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OECD/G20 Principles of Corporate Governance

International
v2023
6 domains
28 controls

The OECD/G20 Principles of Corporate Governance provide an internationally recognized benchmark for corporate governance. First issued in 1999, revised in 2004 and 2015, with latest revision in 2023. Cover the governance framework, rights of shareholders, institutional investors, stakeholder role, disclosure, and board responsibilities.

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Framework Domains (6)

Disclosure and Transparency

4 controls

The corporate governance framework should ensure timely and accurate disclosure on all material matters.

Controls in the Disclosure and Transparency domain of OECD/G20 Principles of Corporate Governance4 controls
CodeTitle
OECD-CG-V-01Disclosure of material information — financial, operating results, objectives, ownership, governance
OECD-CG-V-02Information prepared according to high-quality accounting, disclosure, and audit standards
OECD-CG-V-03Annual audit by independent, competent, and qualified external auditor
OECD-CG-V-04Disclosure of sustainability information material to the company

Ensuring the Basis for an Effective Framework

4 controls

The corporate governance framework should promote transparent and fair markets, be consistent with the rule of law, and articulate responsibilities among supervisory, regulatory, and enforcement authorities.

Controls in the Ensuring the Basis for an Effective Framework domain of OECD/G20 Principles of Corporate Governance4 controls
CodeTitle
OECD-CG-I-01Framework developed with impact on economic performance, market integrity, and incentives
OECD-CG-I-02Legal and regulatory requirements consistent with rule of law, transparent, and enforceable
OECD-CG-I-03Division of responsibilities among authorities clearly articulated and serving public interest
OECD-CG-I-04Supervisory and enforcement authorities with integrity, authority, and resources

Institutional Investors and Stock Markets

3 controls

The corporate governance framework should provide sound incentives throughout the investment chain and capital markets.

Controls in the Institutional Investors and Stock Markets domain of OECD/G20 Principles of Corporate Governance3 controls
CodeTitle
OECD-CG-III-01Institutional investors disclose governance and voting policies with respect to investments
OECD-CG-III-02Proxy advisors, analysts, brokers disclose conflicts of interest and operate transparently
OECD-CG-III-03Insider trading and market manipulation prohibited with effective enforcement

Responsibilities of the Board

8 controls

The corporate governance framework should ensure strategic guidance, effective monitoring of management, and board accountability.

Controls in the Responsibilities of the Board domain of OECD/G20 Principles of Corporate Governance8 controls
CodeTitle
OECD-CG-VI-01Board members act on a fully informed basis, in good faith, with due diligence and care
OECD-CG-VI-02Board treats all shareholders fairly and considers interests of stakeholders
OECD-CG-VI-03Board applies high ethical standards and considers interests of stakeholders
OECD-CG-VI-04Board fulfills key functions — strategy, risk, succession, remuneration, compliance, reporting
OECD-CG-VI-05Board exercises objective independent judgment with sufficient number of independent members
OECD-CG-VI-06Board members have access to accurate, relevant, and timely information
OECD-CG-VI-07Principle V.E Board composition and diversity — ensuring diverse skills, experience, gender, and perspectives on the board
OECD-CG-VI-08Principle VI.C Board oversight of sustainability — integrating sustainability considerations into board decision-making and risk oversight

Rights of Shareholders and Key Ownership Functions

5 controls

The corporate governance framework should protect and facilitate the exercise of shareholders' rights and ensure equitable treatment.

Controls in the Rights of Shareholders and Key Ownership Functions domain of OECD/G20 Principles of Corporate Governance5 controls
CodeTitle
OECD-CG-II-01Basic shareholder rights — secure methods of ownership, transfer, information, participation, voting
OECD-CG-II-02Participation in fundamental corporate decisions — amendments, authorization, asset disposition
OECD-CG-II-03Effective shareholder participation in general meetings — timely information, agenda, voting
OECD-CG-II-04Capital structures and arrangements enabling disproportionate control should be disclosed
OECD-CG-II-05Markets for corporate control should function in efficient and transparent manner

The Role of Stakeholders

4 controls

The corporate governance framework should recognize stakeholder rights, encourage cooperation for wealth creation, employment, and sustainability.

