Cross-Framework Mapping

CFTC System Safeguards (17 CFR 37, 38, 39, 49)vsSOC 2

See exactly how CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls map to SOC 2. Pre-computed mappings, identified gaps, and coverage analysis.

8
Controls Mapped
13
Gaps Found
38%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

CFTC System Safeguards (17 CFR 37, 38, 39, 49) maps to SOC 2 with 38% coverage across 8 directly mapped controls. Analysis of 21 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls identifies 13 compliance gaps — primarily concentrated in CFTC System Safeguards: Risk Analysis and Oversight Program.

Source: TheArtOfService Knowledge Graph | 21 controls analysed | 718 frameworks | 332K+ cross-framework mappings

Control Mappings

Showing 8 of 8 mapped controls across 4 domains. Sign up to explore all 332K+ mappings across 718 frameworks.

CFTC System Safeguards: Risk Analysis and Oversight Program(2 mappings)

CFTC-SS-1Program of Risk Analysis and Oversight
SOC2-CC3.1COSO principle 6: Specifies objectives to identify and assess risks
CFTC-SS-12Capacity and Performance Planning
SOC2-A1.1Maintains capacity to meet availability commitments

CFTC System Safeguards: Business Continuity and Disaster Recovery(2 mappings)

CFTC-SS-11Business Continuity-Disaster Recovery Testing
SOC2-A1.3Recovery plan procedures support system recovery from failures
CFTC-SS-8Business Continuity-Disaster Recovery Plan and Resources
SOC2-A1.2Environmental protections, data backups, and recovery infrastructure support availability

CFTC System Safeguards: Cybersecurity Testing(3 mappings)

CFTC-SS-13Vulnerability Testing
SOC2-CC7.1Detection and monitoring procedures for security events are in place
CFTC-SS-15Controls Testing
SOC2-CC4.1COSO principle 16: Selects and develops ongoing and separate evaluations
CFTC-SS-16Security Incident Response Plan Testing
SOC2-CC7.3Evaluates security events to determine incident status

CFTC System Safeguards: Notification, Records and Remediation(1 mappings)

CFTC-SS-19Notification to the Commission
SOC2-CC7.4Responds to identified security incidents through defined procedures

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What are the key differences between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and SOC 2?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) has 21 controls across its framework, while SOC 2 covers 54 controls. Direct mapping analysis identifies 8 overlapping controls (38% coverage). The frameworks diverge most significantly in CFTC System Safeguards: Risk Analysis and Oversight Program, where 6 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct SOC 2 equivalent.

How many controls map between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and SOC 2?

Of 21 total CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls, 8 map directly to SOC 2 controls — representing 38% coverage. The remaining 13 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping CFTC System Safeguards (17 CFR 37, 38, 39, 49) to SOC 2?

13 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct equivalent in SOC 2. The highest concentration of gaps is in CFTC System Safeguards: Risk Analysis and Oversight Program with 6 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and SOC 2?

The domain with the highest gap count is CFTC System Safeguards: Risk Analysis and Oversight Program (6 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.