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Japan FSA Cybersecurity Guidelines for Financial Institutions

Japan
vGuidelines on Cybersecurity for the Financial Sector, 4 October 2024 (with the 22 May 2026 frontier-AI request and supervisory guideline amendments of 27 February and 18 September 2026)
8 domains
66 controls

The Financial Services Agency's Guidelines on Cybersecurity for the Financial Sector (October 2024): the cyber expectations the FSA inspects banks, insurers, securities firms, payment and crypto-asset businesses and other financial institutions in Japan against, split into basic actions for all and desirable actions for large institutions, with the May 2026 FSA and Bank of Japan request on frontier-AI threats and the 2026 supervisory expectations on phishing-resistant authentication and incident reporting. Read against the official Japanese texts.

Verified

Japan FSA Cybersecurity Guidelines for Financial Institutions is a compliance framework from Japan with 8 domains and 66 controls that map to 71 other frameworks. The largest domains are 2.2 Identification of cybersecurity risks – Japan FSA Cybersecurity Guidelines for Financial Institutions (19 controls), 2.3 Protection against cyberattacks – Japan FSA Cybersecurity Guidelines for Financial Institutions (14 controls), 2.5 Incident response and recovery – Japan FSA Cybersecurity Guidelines for Financial Institutions (9 controls). Every control below carries what it requires and what an assessor expects to see.

Maintained by Gerard BlokdykVerified against the published standard Control text last updated

Framework summaries on this platform are interpretations grounded in the published source, for educational and compliance planning purposes. They do not reproduce or replace the official standards. Refer to the authoritative source for the definitive text. Framework names and trademarks belong to their respective organisations.

Framework Domains (8)

2.1 Cybersecurity management framework (governance) – Japan FSA Cybersecurity Guidelines for Financial Institutions

8 controls
Controls in the 2.1 Cybersecurity management framework (governance) – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 8 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.1-B2.1.1 Basic policy and rules: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.1-D2.1.1 Basic policy and rules: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.2-B2.1.2 Rules and business processes: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.3-B2.1.3 Resources and human talent: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.4-B2.1.4 Oversight by the risk management function: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.4-D2.1.4 Oversight by the risk management function: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.5-B2.1.5 Internal audit: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.1.5-D2.1.5 Internal audit: desirable actions

2.2 Identification of cybersecurity risks – Japan FSA Cybersecurity Guidelines for Financial Institutions

19 controls
Controls in the 2.2 Identification of cybersecurity risks – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 19 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.1-B2.2.1 Information asset management: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.1.1-B2.2.1.1 Information systems and external system services: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.1.2-B2.2.1.2 Hardware and software: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.1.2-D2.2.1.2 Hardware and software: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.1.3-B2.2.1.3 Information (data): basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.1.4-B2.2.1.4 Data flow and network diagrams: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.1-B2.2.2.1 Collection and analysis of threat and vulnerability information: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.1-D2.2.2.1 Collection and analysis of threat and vulnerability information: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.2-B2.2.2.2 Risk identification and assessment: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.2-D2.2.2.2 Risk identification and assessment: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.3-B2.2.2.3 Risk treatment: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.4-B2.2.2.4 Continuous improvement: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.2.4-D2.2.2.4 Continuous improvement: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.3-B2.2.3 Vulnerability management of hardware and software: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.3-D2.2.3 Vulnerability management of hardware and software: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.4-B2.2.4 Vulnerability assessment and penetration testing: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.4-D2.2.4 Vulnerability assessment and penetration testing: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.5-B2.2.5 Exercises and training: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.2.5-D2.2.5 Exercises and training: desirable actions

2.3 Protection against cyberattacks – Japan FSA Cybersecurity Guidelines for Financial Institutions

14 controls
Controls in the 2.3 Protection against cyberattacks – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 14 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3-B2.3 Defence in depth: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.1-B2.3.1 Authentication and access management: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.2-B2.3.2 Education and training: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.2-D2.3.2 Education and training: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.3-B2.3.3 Data protection: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.3-D2.3.3 Data protection: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.1-B2.3.4.1 Hardware and software management: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.1-D2.3.4.1 Hardware and software management: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.2-B2.3.4.2 Log management: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.3-B2.3.4.3 Security by design: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.3-D2.3.4.3 Security by design: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.4-B2.3.4.4 Technical measures for infrastructure (networks): basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.4-D2.3.4.4 Technical measures for infrastructure (networks): desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.3.4.5-B2.3.4.5 Measures when using cloud services: basic actions