Controls in the The Role of Stakeholders domain of OECD/G20 Principles of Corporate Governance4 controls
CodeTitle
OECD-CG-IV-01Stakeholder rights established by law or mutual agreements are respected
OECD-CG-IV-02Stakeholders have access to relevant information and can communicate concerns to the board
OECD-CG-IV-03Employee participation mechanisms including performance-enhancing programs
OECD-CG-IV-04Whistleblower protection for those reporting illegal or unethical practices

Maps to 21 other frameworks

28 total controls
ICN Leadership for Change Programme
8 source controls mapped|8 target controls covered
29%
NHS Healthcare Leadership Model
8 source controls mapped|8 target controls covered
29%
Goleman Emotional Intelligence Leadership Framework
8 source controls mapped|8 target controls covered
29%
ISO 37000:2021
8 source controls mapped|6 target controls covered
29%
The Leadership Challenge (Kouzes & Posner)
7 source controls mapped|7 target controls covered
25%
Heifetz Adaptive Leadership Framework
6 source controls mapped|5 target controls covered
21%
Argyris Double-Loop Learning
6 source controls mapped|6 target controls covered
21%
Senge Fifth Discipline — Learning Organization
5 source controls mapped|5 target controls covered
18%
COSO Internal Control — Integrated Framework (2013)
5 source controls mapped|4 target controls covered
18%
Full Range Leadership Model (Bass & Avolio)
5 source controls mapped|4 target controls covered
18%
VUCA Leadership Framework
4 source controls mapped|4 target controls covered
14%
Kotter 8-Step Change Model
4 source controls mapped|4 target controls covered
14%
WHO Global Competency Model
4 source controls mapped|4 target controls covered
14%
ILO Nursing Personnel Convention C149 (1977)
4 source controls mapped|3 target controls covered
14%
Maslach Burnout Prevention Model
4 source controls mapped|3 target controls covered
14%
SSAE 18 SOC 1 — Report on Controls at a Service Organisation (ICFR)
3 source controls mapped|2 target controls covered
11%
Hersey & Blanchard Situational Leadership Model
2 source controls mapped|2 target controls covered
7%
Kolb Experiential Learning Cycle
2 source controls mapped|2 target controls covered
7%
ASEAN Data Management Framework
1 source controls mapped|1 target controls covered
4%
Voluntary Principles on Security and Human Rights (VPs)
1 source controls mapped|1 target controls covered
4%
US OFAC Sanctions Compliance Framework
1 source controls mapped|1 target controls covered
4%

Frequently Asked Questions

What is OECD/G20 Principles of Corporate Governance?

OECD/G20 Principles of Corporate Governance is a compliance framework from International with 6 domains and 28 controls. The OECD/G20 Principles of Corporate Governance provide an internationally recognized benchmark for corporate governance. First issued in 1999, revised in 2004 and 2015, with latest revision in 2023. Cover the governance framework, rights of shareholders, institutional investors, stakeholder role, disclosure, and board responsibilities. It is used by organisations to establish and maintain compliance with industry standards and regulatory requirements.

How many controls does OECD/G20 Principles of Corporate Governance have?

OECD/G20 Principles of Corporate Governance has 28 controls organised across 6 domains. The largest domains are Responsibilities of the Board (8 controls), Rights of Shareholders and Key Ownership Functions (5 controls), Disclosure and Transparency (4 controls). Each control defines specific requirements that organisations must implement to achieve compliance.

What frameworks does OECD/G20 Principles of Corporate Governance map to?

OECD/G20 Principles of Corporate Governance maps to 21 other compliance frameworks. The top mapping partners are ICN Leadership for Change Programme (29% coverage), NHS Healthcare Leadership Model (29% coverage), Goleman Emotional Intelligence Leadership Framework (29% coverage). Use our comparison tool to explore control-level mappings between frameworks.

How do I get started with OECD/G20 Principles of Corporate Governance compliance?

Start your OECD/G20 Principles of Corporate Governance compliance journey by running a self-assessment on our platform to identify your current compliance posture. Our AI advisory can answer specific questions about OECD/G20 Principles of Corporate Governance requirements, and cross-framework mapping helps you leverage existing controls from other frameworks you may already comply with. Create a free account to access all 28 controls and track your progress.

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