Cross-Framework Mapping

HKMA SPMvsFFIEC IT Examination Handbook

See exactly how HKMA SPM controls map to FFIEC IT Examination Handbook. Pre-computed mappings, identified gaps, and coverage analysis.

15
Controls Mapped
0
Gaps Found
27%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

HKMA SPM maps to FFIEC IT Examination Handbook with 27% coverage across 3 directly mapped controls. Analysis of 11 HKMA SPM controls identifies 8 compliance gaps — primarily concentrated in HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG).

Source: TheArtOfService Knowledge Graph | 11 controls analysed | 723 frameworks | 332K+ cross-framework mappings

Control Mappings

Showing 15 of 15 mapped controls across 3 domains. Sign up to explore all 332K+ mappings across 723 frameworks.

HKMA SPM: Corporate Governance (CG-1/2/3/5/6), Internal Control (IC-1/5), Auditing (AC-G)(1 mappings)

HKMA-SPM-CG-IC-AC-Governance-Control-AuditHKMA SPM Corporate Governance (CG-1/2/3/5/6), Internal Control (IC-1/5), Auditing (AC-G)
FFIEC-05Roles and responsibilities definition

HKMA SPM: Operational Risk (OR-1), Operational Resilience (OR-2), Recovery Planning (RR-1), Outsourcing (SA-2)(6 mappings)

HKMA-SPM-OR-RR-SA-OperationalResilienceHKMA SPM Operational Risk (OR-1), Operational Resilience (OR-2), Recovery Planning (RR-1), Outsourcing (SA-2)6 targets
FFIEC-03Risk appetite and tolerance for IT risk
FFIEC-11Business continuity planning and testing
FFIEC-12Disaster recovery procedures
FFIEC-14Critical service identification
FFIEC-18Ongoing monitoring and assessment
FFIEC-20Exit strategy and transition planning

HKMA SPM: Technology Management Modules (TM-G-1 to TM-G-4, TM-E-1 e-Banking) + Coordination with C-RAF(8 mappings)

HKMA-SPM-TM-Technology-TM-G-1-CRAF-CoordHKMA SPM Technology Management Modules (TM-G-1 to TM-G-4, TM-E-1) + Coordination with C-RAF8 targets
FFIEC-06Network security and segmentation
FFIEC-07Endpoint protection and detection
FFIEC-08Application security controls
FFIEC-09Encryption and key management
FFIEC-10Secure configuration standards
FFIEC-23Regulatory reporting requirements
FFIEC-24Customer notification procedures
FFIEC-25Post-incident review and improvement

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What are the key differences between HKMA SPM and FFIEC IT Examination Handbook?

HKMA SPM has 11 controls across its framework, while FFIEC IT Examination Handbook covers 78 controls. Direct mapping analysis identifies 3 overlapping controls (27% coverage). The frameworks diverge most significantly in HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG), where 4 HKMA SPM controls have no direct FFIEC IT Examination Handbook equivalent.

How many controls map between HKMA SPM and FFIEC IT Examination Handbook?

Of 11 total HKMA SPM controls, 3 map directly to FFIEC IT Examination Handbook controls — representing 27% coverage. The remaining 8 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping HKMA SPM to FFIEC IT Examination Handbook?

8 HKMA SPM controls have no direct equivalent in FFIEC IT Examination Handbook. The highest concentration of gaps is in HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG) with 4 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between HKMA SPM and FFIEC IT Examination Handbook?

The domain with the highest gap count is HKMA SPM: International Coordination (BCBS, IOSCO, FSB), 2024-2025 Pipeline (Climate, AI, DORA, ESG) (4 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.