Cross-Framework Mapping

CFTC System Safeguards (17 CFR 37, 38, 39, 49)vsSOC 2

See exactly how CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls map to SOC 2. Pre-computed mappings, identified gaps, and coverage analysis.

61
Controls Mapped
0
Gaps Found
85%
Coverage

A reviewed coverage crosswalk for this pair is available. See which SOC 2 controls you already evidence.

According to the TheArtOfService Compliance Knowledge Graph:

CFTC System Safeguards (17 CFR 37, 38, 39, 49) maps to SOC 2 with 85% coverage across 33 directly mapped controls. Analysis of 39 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls identifies 6 compliance gaps, primarily concentrated in CFTC System Safeguards: Business Continuity and Disaster Recovery.

Source: TheArtOfService Knowledge Graph | 39 controls analysed | 868 frameworks | 315K+ cross-framework mappings

Control Mappings

Showing 20 of 61 mapped controls across 5 domains. Sign up to explore all 315K+ mappings across 868 frameworks.

CFTC System Safeguards: Risk Analysis and Oversight Program(20 mappings)

CFTC-SS-1Program of Risk Analysis and Oversight2 targets
→SOC2-CC3.1CC3.1 Objectives specified clearly enough to assess risk (COSO principle 6)
→SOC2-CC3.2CC3.2 Identifying and analysing risks to objectives (COSO principle 7)
CFTC-SS-12Capacity and Performance Planning Category2 targets
→SOC2-A1.1A1.1 Managing processing capacity
→SOC2-CC3.4CC3.4 Identifying and assessing significant changes (COSO principle 9)
CFTC-SS-2Enterprise Risk Management and Governance Category3 targets
→SOC2-CC1.3CC1.3 Structures, reporting lines, authorities and responsibilities (COSO principle 3)
→SOC2-CC3.2CC3.2 Identifying and analysing risks to objectives (COSO principle 7)
→SOC2-CC5.1CC5.1 Selecting control activities that mitigate risk (COSO principle 10)
CFTC-SS-22Business Continuity and Disaster Recovery Planning Category2 targets
→SOC2-A1.2A1.2 Environmental protection, backup and recovery infrastructure
→SOC2-A1.3A1.3 Testing recovery plan procedures
CFTC-SS-23Resources Sufficient to Fulfil Obligations
→SOC2-A1.1A1.1 Managing processing capacity
CFTC-SS-3Information Security Category8 targets
→SOC2-CC1.4CC1.4 Attracting, developing and retaining competent people (COSO principle 4)
→SOC2-CC6.1CC6.1 Logical access security over protected information assets
→SOC2-CC6.2CC6.2 Registering and authorising users before issuing credentials
→SOC2-CC6.3CC6.3 Role-based access, least privilege and segregation of duties
→SOC2-CC6.5CC6.5 Protecting data on assets until disposal
→SOC2-CC6.6CC6.6 Protection against threats from outside the system boundary
→SOC2-CC6.7CC6.7 Restricting and protecting information in transmission, movement and removal
→SOC2-CC7.2CC7.2 Monitoring system components for anomalies
CFTC-SS-4Systems Operations Category2 targets
→SOC2-CC5.2CC5.2 General controls over technology (COSO principle 11)
→SOC2-CC6.8CC6.8 Preventing and detecting unauthorised or malicious software

+41 more mappings

Plus AI-powered gap analysis, compliance advisory, PDF exports, and cross-mapping for all 868 frameworks.

Create Free Account →

Free forever, no credit card required

Coverage crosswalk

The CFTC System Safeguards (17 CFR 37, 38, 39, 49) to SOC 2 crosswalk

The table above lists candidate mappings. A crosswalk answers the narrower question you are probably here for: which SOC 2 controls your existing CFTC System Safeguards (17 CFR 37, 38, 39, 49) work already satisfies, which are real gaps, and the reasoning behind every claim so you can check it. One pair, $299, one time.

Coverage does not run both ways. CFTC System Safeguards (17 CFR 37, 38, 39, 49) into SOC 2 lands at 29.5%, while SOC 2 into CFTC System Safeguards (17 CFR 37, 38, 39, 49) lands at 48.7%, on the same two control sets. That is not a rounding difference. It is the whole reason these are two separate reports: one asks what your CFTC System Safeguards (17 CFR 37, 38, 39, 49) evidence buys you for SOC 2, the other asks the reverse.

CFTC System Safeguards (17 CFR 37, 38, 39, 49) into SOC 2
29.5%

18 of 61 SOC 2 controls are evidenced by work you have already done for CFTC System Safeguards (17 CFR 37, 38, 39, 49). 43 are genuine gaps.

SOC 2 into CFTC System Safeguards (17 CFR 37, 38, 39, 49)
48.7%

19 of 39 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls are evidenced by work you have already done for SOC 2. 20 are genuine gaps.

CFTC System Safeguards (17 CFR 37, 38, 39, 49) to SOC 2
$299
per framework pair, one time
  • Every evidenced control, with the reasoning behind it
  • Every gap, with what it requires
  • Its level of review stated plainly, not a bare number

Why this page shows two different percentages. The 85% in the header counts how many CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls carry at least one candidate mapping in the graph, before any review. The crosswalk percentage counts something stricter: how many SOC 2 controls are actually evidenced, after a pass that argued against each mapping and kept only what survived. They answer different questions and they are not meant to agree.

A crosswalk narrows the work. It does not replace an audit, and your assessor may take a different view on individual controls. Mappings between frameworks are judgements, not text printed in either standard, which is why every claim in the report shows its reasoning. Questions go to support@theartofservice.com.

Stop Paying Consultants to Read Spreadsheets

Cross-framework mappings across 868 frameworks, at a fraction of consulting costs.

$0/forever

Free

  • ✓ 868 framework browser
  • ✓ Cross-framework mappings (315K+)
  • ✓ 824 compliance assessments
  • ✓ 3 AI queries & searches per day
Get Started Free
Recommended
$149/month

Professional

  • ✓ Unlimited AI Compliance Advisory
  • ✓ Unlimited full-text search
  • ✓ Framework self-assessment
  • ✓ PDF, Excel & CSV exports
Start 7-Day Free Trial →

What are the key differences between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and SOC 2?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) has 39 controls across its framework, while SOC 2 covers 61 controls. Direct mapping analysis identifies 33 overlapping controls (85% coverage). The frameworks diverge most significantly in CFTC System Safeguards: Business Continuity and Disaster Recovery, where 4 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct SOC 2 equivalent.

How many controls map between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and SOC 2?

Of 39 total CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls, 33 map directly to SOC 2 controls, representing 85% coverage. The remaining 6 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping CFTC System Safeguards (17 CFR 37, 38, 39, 49) to SOC 2?

6 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct equivalent in SOC 2. The highest concentration of gaps is in CFTC System Safeguards: Business Continuity and Disaster Recovery with 4 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and SOC 2?

The domain with the highest gap count is CFTC System Safeguards: Business Continuity and Disaster Recovery (4 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.