Cross-Framework Mapping

APRA CPS 230 Operational Risk ManagementvsCFTC System Safeguards (17 CFR 37, 38, 39, 49)

See exactly how APRA CPS 230 Operational Risk Management controls map to CFTC System Safeguards (17 CFR 37, 38, 39, 49). Pre-computed mappings, identified gaps, and coverage analysis.

40
Controls Mapped
47
Gaps Found
46%
Coverage

Need this as a report you can hand to an assessor? A coverage crosswalk for this pair can be built to order.

According to the TheArtOfService Compliance Knowledge Graph:

APRA CPS 230 Operational Risk Management maps to CFTC System Safeguards (17 CFR 37, 38, 39, 49) with 46% coverage across 40 directly mapped controls. Analysis of 87 APRA CPS 230 Operational Risk Management controls identifies 47 compliance gaps, primarily concentrated in Management of service provider arrangements (paras 46 to 61) – APRA CPS 230 Operational Risk Management.

Source: TheArtOfService Knowledge Graph | 87 controls analysed | 963 frameworks | 315K+ cross-framework mappings

Control Mappings

Showing 20 of 52 control mappings across 1 domains. Sign up to explore all 315K+ mappings across 963 frameworks.

Superseded batch representation – APRA CPS 230 Operational Risk Management(20 mappings)

CPS230-11Identification, Assessment and Management of Operational Risk
→CFTC-SS-1Program of Risk Analysis and Oversight
CPS230-13Board Accountability for Operational Risk Management2 targets
→CFTC-SS-2Enterprise Risk Management and Governance Category
→CFTC-SS-36Internal Reporting and Review by Senior Management and the Board
CPS230-14Board Setting of Senior Manager Roles and Responsibilities
→CFTC-SS-2Enterprise Risk Management and Governance Category
CPS230-15Operational Risk Elements of the Risk Management Framework
→CFTC-SS-2Enterprise Risk Management and Governance Category
CPS230-16Internal Audit Review of the Business Continuity Plan2 targets
→CFTC-SS-2Enterprise Risk Management and Governance Category
→CFTC-SS-36Internal Reporting and Review by Senior Management and the Board
CPS230-19Tolerance Levels for Each Critical Operation2 targets
→CFTC-SS-25Same Day Recovery Time Objective for Critical Entities
→CFTC-SS-9Next Business Day Recovery Time Objective
CPS230-20Prevention, Adaptation and Return to Normal Operations
→CFTC-SS-8Business Continuity and Disaster Recovery Plan and Resources
CPS230-24Design and Embedding of Internal Controls
→CFTC-SS-1Program of Risk Analysis and Oversight
CPS230-26Critical Operations Register, Continuity Plan and Activation2 targets
→CFTC-SS-22Business Continuity and Disaster Recovery Planning Category
→CFTC-SS-8Business Continuity and Disaster Recovery Plan and Resources
CPS230-27Identification and Escalation of Incidents and Near Misses2 targets
→CFTC-SS-16Security Incident Response Plan and Testing
→CFTC-SS-4Systems Operations Category
CPS230-33Systematic BCP Testing Program2 targets
→CFTC-SS-11Testing and Review of Business Continuity and Disaster Recovery Capabilities
→CFTC-SS-28Synchronised Testing with Members and Market Participants
CPS230-34Tailoring of the Testing Program
→CFTC-SS-31Testing Covers Outsourced Resources and Tester Independence from Providers
CPS230-37Service Provider Management Policy
→CFTC-SS-5Systems Development and Quality Assurance Category
CPS230-39Register of Material Service Providers
→CFTC-SS-30Outsourcing with Retention of Complete Responsibility

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Coverage crosswalk

A APRA CPS 230 Operational Risk Management to CFTC System Safeguards (17 CFR 37, 38, 39, 49) crosswalk, built to order

The table above lists candidate mappings. A crosswalk answers the narrower question you are probably here for: which CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls your existing APRA CPS 230 Operational Risk Management work already satisfies, which are real gaps, and the reasoning behind every claim so you can check it. One pair, $299, one time.

APRA CPS 230 Operational Risk Management into CFTC System Safeguards (17 CFR 37, 38, 39, 49)
Not published yet

This direction has not been through crosswalk review and sign off, so no coverage figure is published for it. Reporting an unreviewed number would be worse than reporting none. It can be built to order at the same price as a pair that is already on the shelf.

If the two frameworks turn out to have too little in common for a crosswalk to help you, we say so and refund it rather than send a number worth nothing.

CFTC System Safeguards (17 CFR 37, 38, 39, 49) into APRA CPS 230 Operational Risk Management
Not published yet

This direction has not been through crosswalk review and sign off, so no coverage figure is published for it. Reporting an unreviewed number would be worse than reporting none. It can be built to order at the same price as a pair that is already on the shelf.

If the two frameworks turn out to have too little in common for a crosswalk to help you, we say so and refund it rather than send a number worth nothing.

APRA CPS 230 Operational Risk Management to CFTC System Safeguards (17 CFR 37, 38, 39, 49) (built to order)
$299
per framework pair, one time
  • Every evidenced control, with the reasoning behind it
  • Every gap, with what it requires
  • Its level of review stated plainly, not a bare number

Why this page shows two different percentages. The 46% in the header counts how many APRA CPS 230 Operational Risk Management controls carry at least one candidate mapping in the graph, before any review. The crosswalk percentage counts something stricter: how many CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls are actually evidenced, after a pass that argued against each mapping and kept only what survived. They answer different questions and they are not meant to agree.

A crosswalk narrows the work. It does not replace an audit, and your assessor may take a different view on individual controls. Mappings between frameworks are judgements, not text printed in either standard, which is why every claim in the report shows its reasoning. Questions go to support@theartofservice.com.

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What are the key differences between APRA CPS 230 Operational Risk Management and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

APRA CPS 230 Operational Risk Management has 87 controls across its framework, while CFTC System Safeguards (17 CFR 37, 38, 39, 49) covers 39 controls. Direct mapping analysis identifies 40 overlapping controls (46% coverage). The frameworks diverge most significantly in Management of service provider arrangements (paras 46 to 61) – APRA CPS 230 Operational Risk Management, where 13 APRA CPS 230 Operational Risk Management controls have no direct CFTC System Safeguards (17 CFR 37, 38, 39, 49) equivalent.

How many controls map between APRA CPS 230 Operational Risk Management and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

Of 87 total APRA CPS 230 Operational Risk Management controls, 40 map directly to CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls, representing 46% coverage. The remaining 47 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping APRA CPS 230 Operational Risk Management to CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

47 APRA CPS 230 Operational Risk Management controls have no direct equivalent in CFTC System Safeguards (17 CFR 37, 38, 39, 49). The highest concentration of gaps is in Management of service provider arrangements (paras 46 to 61) – APRA CPS 230 Operational Risk Management with 13 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between APRA CPS 230 Operational Risk Management and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?

The domain with the highest gap count is Management of service provider arrangements (paras 46 to 61) – APRA CPS 230 Operational Risk Management (13 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.