Cross-Framework Mapping

API 1164vsFTC GLBA Safeguards Rule (16 CFR Part 314)

Name: API 1164 to FTC GLBA Safeguards Rule (16 CFR Part 314) Control Mapping Dataset
Creator: TheArtOfService

See exactly how API 1164 controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

Controls Mapped

Gaps Found

38%

Coverage

According to the TheArtOfService Compliance Knowledge Graph:

API 1164 maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 38% coverage across 16 directly mapped controls. Analysis of 24 API 1164 controls identifies 29 compliance gaps — primarily concentrated in API 1164: Asset Identification & Governance.

Source: TheArtOfService Knowledge Graph | 24 controls analysed | 718 frameworks | 332K+ cross-framework mappings

Control Mappings

Showing 20 of 29 mapped controls across 10 domains. Sign up to explore all 332K+ mappings across 718 frameworks.

Access(6 mappings)

API1164-06Access Control

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

API1164-07Remote Access5 targets

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

→FTC-Safeguards-EffectiveDate-Small-InstitutionEffective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6)

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

→FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))

→FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))

API 1164: Access Management(7 mappings)

API1164-06Access Control

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

API1164-07Remote Access5 targets

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

→FTC-Safeguards-EffectiveDate-Small-InstitutionEffective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6)

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

→FTC-Safeguards-Risk-AssessmentWritten Risk Assessment (16 CFR 314.4(b))

→FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))

API1164-09Patch and Vulnerability Management

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

Vulnerability(1 mappings)

API1164-09Patch and Vulnerability Management

→FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))

Resilience(1 mappings)

API1164-13Business Continuity and Recovery

→FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))

API 1164: Systems Security(1 mappings)

API1164-13Business Continuity and Recovery

→FTC-Safeguards-ServiceProvider-EvaluationService Provider Oversight + Program Evaluation + Personnel Training (16 CFR 314.4(d-g))

Communications(1 mappings)

API1164-17Wireless and Field Communications

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

API 1164: Incident Response & Recovery(3 mappings)

API1164-17Wireless and Field Communications

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

API1164-18Field Device Security2 targets

→FTC-Safeguards-EffectiveDate-Small-InstitutionEffective Date, Small Institution Exemption and Sectoral Coordination (16 CFR 314.5, 314.6)

→FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))

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Related Comparisons

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Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

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What are the key differences between API 1164 and FTC GLBA Safeguards Rule (16 CFR Part 314)?

API 1164 has 24 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 11 controls. Direct mapping analysis identifies 16 overlapping controls (38% coverage). The frameworks diverge most significantly in API 1164: Asset Identification & Governance, where 5 API 1164 controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between API 1164 and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 24 total API 1164 controls, 16 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 38% coverage. The remaining 29 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping API 1164 to FTC GLBA Safeguards Rule (16 CFR Part 314)?

29 API 1164 controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in API 1164: Asset Identification & Governance with 5 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between API 1164 and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is API 1164: Asset Identification & Governance (5 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

Related Resources

How to Map Controls Across Frameworks|Multi-Framework Compliance Guide|Compliance Glossary

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