Cross-Framework Mapping

FTC Safeguards Rule (16 CFR Part 314)vsFATF 40 Recommendations

See exactly how FTC Safeguards Rule (16 CFR Part 314) controls map to FATF 40 Recommendations. Pre-computed mappings, identified gaps, and coverage analysis.

10
Controls Mapped
22
Gaps Found
12%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FTC Safeguards Rule (16 CFR Part 314) maps to FATF 40 Recommendations with 12% coverage across 4 directly mapped controls. Analysis of 32 FTC Safeguards Rule (16 CFR Part 314) controls identifies 28 compliance gaps — primarily concentrated in Incident Response and Reporting.

Source: TheArtOfService Knowledge Graph | 32 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 10 of 10 mapped controls across 3 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Program Structure and Governance(6 mappings)

FTC-314.1Purpose and Scope3 targets
FATF-R10Customer Due Diligence
FATF-R20Reporting of Suspicious Transactions
FATF-R21Tipping-Off and Confidentiality
FTC-314.3Information Security Program Standards3 targets
FATF-R10Customer Due Diligence
FATF-R20Reporting of Suspicious Transactions
FATF-R21Tipping-Off and Confidentiality

Risk Assessment and Safeguard Design(1 mappings)

FTC-314.4c8Monitoring and Logging
FATF-R11Record Keeping

Incident Response and Reporting(3 mappings)

FTC-314.5Exemption for Small Institutions3 targets
FATF-R10Customer Due Diligence
FATF-R20Reporting of Suspicious Transactions
FATF-R21Tipping-Off and Confidentiality

Related Comparisons

Other FTC Safeguards Rule (16 CFR Part 314) comparisons

Other FATF 40 Recommendations comparisons

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What are the key differences between FTC Safeguards Rule (16 CFR Part 314) and FATF 40 Recommendations?

FTC Safeguards Rule (16 CFR Part 314) has 32 controls across its framework, while FATF 40 Recommendations covers 40 controls. Direct mapping analysis identifies 4 overlapping controls (12% coverage). The frameworks diverge most significantly in Incident Response and Reporting, where 15 FTC Safeguards Rule (16 CFR Part 314) controls have no direct FATF 40 Recommendations equivalent.

How many controls map between FTC Safeguards Rule (16 CFR Part 314) and FATF 40 Recommendations?

Of 32 total FTC Safeguards Rule (16 CFR Part 314) controls, 4 map directly to FATF 40 Recommendations controls — representing 12% coverage. The remaining 28 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FTC Safeguards Rule (16 CFR Part 314) to FATF 40 Recommendations?

28 FTC Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in FATF 40 Recommendations. The highest concentration of gaps is in Incident Response and Reporting with 15 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FTC Safeguards Rule (16 CFR Part 314) and FATF 40 Recommendations?

The domain with the highest gap count is Incident Response and Reporting (15 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.