2.4 Detection of cyberattacks – Japan FSA Cybersecurity Guidelines for Financial Institutions

3 controls
Controls in the 2.4 Detection of cyberattacks – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 3 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.4-B2.4 Detection procedures: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.4.1-B2.4.1 Monitoring: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.4.1-D2.4.1 Monitoring: desirable actions

2.5 Incident response and recovery – Japan FSA Cybersecurity Guidelines for Financial Institutions

9 controls
Controls in the 2.5 Incident response and recovery – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 9 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.1-B2.5.1 Incident response plan and contingency plan: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.1-D2.5.1 Incident response plan and contingency plan: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.1-B2.5.2.1 Initial response (detection, intake, triage): basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.2-B2.5.2.2 Analysis: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.3-B2.5.2.3 Customer response, internal and external coordination, public relations: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.4-B2.5.2.4 Containment: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.4-D2.5.2.4 Containment: desirable actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.5-B2.5.2.5 Eradication: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.5.2.6-B2.5.2.6 Recovery: basic actions

2.6 Third-party risk management – Japan FSA Cybersecurity Guidelines for Financial Institutions

2 controls
Controls in the 2.6 Third-party risk management – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 2 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.6-B2.6 Third-party risk management: basic actions
japan-fsa-cybersecurity-guidelines-for-financial-institutions::2.6-D2.6 Third-party risk management: desirable actions

Request of 22 May 2026: short-term measures against frontier-AI threats – Japan FSA Cybersecurity Guidelines for Financial Institutions

9 controls
Controls in the Request of 22 May 2026: short-term measures against frontier-AI threats – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 9 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.1Frontier AI request (1) Treat frontier AI as a management priority
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.2Frontier AI request (2) Identify priority services and IT systems
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.3Frontier AI request (3) Resolve technical debt in the identified assets
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.4Frontier AI request (4) Secure personnel for patching and triage
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.5Frontier AI request (5) Verify vendor maintenance contracts
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.6Frontier AI request (6) Adopt a risk-based patching process
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.7Frontier AI request (7) Strengthen measures beyond patching
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.8Frontier AI request (8) Prepare for disruption of priority services and systems
japan-fsa-cybersecurity-guidelines-for-financial-institutions::FAI.9Frontier AI request (9) Maintain and strengthen external collaboration

Supervisory guideline expectations linked to the Guidelines – Japan FSA Cybersecurity Guidelines for Financial Institutions

2 controls
Controls in the Supervisory guideline expectations linked to the Guidelines – Japan FSA Cybersecurity Guidelines for Financial Institutions domain of Japan FSA Cybersecurity Guidelines for Financial Institutions: 2 controls
CodeTitle
japan-fsa-cybersecurity-guidelines-for-financial-institutions::SG.IBInternet banking: phishing-resistant MFA and fraud prevention (supervisory guidelines, 27 February 2026)
japan-fsa-cybersecurity-guidelines-for-financial-institutions::SG.IRReporting system failures and cybersecurity incidents to the FSA (supervisory guidelines, forms from 1 October 2026)

Your Compliance Coverage

If you comply with Japan FSA Cybersecurity Guidelines for Financial Institutions, you already cover:

