Cross-Framework Mapping

FTC GLBA Safeguards Rule (16 CFR Part 314)vsNIST Privacy Framework

See exactly how FTC GLBA Safeguards Rule (16 CFR Part 314) controls map to NIST Privacy Framework. Pre-computed mappings, identified gaps, and coverage analysis.

10
Controls Mapped
1
Gaps Found
27%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FTC GLBA Safeguards Rule (16 CFR Part 314) maps to NIST Privacy Framework with 27% coverage across 3 directly mapped controls. Analysis of 11 FTC GLBA Safeguards Rule (16 CFR Part 314) controls identifies 8 compliance gaps — primarily concentrated in FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination).

Source: TheArtOfService Knowledge Graph | 11 controls analysed | 718 frameworks | 332K+ cross-framework mappings

Control Mappings

Showing 10 of 10 mapped controls across 3 domains. Sign up to explore all 332K+ mappings across 718 frameworks.

FTC Safeguards Rule: 9 Safeguard Elements - Access, Encryption, MFA, Disposal, Change, Monitoring, Pen Test (314.4(c))(4 mappings)

FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))4 targets
NISTPF-4Communicate-P - Privacy Notice, Transparency, and Individual Awareness
NISTPF-5Protect-P Access Control (PR.AC-P)
NISTPF-7Protect-P Maintenance and Protective Technology (PR.MA-P, PR.PT-P)
NISTPF-8Protect-P Information Protection Processes (PR.PO-P)

FTC Safeguards Rule: Scope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)(5 mappings)

FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)5 targets
NISTPF-1Identify-P - Business Environment, Data Processing Inventory, Ecosystem, and Risk Assessment
NISTPF-3Control-P - Privacy Controls, Data Management, and Disassociated Processing
NISTPF-4Communicate-P - Privacy Notice, Transparency, and Individual Awareness
NISTPF-7Protect-P Maintenance and Protective Technology (PR.MA-P, PR.PT-P)
NISTPF-8Protect-P Information Protection Processes (PR.PO-P)

FTC Safeguards Rule: Service Provider Oversight and Program Evaluation (314.4(d-g))(1 mappings)

FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))
NISTPF-8Protect-P Information Protection Processes (PR.PO-P)

Related Comparisons

Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

Other NIST Privacy Framework comparisons

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What are the key differences between FTC GLBA Safeguards Rule (16 CFR Part 314) and NIST Privacy Framework?

FTC GLBA Safeguards Rule (16 CFR Part 314) has 11 controls across its framework, while NIST Privacy Framework covers 8 controls. Direct mapping analysis identifies 3 overlapping controls (27% coverage). The frameworks diverge most significantly in FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination), where 5 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct NIST Privacy Framework equivalent.

How many controls map between FTC GLBA Safeguards Rule (16 CFR Part 314) and NIST Privacy Framework?

Of 11 total FTC GLBA Safeguards Rule (16 CFR Part 314) controls, 3 map directly to NIST Privacy Framework controls — representing 27% coverage. The remaining 8 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FTC GLBA Safeguards Rule (16 CFR Part 314) to NIST Privacy Framework?

8 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in NIST Privacy Framework. The highest concentration of gaps is in FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination) with 5 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FTC GLBA Safeguards Rule (16 CFR Part 314) and NIST Privacy Framework?

The domain with the highest gap count is FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination) (5 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.