AICPA SOC 1vsCFTC System Safeguards (17 CFR 37, 38, 39, 49)
See exactly how AICPA SOC 1 controls map to CFTC System Safeguards (17 CFR 37, 38, 39, 49). Pre-computed mappings, identified gaps, and coverage analysis.
According to the TheArtOfService Compliance Knowledge Graph:
AICPA SOC 1 maps to CFTC System Safeguards (17 CFR 37, 38, 39, 49) with 48% coverage across 12 directly mapped controls. Analysis of 25 AICPA SOC 1 controls identifies 13 compliance gaps — primarily concentrated in AICPA SOC 1: Cybersecurity Controls.
Source: TheArtOfService Knowledge Graph | 25 controls analysed | 693 frameworks | 819K+ cross-framework mappings
Control Mappings
Showing 20 of 25 mapped controls across 5 domains. Sign up to explore all 819K+ mappings across 693 frameworks.
AICPA SOC 1: Information Security Governance(2 mappings)
AICPA SOC 1: Cybersecurity Controls(2 mappings)
AICPA SOC 1: Operational Resilience(15 mappings)
AICPA SOC 1: Third-Party Risk Management(1 mappings)
+5 more mappings
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Related Comparisons
Other AICPA SOC 1 comparisons
Other CFTC System Safeguards (17 CFR 37, 38, 39, 49) comparisons
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What are the key differences between AICPA SOC 1 and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
AICPA SOC 1 has 25 controls across its framework, while CFTC System Safeguards (17 CFR 37, 38, 39, 49) covers 49 controls. Direct mapping analysis identifies 12 overlapping controls (48% coverage). The frameworks diverge most significantly in AICPA SOC 1: Cybersecurity Controls, where 4 AICPA SOC 1 controls have no direct CFTC System Safeguards (17 CFR 37, 38, 39, 49) equivalent.
How many controls map between AICPA SOC 1 and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
Of 25 total AICPA SOC 1 controls, 12 map directly to CFTC System Safeguards (17 CFR 37, 38, 39, 49) controls — representing 48% coverage. The remaining 13 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.
What are the compliance gaps when mapping AICPA SOC 1 to CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
13 AICPA SOC 1 controls have no direct equivalent in CFTC System Safeguards (17 CFR 37, 38, 39, 49). The highest concentration of gaps is in AICPA SOC 1: Cybersecurity Controls with 4 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.
Which control domains have the most gaps between AICPA SOC 1 and CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
The domain with the highest gap count is AICPA SOC 1: Cybersecurity Controls (4 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.
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