Cross-Framework Mapping

HKMA SPMvsFTC GLBA Safeguards Rule (16 CFR Part 314)

See exactly how HKMA SPM controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

3
Controls Mapped
8
Gaps Found
18%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

HKMA SPM maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 18% coverage across 2 directly mapped controls. Analysis of 11 HKMA SPM controls identifies 9 compliance gaps — primarily concentrated in HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG).

Source: TheArtOfService Knowledge Graph | 11 controls analysed | 718 frameworks | 330K+ cross-framework mappings

Control Mappings

Showing 3 of 3 mapped controls across 2 domains. Sign up to explore all 330K+ mappings across 718 frameworks.

HKMA SPM: Corporate Governance (CG-1/2/3/5/6), Internal Control (IC-1/5), Auditing (AC-G)(1 mappings)

HKMA-SPM-CG-IC-AC-Governance-Control-AuditHKMA SPM Corporate Governance (CG-1/2/3/5/6), Internal Control (IC-1/5), Auditing (AC-G)
FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

HKMA SPM: Technology Management Modules (TM-G-1 to TM-G-4, TM-E-1 e-Banking) + Coordination with C-RAF(2 mappings)

HKMA-SPM-TM-Technology-TM-G-1-CRAF-CoordHKMA SPM Technology Management Modules (TM-G-1 to TM-G-4, TM-E-1) + Coordination with C-RAF2 targets
FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))
FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

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What are the key differences between HKMA SPM and FTC GLBA Safeguards Rule (16 CFR Part 314)?

HKMA SPM has 11 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 11 controls. Direct mapping analysis identifies 2 overlapping controls (18% coverage). The frameworks diverge most significantly in HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG), where 4 HKMA SPM controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between HKMA SPM and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 11 total HKMA SPM controls, 2 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 18% coverage. The remaining 9 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping HKMA SPM to FTC GLBA Safeguards Rule (16 CFR Part 314)?

9 HKMA SPM controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG) with 4 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between HKMA SPM and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG) (4 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.