SOC 2
P - Privacy

SOC 2 SOC2-P6.6: P6.6 Notifying breaches and incidents

Affected individuals, regulators and others are told of breaches and incidents as privacy objectives require. Points of focus: a process determines whether a privacy breach must be notified, by what method, by when and to whom (added in 2022); and notice of breaches and incidents is given to affected individuals, regulators and others.

Maintained by Gerard BlokdykControl text last updated

What else in your programme already covers this

This control maps to 74 controls across 26 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

ISO 27701:2019 · 18 controls

  • 6.1 General
  • 6.13.1 Management of information security incidents and improvements
  • 6.15.1 Compliance with legal and contractual requirements
  • 7.2.7 Joint PII controller
  • 7.3 Obligations to PII principals
  • 7.3.1 Determining and fulfilling obligations to PII principals
  • 7.3.10 Automated decision making
  • 7.3.3 Providing information to PII principals
  • 7.3.7 PII controllers' obligations to inform third parties
  • 7.3.9 Handling requests
  • 7.5.2 Countries and international organizations to which PII can be transferred
  • 8.3 Obligations to PII principals
  • 8.3.1 Obligations to PII principals
  • 8.5.1 Basis for PII transfer between jurisdictions
  • 8.5.2 Countries and international organizations to which PII can be transferred
  • 8.5.4 Notification of PII disclosure requests
  • 8.5.5 Legally binding PII disclosures
  • 8.5.6 Disclosure of subcontractors used to process PII

ISO 27001:2022 · 6 controls

  • 5.19 Information security in supplier relationships
  • 5.24 Information security incident management planning and preparation 
  • 5.26 Response to information security incidents
  • 5.31 Legal, statutory, regulatory and contractual requirements
  • 5.34 Privacy and protection of personal identifiable information (PII)
  • 5.5 Contact with authorities

CIS Controls v8 · 5 controls

  • CIS-17.2 Establish and Maintain Contact Information for Reporting Security Incidents
  • CIS-17.3 Establish and Maintain an Enterprise Process for Reporting Incidents
  • CIS-17.4 Establish and Maintain an Incident Response Process
  • CIS-17.6 Define Mechanisms for Communicating During Incident Response
  • CIS-17.9 Establish and Maintain Security Incident Thresholds

NIST SP 800-53 Rev 5 · 5 controls

ISO 27002:2022 · 4 controls

  • 5.26 Response to information security incidents
  • 5.31 Legal, statutory, regulatory and contractual requirements
  • 5.34 Privacy and protection of PII
  • 5.5 Contact with authorities

ISO/IEC 42001:2023 · 4 controls

  • 7.4 Communication
  • A.8 Information for interested parties of AI systems
  • A.8.4 Communication of incidents
  • A.8.5 Information for interested parties

FedRAMP High · 3 controls

  • IR-2 Incident Response Training
  • IR-4 Incident Handling
  • IR-6 Incident Reporting

FedRAMP Moderate · 3 controls

  • IR-2 Incident Response Training
  • IR-4 Incident Handling
  • IR-6 Incident Reporting
  • NIST-CSF-RC.CO-04 Public updates on incident recovery are shared using approved methods and messaging
  • NIST-CSF-RS.CO-02 Internal and external stakeholders are notified of incidents
  • NIST-CSF-RS.CO-03 Information is shared with designated internal and external stakeholders

CMMC 2.0 · 2 controls

DORA · 2 controls

GDPR · 2 controls

  • GDPR-Art.33 Notification of a personal data breach to the supervisory authority
  • GDPR-Art.34 Communication of a personal data breach to the data subject

ISO 22301:2019 · 2 controls

  • 4.2.2 Legal and regulatory requirements
  • 8.4.3 Warning and communication

APPI · 1 control

  • APPI-A26 Report of Leakage to the Commission and Notification to the Person

APRA CPS 234 · 1 control

  • CPS234-35 APRA Notification of Material Incidents within 72 Hours

C5 (Germany) · 1 control

  • C5-OPS-21 Involvement of Cloud Customers in the Event of Incidents

EU AI Act · 1 control

HIPAA Security Rule · 1 control

NIS2 Directive · 1 control

  • Art.23.1 Notify significant incidents to the CSIRT or competent authority, and warn affected service recipients
  • 03.06.02 Incident Monitoring, Reporting, and Response Assistance

PCI DSS 4.0 · 1 control

  • 12.10.1 12.10.1 Incident response plan ready for activation

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in P - Privacy

You are reading one control. How much of SOC 2 have you already done?

SOC 2 SOC2-P6.6 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of SOC 2 your existing evidence covers. Hold NIST SP 800-53 Rev 5 and 49 of 61 SOC 2 controls already carry evidence.

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 193 were rejected on the NIST SP 800-53 Rev 5 pair alone.

Query this from an agent

The graph holds this control, the 74 it maps to, and the evidence behind each claim, over MCP and REST.