Cross-Framework Mapping

SOC 2vsCFTC System Safeguards (17 CFR 37, 38, 39, 49)

See exactly how SOC 2 controls map to CFTC System Safeguards (17 CFR 37, 38, 39, 49). Pre-computed mappings, identified gaps, and coverage analysis.

8
Controls Mapped
46
Gaps Found
15%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

SOC 2 maps to CFTC System Safeguards (17 CFR 37, 38, 39, 49) with 15% coverage across 8 directly mapped controls. Analysis of 54 SOC 2 controls identifies 46 compliance gaps — primarily concentrated in CC - Common Criteria (Security).

Source: TheArtOfService Knowledge Graph | 54 controls analysed | 718 frameworks | 332K+ cross-framework mappings

Control Mappings

Showing 8 of 8 mapped controls across 2 domains. Sign up to explore all 332K+ mappings across 718 frameworks.

A - Availability(3 mappings)

SOC2-A1.1Maintains capacity to meet availability commitments
CFTC-SS-12Capacity and Performance Planning
SOC2-A1.2Environmental protections, data backups, and recovery infrastructure support availability
CFTC-SS-8Business Continuity-Disaster Recovery Plan and Resources
SOC2-A1.3Recovery plan procedures support system recovery from failures
CFTC-SS-11Business Continuity-Disaster Recovery Testing

CC - Common Criteria (Security)(5 mappings)

SOC2-CC3.1COSO principle 6: Specifies objectives to identify and assess risks
CFTC-SS-1Program of Risk Analysis and Oversight
SOC2-CC4.1COSO principle 16: Selects and develops ongoing and separate evaluations
CFTC-SS-15Controls Testing
SOC2-CC7.1Detection and monitoring procedures for security events are in place
CFTC-SS-13Vulnerability Testing
SOC2-CC7.3Evaluates security events to determine incident status
CFTC-SS-16Security Incident Response Plan Testing
SOC2-CC7.4Responds to identified security incidents through defined procedures
CFTC-SS-19Notification to the Commission

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What are the key differences between SOC 2 and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

SOC 2 has 54 controls across its framework, while CFTC System Safeguards (17 CFR 37, 38, 39, 49) covers 21 controls. Direct mapping analysis identifies 8 overlapping controls (15% coverage). The frameworks diverge most significantly in CC - Common Criteria (Security), where 26 SOC 2 controls have no direct CFTC System Safeguards (17 CFR 37, 38, 39, 49) equivalent.

How many controls map between SOC 2 and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

Of 54 total SOC 2 controls, 8 map directly to CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls — representing 15% coverage. The remaining 46 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping SOC 2 to CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

46 SOC 2 controls have no direct equivalent in CFTC System Safeguards (17 CFR 37, 38, 39, 49). The highest concentration of gaps is in CC - Common Criteria (Security) with 26 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between SOC 2 and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

The domain with the highest gap count is CC - Common Criteria (Security) (26 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.