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Cross-Framework Mapping

FFIEC IT Examination HandbookvsFTC GLBA Safeguards Rule (16 CFR Part 314)

See exactly how FFIEC IT Examination Handbook controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

9
Controls Mapped
69
Gaps Found
12%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FFIEC IT Examination Handbook maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 12% coverage across 9 directly mapped controls. Analysis of 78 FFIEC IT Examination Handbook controls identifies 69 compliance gaps — primarily concentrated in Information Security.

Source: TheArtOfService Knowledge Graph | 78 controls analysed | 718 frameworks | 330K+ cross-framework mappings

Control Mappings

Showing 9 of 9 mapped controls across 4 domains. Sign up to explore all 330K+ mappings across 718 frameworks.

FFIEC IT Examination Handbook: Information Security Governance(1 mappings)

FFIEC-05Roles and responsibilities definition
→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

FFIEC IT Examination Handbook: Cybersecurity Controls(2 mappings)

FFIEC-08Application security controls
→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))
FFIEC-09Encryption and key management
→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

FFIEC IT Examination Handbook: Operational Resilience(3 mappings)

FFIEC-11Business continuity planning and testing
→FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))
FFIEC-12Disaster recovery procedures
→FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))
FFIEC-14Critical service identification
→FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))

FFIEC IT Examination Handbook: Incident Management & Reporting(3 mappings)

FFIEC-23Regulatory reporting requirements
→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))
FFIEC-24Customer notification procedures
→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))
FFIEC-25Post-incident review and improvement
→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

Related Comparisons

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Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

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What are the key differences between FFIEC IT Examination Handbook and FTC GLBA Safeguards Rule (16 CFR Part 314)?

FFIEC IT Examination Handbook has 78 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 11 controls. Direct mapping analysis identifies 9 overlapping controls (12% coverage). The frameworks diverge most significantly in Information Security, where 46 FFIEC IT Examination Handbook controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between FFIEC IT Examination Handbook and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 78 total FFIEC IT Examination Handbook controls, 9 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 12% coverage. The remaining 69 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FFIEC IT Examination Handbook to FTC GLBA Safeguards Rule (16 CFR Part 314)?

69 FFIEC IT Examination Handbook controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in Information Security with 46 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FFIEC IT Examination Handbook and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is Information Security (46 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

Related Resources

How to Map Controls Across Frameworks|Multi-Framework Compliance Guide|Compliance Glossary

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