SOC 2 SOC2-P6.3: P6.3 Record of unauthorised disclosures and breaches

What else in your programme already covers this

This control maps to 91 controls across 23 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

NIST SP 800-53 Rev 5 · 18 controls

NIST800-AU-10 AU-10 Non-repudiation
NIST800-AU-11 AU-11 Audit Record Retention
NIST800-AU-12 AU-12 Audit Record Generation
NIST800-AU-13 AU-13 Monitoring for Information Disclosure
NIST800-AU-3 AU-3 Content of Audit Records
NIST800-IR-4 IR-4 Incident Handling
NIST800-IR-5 IR-5 Incident Monitoring
NIST800-IR-6 IR-6 Incident Reporting
NIST800-IR-9 IR-9 Information Spillage Response
NIST800-PM-21 PM-21 Accounting of Disclosures
NIST800-PM-22 PM-22 Personally Identifiable Information Quality Management
NIST800-PM-27 PM-27 Privacy Reporting
NIST800-PT-8 PT-8 Computer Matching Requirements
NIST800-SC-42 SC-42 Sensor Capability and Data
NIST800-SI-19 SI-19 De-identification
SP800-53-AU Audit and Accountability Family
SP800-53-IR Incident Response Family
SP800-53-RA Risk Assessment Family

ISO 27701:2019 · 12 controls

5.5.5 Documented information
5.7.1 Monitoring, measurement, analysis and evaluation
5.8.2 Continual improvement
6.1 General
6.13 Information security incident management
6.13.1 Management of information security incidents and improvements
6.9.4 Logging and monitoring
7.2.8 Records related to processing PII
7.5.4 Records of PII disclosure to third parties
8.2.4 Infringing instruction
8.2.6 Records related to processing PII
8.5.5 Legally binding PII disclosures

ISO 27002:2022 · 8 controls

5.24 Information security incident management planning and preparation
5.26 Response to information security incidents
5.28 Collection of evidence
5.33 Protection of records
5.34 Privacy and protection of PII
6.8 Information security event reporting
8.12 Data leakage prevention
8.15 Logging

CIS Controls v8 · 6 controls

CIS-13.1 Centralize Security Event Alerting
CIS-17.1 Designate Personnel to Manage Incident Handling
CIS-17.3 Establish and Maintain an Enterprise Process for Reporting Incidents
CIS-17.4 Establish and Maintain an Incident Response Process
CIS-3.14 Log Sensitive Data Access
CIS-8.10 Retain Audit Logs

FedRAMP High · 5 controls

AU-3 Content of Audit Records
IR-5 Incident Monitoring
IR-6(1) Automated Reporting
IR-9 Information Spillage Response (IR-9)
IR-9(4) Information Spillage Response | Exposure to Unauthorized Personnel (IR-9(4))

FedRAMP Moderate · 5 controls

AU-3 Content of Audit Records
IR-5 Incident Monitoring
IR-6(1) Automated Reporting
IR-9 Information Spillage Response (IR-9)
IR-9(4) Information Spillage Response | Exposure to Unauthorized Personnel (IR-9(4))

HIPAA Security Rule · 5 controls

164.306 Security Standards: General Rules
164.308(a)(6)(i) Security Incident Procedures (Standard)
164.308(a)(6)(ii) Response and Reporting (Required)
164.310(d)(2)(iii) Accountability (Addressable)
164.316(b)(1) Documentation (Standard)

CMMC 2.0 · 4 controls

AC.L2-3.1.22 Control Public Information
AU.L2-3.3.6 Reduction & Reporting
IR.L2-3.6.1 Incident Handling
IR.L2-3.6.2 Incident Reporting

ISO 27001:2022 · 4 controls

5.24 Information security incident management planning and preparation
5.26 Response to information security incidents
5.28 Collection of evidence
5.34 Privacy and protection of personal identifiable information (PII)

NIST SP 800-66 Rev 2 · 4 controls

164.308(a)(6)(i) Security Incident Procedures (Standard)
164.308(a)(6)(ii) Response and Reporting (Required)
164.310(d)(2)(iii) Accountability (Addressable)
164.316(b)(1) Documentation (Standard)

NIST Cybersecurity Framework 2.0 · 3 controls

NIST-CSF-DE.AE-06 Information on adverse events is provided to authorized staff and tools
NIST-CSF-RS.AN-06 Actions performed during an investigation are recorded, and the records' integrity and provenance are preserved
NIST-CSF-RS.AN-07 Incident data and metadata are collected, and their integrity and provenance are preserved

Australia My Health Records Act 2012 · 2 controls

MYHR-ENF-1 Mandatory data breach notification
MYHR-SEC-3 Audit logging and access monitoring

Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.1 · 2 controls

CCM-DSP-18 Disclosure Notification
CCM-SEF-07 Security Breach Notification

ISO 22301:2019 · 2 controls

10.2 Continual improvement
7.5.3 Control of documented information

ISO/IEC 42001:2023 · 2 controls

8.2 AI risk assessment
A.5.2 AI system impact assessment process

NIST SP 800-161 Rev 1 · 2 controls

161R1-AU-13 Monitoring for Information Disclosure
161R1-IR-5 Incident Monitoring

APPI · 1 control

APPI-A26 Report of Leakage to the Commission and Notification to the Person

Australia Consumer Data Right - Banking (CDR) · 1 control

AUCDR-IS-STEP5 Step 5 - Manage and report security incidents

C5 (Germany) · 1 control

C5-SIM-03 Documentation and reporting of security incidents

CCPA/CPRA · 1 control

§1798.150 Private Right of Action for Data Breaches

GDPR · 1 control

GDPR-Art.33 Notification of a personal data breach to the supervisory authority

NIST SP 800-171 Rev 3 · 1 control

03.06.02 Incident Monitoring, Reporting, and Response Assistance

PCI DSS 4.0 · 1 control

10.2.1.1 10.2.1.1 Logs capture individual user access to cardholder data

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

You are reading one control. How much of SOC 2 have you already done?

SOC 2 SOC2-P6.3 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of SOC 2 your existing evidence covers. Hold NIST SP 800-53 Rev 5 and 49 of 61 SOC 2 controls already carry evidence.

If you hold NIST SP 800-53 Rev 580.3% covered · 12 gaps If you hold FedRAMP Moderate60.7% covered · 24 gaps If you hold Cloud Security Alliance Cloud Controls Matrix (CCM) v4.0.157.4% covered · 26 gaps If you hold ISO 27001:202257.4% covered · 26 gaps If you hold C5 (Germany)54.1% covered · 28 gaps If you hold NIST Cybersecurity Framework 2.052.5% covered · 29 gaps

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 193 were rejected on the NIST SP 800-53 Rev 5 pair alone.

See the released pairs, $299 each Browse the graph free