Cross-Framework Mapping

CFTC System Safeguards (17 CFR 37, 38, 39, 49)vsAPRA CPS 230 Operational Risk Management

See exactly how CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls map to APRA CPS 230 Operational Risk Management. Pre-computed mappings, identified gaps, and coverage analysis.

18
Controls Mapped
31
Gaps Found
22%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

CFTC System Safeguards (17 CFR 37, 38, 39, 49) maps to APRA CPS 230 Operational Risk Management with 22% coverage across 11 directly mapped controls. Analysis of 49 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls identifies 38 compliance gaps — primarily concentrated in Information Security.

Source: TheArtOfService Knowledge Graph | 49 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 18 of 18 mapped controls across 3 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Information Security(8 mappings)

38.1051(a)General Security Requirements for DCMs
CPS230-11Risk Identification and Assessment
39.18(a)General Security Requirements for DCOs
CPS230-11Risk Identification and Assessment
GLI33-4.2Penetration Testing
CPS230-22Vulnerability and Gap Identification
TISAX-IS-03Third-Party Risk Management5 targets
CPS230-16Internal Audit Review
CPS230-27BCP Scope
CPS230-37Service Provider Management Policy
CPS230-46Ongoing Risk Management
CPS230-49Internal Audit of Service Providers

Business Continuity and Disaster Recovery(7 mappings)

38.1051(c)BC-DR Planning3 targets
CPS230-25Business Continuity Policy
CPS230-26Business Continuity Plans
CPS230-28Recovery Objectives
38.1051(c)(1)Recovery Time Objectives
CPS230-28Recovery Objectives
38.1051(c)(2)Geographic Separation of Backup
CPS230-28Recovery Objectives
38.1051(c)(3)BC-DR Testing2 targets
CPS230-25Business Continuity Policy
CPS230-26Business Continuity Plans

Cybersecurity Testing(3 mappings)

38.1051(h)(2)Penetration Testing
CPS230-22Vulnerability and Gap Identification
38.1051(h)(4)Security Incident Response Plan Testing
CPS230-13Incident Management
38.1051(h)(5)Enterprise Technology Risk Assessment
CPS230-11Risk Identification and Assessment

Related Comparisons

Other CFTC System Safeguards (17 CFR 37, 38, 39, 49) comparisons

Other APRA CPS 230 Operational Risk Management comparisons

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What are the key differences between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and APRA CPS 230 Operational Risk Management?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) has 49 controls across its framework, while APRA CPS 230 Operational Risk Management covers 43 controls. Direct mapping analysis identifies 11 overlapping controls (22% coverage). The frameworks diverge most significantly in Information Security, where 29 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct APRA CPS 230 Operational Risk Management equivalent.

How many controls map between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and APRA CPS 230 Operational Risk Management?

Of 49 total CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls, 11 map directly to APRA CPS 230 Operational Risk Management controls — representing 22% coverage. The remaining 38 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping CFTC System Safeguards (17 CFR 37, 38, 39, 49) to APRA CPS 230 Operational Risk Management?

38 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct equivalent in APRA CPS 230 Operational Risk Management. The highest concentration of gaps is in Information Security with 29 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and APRA CPS 230 Operational Risk Management?

The domain with the highest gap count is Information Security (29 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.