EU AI Act
EU AI Act - Post-Market Monitoring, Market Surveillance and Rights

EU AI Act EUAI-Art.73: Reporting of serious incidents

Providers of high-risk AI systems placed on the Union market must report any serious incident to the market surveillance authorities of the Member State where the incident occurred. The report must be made immediately after the provider has established a causal link between the AI system and the incident, or the reasonable likelihood of such a link, and in any event no later than fifteen days after becoming aware of it. That deadline is two days in the event of a widespread infringement or an incident consisting of a serious and irreversible disruption to the management or operation of critical infrastructure, and ten days where a person has died. An initial incomplete report may be submitted where necessary to ensure timely reporting, followed by a complete report. After reporting, the provider must without delay carry out the necessary investigations including a risk assessment of the incident and corrective action, cooperate with the competent authorities and any relevant notified body, and must not carry out any investigation that alters the AI system in a way that could affect a subsequent evaluation of the causes without first informing the competent authorities.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

What else in your programme already covers this

This control maps to 27 controls across 9 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

ISO 27001:2022 · 5 controls

  • 5.24 Information security incident management planning and preparation 
  • 5.25 Assessment and decision on information security events
  • 5.26 Response to information security incidents
  • 5.28 Collection of evidence
  • 5.5 Contact with authorities

NIST SP 800-53 Rev 5 · 5 controls

ISO/IEC 42001:2023 · 3 controls

  • A.3.3 Reporting of concerns
  • A.8.3 External reporting
  • A.8.4 Communication of incidents
  • AIRMF-GV-4.3 Organizational practices are in place to enable AI testing, identification of incidents, and information sharing
  • AIRMF-MN-4.3 Incidents and errors are communicated to relevant AI actors including affected communities, and processes for tracking, responding to, and recovering from incidents and errors are followed and documented
  • AIRMF-MS-3.1 Approaches, personnel, and documentation are in place to regularly identify and track existing, unanticipated, and emergent AI risks based on factors such as intended and actual performance in deployed contexts

SOC 2 · 3 controls

  • SOC2-CC7.3 CC7.3 Evaluating security events to identify incidents
  • SOC2-CC7.4 CC7.4 Responding to security incidents
  • SOC2-P6.6 P6.6 Notifying breaches and incidents

DORA · 2 controls

GDPR · 1 control

  • GDPR-Art.33 Notification of a personal data breach to the supervisory authority

NIS2 Directive · 1 control

  • Art.23.4.b Submit an incident notification within 72 hours, with an initial assessment and indicators of compromise

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in EU AI Act - Post-Market Monitoring, Market Surveillance and Rights

You are reading one control. How much of EU AI Act have you already done?

EU AI Act EUAI-Art.73 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of EU AI Act your existing evidence covers. Hold ISO/IEC 42001:2023 and 17 of 43 EU AI Act controls already carry evidence.

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 0 were rejected on the ISO/IEC 42001:2023 pair alone.

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