Maps to 71 other frameworks

77 total controls
US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule
3 source controls mapped|2 target controls covered
4%
OWASP DevSecOps Maturity Model (DSOMM)
3 source controls mapped|3 target controls covered
4%
ISO/IEC 27011:2024
3 source controls mapped|3 target controls covered
4%
FFIEC Cybersecurity Assessment Tool (CAT)
3 source controls mapped|6 target controls covered
4%
Singapore Government Instruction Manual on ICT&SS Management (IM8)
3 source controls mapped|5 target controls covered
4%
South Korea ISMS-P
3 source controls mapped|5 target controls covered
4%
BSI IT-Grundschutz
3 source controls mapped|6 target controls covered
4%
OWASP ASVS
2 source controls mapped|2 target controls covered
3%
Nevada Gaming Control Board Cybersecurity Requirements
2 source controls mapped|1 target controls covered
3%
MITRE D3FEND
2 source controls mapped|2 target controls covered
3%
ISO/IEC 30111:2019
2 source controls mapped|4 target controls covered
3%
FTC GLBA Safeguards Rule (16 CFR Part 314)
2 source controls mapped|2 target controls covered
3%
ISO/SAE 21434
2 source controls mapped|2 target controls covered
3%
ISO/IEC 27043:2015
2 source controls mapped|2 target controls covered
3%
API 1164
2 source controls mapped|4 target controls covered
3%
TEFCA - Trusted Exchange Framework and Common Agreement
2 source controls mapped|1 target controls covered
3%
OWASP Top 10:2025
2 source controls mapped|2 target controls covered
3%
ISO/IEC 27400:2022
2 source controls mapped|2 target controls covered
3%
ISO/IEC 27019:2024
2 source controls mapped|4 target controls covered
3%
ASD Strategies to Mitigate Cyber Security Incidents
2 source controls mapped|7 target controls covered
3%
IEC 62443
2 source controls mapped|4 target controls covered
3%
ISO 28001:2007 Supply Chain Security Management
2 source controls mapped|2 target controls covered
3%
UN Guiding Principles on Business and Human Rights (UNGPs)
1 source controls mapped|1 target controls covered
1%
CISA Cross-Sector Cybersecurity Performance Goals (CPG) 2.0
1 source controls mapped|1 target controls covered
1%
ISO/IEC 29147:2018
1 source controls mapped|2 target controls covered
1%
ISO/IEC 29134:2023
1 source controls mapped|1 target controls covered
1%
Voluntary Principles on Security and Human Rights (VPs)
1 source controls mapped|1 target controls covered
1%
Vietnam Law on Cybersecurity (No. 116/2025/QH15)
1 source controls mapped|1 target controls covered
1%
US EPA Safe Drinking Water Act (SDWA) - Cybersecurity Requirements
1 source controls mapped|1 target controls covered
1%
Singapore Cybersecurity Act 2018
1 source controls mapped|1 target controls covered
1%
Protective Security Policy Framework (PSPF) Release 2026
1 source controls mapped|1 target controls covered
1%
Privacy Act 1988 (Australia)
1 source controls mapped|1 target controls covered
1%
Pakistan Personal Data Protection Bill 2023
1 source controls mapped|1 target controls covered
1%
Ecuador Ley Orgánica de Protección de Datos Personales (LOPDP)
1 source controls mapped|1 target controls covered
1%
Law No. 172-13 on the Protection of Personal Data
1 source controls mapped|1 target controls covered
1%
Switzerland New Federal Act on Data Protection (nFADP/nDSG, 2023)
1 source controls mapped|3 target controls covered
1%
DAMA-DMBOK2 - Data Management Body of Knowledge (2nd Edition)
1 source controls mapped|1 target controls covered
1%
ISO 22316
1 source controls mapped|2 target controls covered
1%
ISO 22320:2018
1 source controls mapped|3 target controls covered
1%
FFIEC IT Examination Handbook
1 source controls mapped|4 target controls covered
1%
FedRAMP Rev 5
1 source controls mapped|1 target controls covered
1%
ISO/TS 22317:2021
1 source controls mapped|2 target controls covered
1%
APPI
1 source controls mapped|2 target controls covered
1%
APRA CPS 230 Operational Risk Management
1 source controls mapped|1 target controls covered
1%
EASA Part-IS - Information Security in Aviation
1 source controls mapped|3 target controls covered
1%
UK Defence Standard 05-138 - Cyber Security for Defence Suppliers
1 source controls mapped|3 target controls covered
1%
ASIS SPC.1-2009 - Organizational Resilience Standard
1 source controls mapped|2 target controls covered
1%
APRA CPS 234
1 source controls mapped|2 target controls covered
1%
ISO/TS 22318:2021
1 source controls mapped|2 target controls covered
1%
ISO/IEC 27010:2015
1 source controls mapped|1 target controls covered
1%
ISO/IEC 27031:2011
1 source controls mapped|3 target controls covered
1%
Bahrain PDPL
1 source controls mapped|2 target controls covered
1%
ISO/IEC 20000-1:2018
1 source controls mapped|1 target controls covered
1%
ITIL 4
1 source controls mapped|1 target controls covered
1%
Barbados Data Protection Act 2019
1 source controls mapped|1 target controls covered
1%
COSO Internal Control - Integrated Framework (2013)
1 source controls mapped|1 target controls covered
1%
Annex 11 to EU GMP - Computerised Systems
1 source controls mapped|1 target controls covered
1%
Canada ITSG-33 - IT Security Risk Management
1 source controls mapped|1 target controls covered
1%
US NRC 10 CFR 73.54 - Cyber Security for Nuclear Power Plants
1 source controls mapped|1 target controls covered
1%
UAE Virtual Asset Regulatory Authority (VARA) Regulations
1 source controls mapped|1 target controls covered
1%
IAIS Insurance Core Principles (ICPs)
1 source controls mapped|1 target controls covered
1%
Florida Digital Bill of Rights (FDBR)
1 source controls mapped|1 target controls covered
1%
FedRAMP High
1 source controls mapped|2 target controls covered
1%
FedRAMP Moderate
1 source controls mapped|2 target controls covered
1%
ISO/IEC 27006-1:2024
1 source controls mapped|1 target controls covered
1%
Austria Data Protection Act (Datenschutzgesetz, DSG, amended 2018)
1 source controls mapped|1 target controls covered
1%

