Content) W3CVCDM-1 Three-Party Ecosystem (Issuer, Holder, Verifier) Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected .
Query this from an agent The graph holds this control, the 214 it maps to, and the evidence behind each claim, over MCP and REST.