TheArtOfService
Cross-Framework Mapping

CFTC System Safeguards (17 CFR 37, 38, 39, 49)vsFTC GLBA Safeguards Rule (16 CFR Part 314)

See exactly how CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

44
Controls Mapped
5
Gaps Found
45%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

CFTC System Safeguards (17 CFR 37, 38, 39, 49) maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 45% coverage across 22 directly mapped controls. Analysis of 49 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls identifies 27 compliance gaps — primarily concentrated in Information Security.

Source: TheArtOfService Knowledge Graph | 49 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 20 of 44 mapped controls across 5 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Information Security(20 mappings)

38.1051(a)General Security Requirements for DCMs3 targets
→FTC-314.4gProgram Evaluation and Adjustment
→FTC-314.4iBoard / Senior Officer Reporting
→FTC-314.5Exemption for Small Institutions
39.18(a)General Security Requirements for DCOs3 targets
→FTC-314.4gProgram Evaluation and Adjustment
→FTC-314.4iBoard / Senior Officer Reporting
→FTC-314.5Exemption for Small Institutions
DSPF-INFO-1Information Classification
→LLOYDS-IR-03Resilience and Recovery
DSPF-INFO-3Information Access Controls
→Sec. 314.4(c)(1)Access controls
EIOPA-GL-10ICT Operations Security2 targets
→Sec. 314.2(a)Definition of financial institution
→Sec. 314.2(b)Definition of customer information
EIOPA-GL-13Information Security Training and Awareness
→Sec. 314.4(e)Security awareness training
EIOPA-GL-8Logical Security
→Sec. 314.4(c)(1)Access controls
GLI33-4.2Penetration Testing3 targets
→FTC-314.4hWritten Incident Response Plan
→LLOYDS-IR-02Lloyd's Incident Reporting
→Sec. 314.4(d)Regular testing and monitoring
GLI33-4.3Data Protection and Encryption3 targets
→NGC-5.260(i)Patron and Employee Data Protection
→Sec. 314.4(c)(3)Encryption of customer information
→Sec. 314.4(c)(6)Data disposal procedures
GLI33-4.4Audit Trail and Logging
→Sec. 314.4(c)(8)Monitoring and logging
PSPF-INFO-2Security Classification System
→LLOYDS-IR-03Resilience and Recovery

+24 more mappings

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Related Comparisons

Other CFTC System Safeguards (17 CFR 37, 38, 39, 49) comparisons

CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs Defence Security Principles Framework (DSPF)25 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs TISAX — Trusted Information Security Assessment Exchange24 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs South Korea Cloud Security Assurance Program (CSAP)24 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs Protective Security Policy Framework (PSPF) Release 202424 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs CSA CCM v423 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs NIST SP 800-53 Rev 522 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs NIST SP 800-82 Rev 3 — Guide to OT Security22 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs FTC Safeguards Rule (16 CFR Part 314)22 mappings

Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

FTC Safeguards Rule (16 CFR Part 314) vs FTC GLBA Safeguards Rule (16 CFR Part 314)22 mappingsCSA CCM v4 vs FTC GLBA Safeguards Rule (16 CFR Part 314)20 mappingsTISAX — Trusted Information Security Assessment Exchange vs FTC GLBA Safeguards Rule (16 CFR Part 314)20 mappingsUS Gramm-Leach-Bliley Act (GLBA) — Higher Education Safeguards Rule vs FTC GLBA Safeguards Rule (16 CFR Part 314)19 mappingsSouth Korea Cloud Security Assurance Program (CSAP) vs FTC GLBA Safeguards Rule (16 CFR Part 314)19 mappingsPAS 1192-5:2015 — Security-Minded Approach to BIM and Digital Built Environments vs FTC GLBA Safeguards Rule (16 CFR Part 314)19 mappingsCanada ITSG-33 — IT Security Risk Management vs FTC GLBA Safeguards Rule (16 CFR Part 314)19 mappingsNew Zealand Information Security Manual (NZISM) vs FTC GLBA Safeguards Rule (16 CFR Part 314)19 mappings

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What are the key differences between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and FTC GLBA Safeguards Rule (16 CFR Part 314)?

CFTC System Safeguards (17 CFR 37, 38, 39, 49) has 49 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 36 controls. Direct mapping analysis identifies 22 overlapping controls (45% coverage). The frameworks diverge most significantly in Information Security, where 20 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 49 total CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls, 22 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 45% coverage. The remaining 27 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping CFTC System Safeguards (17 CFR 37, 38, 39, 49) to FTC GLBA Safeguards Rule (16 CFR Part 314)?

27 CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in Information Security with 20 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between CFTC System Safeguards (17 CFR 37, 38, 39, 49) and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is Information Security (20 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

Related Resources

How to Map Controls Across Frameworks|Multi-Framework Compliance Guide|Compliance Glossary

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