Coverage is not the same as your position

This page shows what Japan FSA Cybersecurity Guidelines for Financial Institutions overlaps with in general. Where your organisation actually stands, against the standard you are going for and the certifications you already hold, is a different question. Same graph and the same recorded refutations, scoped to you rather than to a pair.

The Compliance Position Diagnostic, $5,000 fixed, ten business days

What is Japan FSA Cybersecurity Guidelines for Financial Institutions and who does it apply to?

Japan FSA Cybersecurity Guidelines for Financial Institutions is a compliance framework from Japan with 8 domains and 66 controls. The Financial Services Agency's Guidelines on Cybersecurity for the Financial Sector (October 2024): the cyber expectations the FSA inspects banks, insurers, securities firms, payment and crypto-asset businesses and other financial institutions in Japan against, split into basic actions for all and desirable actions for large institutions, with the May 2026 FSA and Bank of Japan request on frontier-AI threats and the 2026 supervisory expectations on phishing-resistant authentication and incident reporting. Read against the official Japanese texts. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

What does Japan FSA Cybersecurity Guidelines for Financial Institutions actually require?

Japan FSA Cybersecurity Guidelines for Financial Institutions has 66 controls organised across 8 domains. The largest domains are 2.2 Identification of cybersecurity risks – Japan FSA Cybersecurity Guidelines for Financial Institutions (19 controls), 2.3 Protection against cyberattacks – Japan FSA Cybersecurity Guidelines for Financial Institutions (14 controls), 2.5 Incident response and recovery – Japan FSA Cybersecurity Guidelines for Financial Institutions (9 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

If I already comply with another framework, how much of Japan FSA Cybersecurity Guidelines for Financial Institutions do I already cover?

Japan FSA Cybersecurity Guidelines for Financial Institutions maps to 71 other compliance frameworks. The top mapping partners are US Gramm-Leach-Bliley Act (GLBA) - Higher Education Safeguards Rule (4% coverage), OWASP DevSecOps Maturity Model (DSOMM) (4% coverage), ISO/IEC 27011:2024 (4% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I implement Japan FSA Cybersecurity Guidelines for Financial Institutions?

Start your Japan FSA Cybersecurity Guidelines for Financial Institutions compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about Japan FSA Cybersecurity Guidelines for Financial Institutions requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 66 controls and track your progress.

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