Cross-Framework Mapping

NIST AI Risk Management Framework (AI RMF 1.0)vsFTC GLBA Safeguards Rule (16 CFR Part 314)

See exactly how NIST AI Risk Management Framework (AI RMF 1.0) controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

18
Controls Mapped
34
Gaps Found
21%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

NIST AI Risk Management Framework (AI RMF 1.0) maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 21% coverage across 11 directly mapped controls. Analysis of 52 NIST AI Risk Management Framework (AI RMF 1.0) controls identifies 41 compliance gaps — primarily concentrated in AI RMF Functions.

Source: TheArtOfService Knowledge Graph | 52 controls analysed | 701 frameworks | 337K+ cross-framework mappings

Control Mappings

Showing 18 of 18 mapped controls across 1 domains. Sign up to explore all 337K+ mappings across 701 frameworks.

AI RMF Functions(18 mappings)

AIRMF-GOV-01AI Risk Management Policies
FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
AIRMF-MAN-03AI Incident Response2 targets
FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))
FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))
AIRMF-MAP-02AI Risk Identification4 targets
FTC-Safeguards-EffectiveDate-Small-InstitutionEffective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6)
FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))
FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))
FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))
AIRMF-MAP-03AI Impact Assessment4 targets
FTC-Safeguards-EffectiveDate-Small-InstitutionEffective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6)
FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))
FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))
FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))
AIRMF-MEA-01AI Performance Metrics
FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
NIST-AI600-GOV-1Legal and Regulatory Compliance
FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
NIST-AI600-MAP-1GAI Risk Identification
FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
NIST-AI600-MEA-3Privacy Leak Assessment
FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
NIST-AI600-MGT-1Content Provenance Implementation
FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))
NIST-AI600-MGT-4Incident Response for GAI
FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))
NIST-AI600-MGT-5Decommissioning Procedures
FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

Related Comparisons

Other NIST AI Risk Management Framework (AI RMF 1.0) comparisons

Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

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What are the key differences between NIST AI Risk Management Framework (AI RMF 1.0) and FTC GLBA Safeguards Rule (16 CFR Part 314)?

NIST AI Risk Management Framework (AI RMF 1.0) has 52 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 11 controls. Direct mapping analysis identifies 11 overlapping controls (21% coverage). The frameworks diverge most significantly in AI RMF Functions, where 20 NIST AI Risk Management Framework (AI RMF 1.0) controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between NIST AI Risk Management Framework (AI RMF 1.0) and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 52 total NIST AI Risk Management Framework (AI RMF 1.0) controls, 11 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 21% coverage. The remaining 41 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping NIST AI Risk Management Framework (AI RMF 1.0) to FTC GLBA Safeguards Rule (16 CFR Part 314)?

41 NIST AI Risk Management Framework (AI RMF 1.0) controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in AI RMF Functions with 20 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between NIST AI Risk Management Framework (AI RMF 1.0) and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is AI RMF Functions (20 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

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