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Heifetz Adaptive Leadership Framework

International
v2009
8 domains
56 controls

Ronald Heifetz's framework for mobilizing people to tackle tough challenges and thrive, distinguishing between technical problems and adaptive challenges. Developed at Harvard Kennedy School and published across Leadership Without Easy Answers (1994), Leadership on the Line (2002), and The Practice of Adaptive Leadership (2009).

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Framework Domains (8)

Building Adaptive Capacity

8 controls

Developing the organization's ongoing ability to face adaptive challenges repeatedly. Creating a culture of shared responsibility, independent judgment, and continuous learning.

Controls in the Building Adaptive Capacity domain of Heifetz Adaptive Leadership Framework8 controls
CodeTitle
HEIFETZ-8.1Sharing Responsibility for the Organization's Future across all levels
HEIFETZ-8.2Developing Independent Judgment throughout the organization
HEIFETZ-8.3Institutionalizing Reflection and Continuous Learning as practice
HEIFETZ-8.4Preserving What Is Essential — retaining organizational DNA needed for survival
HEIFETZ-8.5Discarding What Is No Longer Serving — letting go of expendable practices and beliefs
HEIFETZ-8.6Creating New Arrangements — generating novel approaches to thrive
HEIFETZ-8.7Embracing Experimentation with High Failure Tolerance as norm
HEIFETZ-8.8Leveraging Diversity of Thought as adaptive variation and competitive advantage

Deploying Yourself as a System

7 controls

Personal diagnostic and deployment practices. Understanding your own loyalties, tuning, defaults, bandwidth, hungers, and vulnerabilities. Deploying yourself with courage and self-awareness.

Controls in the Deploying Yourself as a System domain of Heifetz Adaptive Leadership Framework7 controls
CodeTitle
HEIFETZ-7.1Identifying Your Loyalties — understanding obligations that shape behavior
HEIFETZ-7.2Knowing Your Tuning — recognizing triggers for disproportionate responses
HEIFETZ-7.3Understanding Your Default Behaviors under pressure
HEIFETZ-7.4Expanding Your Bandwidth for chaos, conflict, and confusion
HEIFETZ-7.5Distinguishing Role from Self — separating personal identity from leadership role
HEIFETZ-7.6Building Personal Resilience to withstand the dangers of leading adaptive change
HEIFETZ-7.7Finding Confidants for honest feedback outside the system

Diagnosing the System

11 controls

Observational and analytical practices for understanding organizational systems, culture, and the nature of challenges before intervening. The foundation of all adaptive work.

Controls in the Diagnosing the System domain of Heifetz Adaptive Leadership Framework11 controls
CodeTitle
HEIFETZ-1.1Getting on the Balcony — stepping back from the dance floor to observe patterns, alliances, and avoidance
HEIFETZ-1.10Recognizing Work Avoidance Mechanisms — denial, scapegoating, externalizing the enemy
HEIFETZ-1.11Diagnosing the Gap Between Espoused Values and Lived Behavior
HEIFETZ-1.2Distinguishing Technical Problems from Adaptive Challenges
HEIFETZ-1.3Identifying Type I situations — clear problem with known technical solution
HEIFETZ-1.4Identifying Type II situations — clear problem requiring both technical and adaptive work
HEIFETZ-1.5Identifying Type III situations — ambiguous problem requiring learning to define and solve
HEIFETZ-1.6Mapping Formal Authority Structures and power hierarchies
HEIFETZ-1.7Mapping Informal Authority Networks including trust-based influence
HEIFETZ-1.8Identifying Stakeholder Values — commitments and beliefs guiding behaviors
HEIFETZ-1.9Assessing Stakeholder Losses at Risk — what people fear losing if things change

Giving the Work Back

7 controls

Transferring responsibility for adaptive challenges to those who must own the solution. Placing pressure on those with the problem rather than over-functioning or rescuing.

Controls in the Giving the Work Back domain of Heifetz Adaptive Leadership Framework7 controls
CodeTitle
HEIFETZ-5.1Giving the Work Back to People at a rate they can stand
HEIFETZ-5.2Resisting Over-Functioning — avoiding rescuing people from necessary learning
HEIFETZ-5.3Reframing Questions to Promote Ownership and distributed problem-solving
HEIFETZ-5.4Designing Purpose-Serving Interventions related to the adaptive challenge
HEIFETZ-5.5Generating and Running Experiments — treating interventions as hypotheses to test
HEIFETZ-5.6Acting and Thinking Politically — navigating political landscapes, understanding relationships, and exercising influence
HEIFETZ-5.7Building Alliances and Coalitions for adaptive change across faction lines

Maintaining Disciplined Attention

5 controls

Keeping people focused on real adaptive challenges rather than stress-reducing distractions. Drawing out conflicts productively and addressing avoidance patterns.

Controls in the Maintaining Disciplined Attention domain of Heifetz Adaptive Leadership Framework5 controls
CodeTitle
HEIFETZ-4.1Focusing Attention on Ripening Issues that require adaptive work
HEIFETZ-4.2Naming the Elephants in the Room — raising undiscussable issues
HEIFETZ-4.3Drawing Out Conflict Productively around issues rather than personalities
HEIFETZ-4.4Redirecting from Blaming Individuals to Addressing Systemic Issues
HEIFETZ-4.5Resisting the Demand for Immediate Answers and premature certainty

Managing the Holding Environment

7 controls

Creating and sustaining the organizational space in which the stresses of adaptive work can be contained productively. Provides direction, protection, and orientation while enabling engagement with difficult challenges.

