Cross-Framework Mapping

FTC GLBA Safeguards Rule (16 CFR Part 314)vsCFTC System Safeguards (17 CFR 37, 38, 39, 49)

See exactly how FTC GLBA Safeguards Rule (16 CFR Part 314) controls map to CFTC System Safeguards (17 CFR 37, 38, 39, 49). Pre-computed mappings, identified gaps, and coverage analysis.

44
Controls Mapped
0
Gaps Found
53%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FTC GLBA Safeguards Rule (16 CFR Part 314) maps to CFTC System Safeguards (17 CFR 37, 38, 39, 49) with 53% coverage across 19 directly mapped controls. Analysis of 36 FTC GLBA Safeguards Rule (16 CFR Part 314) controls identifies 17 compliance gaps — primarily concentrated in Incident Response and Reporting.

Source: TheArtOfService Knowledge Graph | 36 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 20 of 44 mapped controls across 4 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Incident Response and Reporting(20 mappings)

FTC-314.4gProgram Evaluation and Adjustment3 targets
38.1051(a)General Security Requirements for DCMs
38.1051(h)(5)Enterprise Technology Risk Assessment
39.18(a)General Security Requirements for DCOs
FTC-314.4hWritten Incident Response Plan2 targets
38.1051(h)(2)Penetration Testing
GLI33-4.2Penetration Testing
FTC-314.4iBoard / Senior Officer Reporting3 targets
38.1051(a)General Security Requirements for DCMs
38.1051(h)(5)Enterprise Technology Risk Assessment
39.18(a)General Security Requirements for DCOs
FTC-314.4jFTC Breach Notification
38.1051(h)(4)Security Incident Response Plan Testing
FTC-314.5Exemption for Small Institutions3 targets
38.1051(a)General Security Requirements for DCMs
38.1051(h)(5)Enterprise Technology Risk Assessment
39.18(a)General Security Requirements for DCOs
LLOYDS-IR-01Incident Response Plan4 targets
38.1051(c)BC-DR Planning
38.1051(c)(1)Recovery Time Objectives
38.1051(c)(2)Geographic Separation of Backup
38.1051(h)(4)Security Incident Response Plan Testing
LLOYDS-IR-02Lloyd's Incident Reporting2 targets
38.1051(h)(2)Penetration Testing
GLI33-4.2Penetration Testing
LLOYDS-IR-03Resilience and Recovery2 targets
38.1051(c)BC-DR Planning
38.1051(c)(1)Recovery Time Objectives

+24 more mappings

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Related Comparisons

Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

Other CFTC System Safeguards (17 CFR 37, 38, 39, 49) comparisons

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What are the key differences between FTC GLBA Safeguards Rule (16 CFR Part 314) and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

FTC GLBA Safeguards Rule (16 CFR Part 314) has 36 controls across its framework, while CFTC System Safeguards (17 CFR 37, 38, 39, 49) covers 49 controls. Direct mapping analysis identifies 19 overlapping controls (53% coverage). The frameworks diverge most significantly in Incident Response and Reporting, where 6 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct CFTC System Safeguards (17 CFR 37, 38, 39, 49) equivalent.

How many controls map between FTC GLBA Safeguards Rule (16 CFR Part 314) and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

Of 36 total FTC GLBA Safeguards Rule (16 CFR Part 314) controls, 19 map directly to CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls — representing 53% coverage. The remaining 17 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FTC GLBA Safeguards Rule (16 CFR Part 314) to CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

17 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in CFTC System Safeguards (17 CFR 37, 38, 39, 49). The highest concentration of gaps is in Incident Response and Reporting with 6 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FTC GLBA Safeguards Rule (16 CFR Part 314) and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

The domain with the highest gap count is Incident Response and Reporting (6 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.