FTC Safeguards Rule (16 CFR Part 314)vsCFTC System Safeguards (17 CFR 37, 38, 39, 49)
See exactly how FTC Safeguards Rule (16 CFR Part 314) controls map to CFTC System Safeguards (17 CFR 37, 38, 39, 49). Pre-computed mappings, identified gaps, and coverage analysis.
According to the TheArtOfService Compliance Knowledge Graph:
FTC Safeguards Rule (16 CFR Part 314) maps to CFTC System Safeguards (17 CFR 37, 38, 39, 49) with 59% coverage across 19 directly mapped controls. Analysis of 32 FTC Safeguards Rule (16 CFR Part 314) controls identifies 13 compliance gaps — primarily concentrated in Incident Response and Reporting.
Source: TheArtOfService Knowledge Graph | 32 controls analysed | 693 frameworks | 819K+ cross-framework mappings
Control Mappings
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Risk Assessment and Safeguard Design(18 mappings)
Testing, Training, and Oversight(2 mappings)
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Related Comparisons
Other FTC Safeguards Rule (16 CFR Part 314) comparisons
Other CFTC System Safeguards (17 CFR 37, 38, 39, 49) comparisons
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What are the key differences between FTC Safeguards Rule (16 CFR Part 314) and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
FTC Safeguards Rule (16 CFR Part 314) has 32 controls across its framework, while CFTC System Safeguards (17 CFR 37, 38, 39, 49) covers 49 controls. Direct mapping analysis identifies 19 overlapping controls (59% coverage). The frameworks diverge most significantly in Incident Response and Reporting, where 6 FTC Safeguards Rule (16 CFR Part 314) controls have no direct CFTC System Safeguards (17 CFR 37, 38, 39, 49) equivalent.
How many controls map between FTC Safeguards Rule (16 CFR Part 314) and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
Of 32 total FTC Safeguards Rule (16 CFR Part 314) controls, 19 map directly to CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls — representing 59% coverage. The remaining 13 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.
What are the compliance gaps when mapping FTC Safeguards Rule (16 CFR Part 314) to CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
13 FTC Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in CFTC System Safeguards (17 CFR 37, 38, 39, 49). The highest concentration of gaps is in Incident Response and Reporting with 6 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.
Which control domains have the most gaps between FTC Safeguards Rule (16 CFR Part 314) and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
The domain with the highest gap count is Incident Response and Reporting (6 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.
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