Cross-Framework Mapping

APPIvsFTC GLBA Safeguards Rule (16 CFR Part 314)

Name: APPI to FTC GLBA Safeguards Rule (16 CFR Part 314) Control Mapping Dataset
Creator: TheArtOfService

See exactly how APPI controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

Controls Mapped

Gaps Found

48%

Coverage

According to the TheArtOfService Compliance Knowledge Graph:

APPI maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 48% coverage across 20 directly mapped controls. Analysis of 21 APPI controls identifies 22 compliance gaps — primarily concentrated in APPI: Data Collection & Consent.

Source: TheArtOfService Knowledge Graph | 21 controls analysed | 718 frameworks | 332K+ cross-framework mappings

Control Mappings

Showing 20 of 28 mapped controls across 12 domains. Sign up to explore all 332K+ mappings across 718 frameworks.

Security(1 mappings)

APPI-06Security Control Measures

→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

APPI: Data Subject Rights(3 mappings)

APPI-06Security Control Measures

→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

APPI-07Supervision of Employees

→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

APPI-12Disclosure Request (Access)

→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

People(1 mappings)

APPI-07Supervision of Employees

→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

Individual Rights(2 mappings)

APPI-12Disclosure Request (Access)

→FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)

APPI-13Correction, Addition, and Deletion

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

APPI: Data Security(5 mappings)

APPI-13Correction, Addition, and Deletion

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

APPI-15Leakage Notification

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

APPI-16Anonymously Processed Information

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

APPI-17Pseudonymously Processed Information

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

APPI-18Personally Referable Information

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

Incident(1 mappings)

APPI-15Leakage Notification

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

Anonymization(1 mappings)

APPI-16Anonymously Processed Information

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

Pseudonymization(1 mappings)

APPI-17Pseudonymously Processed Information

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

Cookies and Identifiers(1 mappings)

APPI-18Personally Referable Information

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

Regulator(1 mappings)

APPI-19PPC Cooperation and Investigation

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

APPI: Data Governance(3 mappings)

APPI-19PPC Cooperation and Investigation

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

APPI-21Governance and DPO Equivalent2 targets

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

→FTC-Safeguards-EffectiveDate-Small-InstitutionEffective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6)

+8 more mappings

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What are the key differences between APPI and FTC GLBA Safeguards Rule (16 CFR Part 314)?

APPI has 21 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 11 controls. Direct mapping analysis identifies 20 overlapping controls (48% coverage). The frameworks diverge most significantly in APPI: Data Collection & Consent, where 5 APPI controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between APPI and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 21 total APPI controls, 20 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 48% coverage. The remaining 22 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping APPI to FTC GLBA Safeguards Rule (16 CFR Part 314)?

22 APPI controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in APPI: Data Collection & Consent with 5 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between APPI and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is APPI: Data Collection & Consent (5 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

Related Resources

How to Map Controls Across Frameworks|Multi-Framework Compliance Guide|Compliance Glossary

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