Controls in the Managing the Holding Environment domain of Heifetz Adaptive Leadership Framework7 controls
CodeTitle
HEIFETZ-2.1Creating a Safe Container for difficult conversations and experimentation
HEIFETZ-2.2Providing Direction — clarifying goals and how they should be accomplished
HEIFETZ-2.3Providing Protection — monitoring and establishing guidelines for adaptive work
HEIFETZ-2.4Controlling Conflict — keeping conflict productive rather than destructive
HEIFETZ-2.5Maintenance of Norms — preserving essential norms while challenging expendable ones
HEIFETZ-2.6Creating Space for Diversity of Opinion and experience
HEIFETZ-2.7Legitimizing Dissent and constructive disagreement

Protecting Voices from Below

4 controls

Safeguarding those who raise inconvenient truths, represent the future, or challenge the status quo from organizational silencing mechanisms.

Controls in the Protecting Voices from Below domain of Heifetz Adaptive Leadership Framework4 controls
CodeTitle
HEIFETZ-6.1Protecting Those Who Raise Hard Questions and inconvenient truths
HEIFETZ-6.2Elevating Marginal Insights and Unconventional Perspectives
HEIFETZ-6.3Creating Psychological Safety for Truth-Telling across all levels
HEIFETZ-6.4Absorbing Political Risk So Others Can Speak Candidly

Regulating Distress

7 controls

Calibrating organizational tension to stay within the Productive Zone of Disequilibrium — high enough to motivate engagement but not so high that people become overwhelmed.

Controls in the Regulating Distress domain of Heifetz Adaptive Leadership Framework7 controls
CodeTitle
HEIFETZ-3.1Maintaining the Productive Zone of Disequilibrium — keeping urgency high enough to motivate
HEIFETZ-3.2Raising the Heat — increasing tension when complacency prevents engagement
HEIFETZ-3.3Lowering the Heat — reducing pressure when people are overwhelmed
HEIFETZ-3.4Pacing Adaptive Work — disappointing people at a rate they can absorb
HEIFETZ-3.5Counteracting Work Avoidance — redirecting denial, scapegoating, and premature closure
HEIFETZ-3.6Managing Loss — helping people metabolize losses of status, competence, and identity
HEIFETZ-3.7Tolerating Ambiguity and Uncertainty — acting in the face of uncertainty, resisting premature closure and quick fixes

Maps to 22 other frameworks

56 total controls
LEADS in a Caring Environment
24 source controls mapped|13 target controls covered
43%
Goleman Emotional Intelligence Leadership Framework
9 source controls mapped|10 target controls covered
16%
ISO 37000:2021
8 source controls mapped|9 target controls covered
14%
ICN Leadership for Change Programme
8 source controls mapped|10 target controls covered
14%
The Leadership Challenge (Kouzes & Posner)
8 source controls mapped|8 target controls covered
14%
NHS Healthcare Leadership Model
7 source controls mapped|9 target controls covered
13%
Maslach Burnout Prevention Model
7 source controls mapped|6 target controls covered
13%
WHO Global Competency Model
7 source controls mapped|6 target controls covered
13%
Full Range Leadership Model (Bass & Avolio)
6 source controls mapped|7 target controls covered
11%
VUCA Leadership Framework
5 source controls mapped|5 target controls covered
9%
OECD/G20 Principles of Corporate Governance
5 source controls mapped|6 target controls covered
9%
COSO Internal Control — Integrated Framework (2013)
5 source controls mapped|4 target controls covered
9%
Senge Fifth Discipline — Learning Organization
5 source controls mapped|5 target controls covered
9%
Argyris Double-Loop Learning
5 source controls mapped|5 target controls covered
9%
Hersey & Blanchard Situational Leadership Model
5 source controls mapped|4 target controls covered
9%
Kotter 8-Step Change Model
4 source controls mapped|3 target controls covered
7%
SSAE 18 SOC 1 — Report on Controls at a Service Organisation (ICFR)
3 source controls mapped|2 target controls covered
5%
Kolb Experiential Learning Cycle
3 source controls mapped|3 target controls covered
5%
ILO Nursing Personnel Convention C149 (1977)
3 source controls mapped|3 target controls covered
5%
ASEAN Data Management Framework
2 source controls mapped|2 target controls covered
4%
Voluntary Principles on Security and Human Rights (VPs)
2 source controls mapped|2 target controls covered
4%
US OFAC Sanctions Compliance Framework
2 source controls mapped|2 target controls covered
4%

Frequently Asked Questions

What is Heifetz Adaptive Leadership Framework?

Heifetz Adaptive Leadership Framework is a compliance framework from International with 8 domains and 56 controls. Ronald Heifetz's framework for mobilizing people to tackle tough challenges and thrive, distinguishing between technical problems and adaptive challenges. Developed at Harvard Kennedy School and published across Leadership Without Easy Answers (1994), Leadership on the Line (2002), and The Practice of Adaptive Leadership (2009). It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does Heifetz Adaptive Leadership Framework have?

Heifetz Adaptive Leadership Framework has 56 controls organised across 8 domains. The largest domains are Diagnosing the System (11 controls), Building Adaptive Capacity (8 controls), Deploying Yourself as a System (7 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does Heifetz Adaptive Leadership Framework map to?

Heifetz Adaptive Leadership Framework maps to 22 other compliance frameworks. The top mapping partners are LEADS in a Caring Environment (43% coverage), Goleman Emotional Intelligence Leadership Framework (16% coverage), ISO 37000:2021 (14% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with Heifetz Adaptive Leadership Framework compliance?

Start your Heifetz Adaptive Leadership Framework compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about Heifetz Adaptive Leadership Framework requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 56 controls and track your progress.

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