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Kotter 8-Step Change Model

International
v2014
3 domains
8 controls

John Kotter's eight-step process for leading organizational change, first published in 'Leading Change' (1996) and updated in 'Accelerate' (2014). The model organizes change leadership into three phases: creating a climate for change, engaging and enabling the organization, and implementing and sustaining change.

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Framework Domains (3)

Creating a Climate for Change

3 controls

Establishing the conditions that make change possible by building urgency, assembling a powerful coalition, and developing a compelling vision and strategy.

Controls in the Creating a Climate for Change domain of Kotter 8-Step Change Model3 controls
CodeTitle
KOTTER-01Step 1: Create a Sense of Urgency — help others see the need for change through a bold opportunity statement
KOTTER-02Step 2: Build a Guiding Coalition — assemble a group with enough power, credibility, and leadership to guide change
KOTTER-03Step 3: Form a Strategic Vision and Initiatives — clarify how the future will differ from the past

Engaging and Enabling the Organization

3 controls

Communicating the vision broadly, empowering people to act, and generating visible short-term wins.

Controls in the Engaging and Enabling the Organization domain of Kotter 8-Step Change Model3 controls
CodeTitle
KOTTER-04Step 4: Enlist a Volunteer Army — communicate the vision to generate buy-in and attract a growing coalition
KOTTER-05Step 5: Enable Action by Removing Barriers — eliminate obstacles, change structures that undermine the vision
KOTTER-06Step 6: Generate Short-Term Wins — plan for and create visible performance improvements early

Implementing and Sustaining Change

2 controls

Building on short-term gains to produce more change and embedding new approaches in the organizational culture.

Controls in the Implementing and Sustaining Change domain of Kotter 8-Step Change Model2 controls
CodeTitle
KOTTER-07Step 7: Sustain Acceleration — use credibility from wins to change systems, structures, and policies
KOTTER-08Step 8: Institute Change — anchor new approaches in the culture, articulate connections between behaviors and success

Maps to 22 other frameworks

8 total controls
LEADS in a Caring Environment
8 source controls mapped|5 target controls covered
100%
The Leadership Challenge (Kouzes & Posner)
5 source controls mapped|5 target controls covered
63%
WHO Global Competency Model
5 source controls mapped|6 target controls covered
63%
ICN Leadership for Change Programme
5 source controls mapped|5 target controls covered
63%
Goleman Emotional Intelligence Leadership Framework
4 source controls mapped|4 target controls covered
50%
VUCA Leadership Framework
4 source controls mapped|3 target controls covered
50%
Senge Fifth Discipline — Learning Organization
4 source controls mapped|4 target controls covered
50%
ILO Nursing Personnel Convention C149 (1977)
4 source controls mapped|3 target controls covered
50%
NHS Healthcare Leadership Model
4 source controls mapped|5 target controls covered
50%
OECD/G20 Principles of Corporate Governance
4 source controls mapped|4 target controls covered
50%
COSO Internal Control — Integrated Framework (2013)
3 source controls mapped|3 target controls covered
38%
Heifetz Adaptive Leadership Framework
3 source controls mapped|4 target controls covered
38%
Full Range Leadership Model (Bass & Avolio)
3 source controls mapped|3 target controls covered
38%
ISO 37000:2021
3 source controls mapped|4 target controls covered
38%
Maslach Burnout Prevention Model
2 source controls mapped|2 target controls covered
25%
Hersey & Blanchard Situational Leadership Model
2 source controls mapped|2 target controls covered
25%
Kolb Experiential Learning Cycle
2 source controls mapped|2 target controls covered
25%
Argyris Double-Loop Learning
2 source controls mapped|2 target controls covered
25%
ASEAN Data Management Framework
1 source controls mapped|1 target controls covered
13%
Voluntary Principles on Security and Human Rights (VPs)
1 source controls mapped|1 target controls covered
13%
US OFAC Sanctions Compliance Framework
1 source controls mapped|1 target controls covered
13%
SSAE 18 SOC 1 — Report on Controls at a Service Organisation (ICFR)
1 source controls mapped|1 target controls covered
13%

Frequently Asked Questions

What is Kotter 8-Step Change Model?

Kotter 8-Step Change Model is a compliance framework from International with 3 domains and 8 controls. John Kotter's eight-step process for leading organizational change, first published in 'Leading Change' (1996) and updated in 'Accelerate' (2014). The model organizes change leadership into three phases: creating a climate for change, engaging and enabling the organization, and implementing and sustaining change. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does Kotter 8-Step Change Model have?

Kotter 8-Step Change Model has 8 controls organised across 3 domains. The largest domains are Creating a Climate for Change (3 controls), Engaging and Enabling the Organization (3 controls), Implementing and Sustaining Change (2 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does Kotter 8-Step Change Model map to?

Kotter 8-Step Change Model maps to 22 other compliance frameworks. The top mapping partners are LEADS in a Caring Environment (100% coverage), The Leadership Challenge (Kouzes & Posner) (63% coverage), WHO Global Competency Model (63% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with Kotter 8-Step Change Model compliance?

Start your Kotter 8-Step Change Model compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about Kotter 8-Step Change Model requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 8 controls and track your progress.

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