ISO/IEC 42001:2023
Leadership – ISO/IEC 42001:2023

ISO/IEC 42001:2023 5.2: AI policy

Top management must set an AI policy that suits the organization's purpose, gives a framework for AI objectives, commits to meeting applicable requirements and commits to continual improvement of the AIMS. The policy must be documented, cross-refer to other organizational policies where relevant, be communicated inside the organization and be made available to interested parties where suitable; the A.2 controls and B.2 guidance apply, and ISO/IEC 38507 is cited for policy design.

Maintained by Gerard BlokdykControl text last updated

What else in your programme already covers this

This control maps to 72 controls across 17 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

ISO/IEC 38500:2024 · 33 controls

  • 4.1.2 Effective performance
  • 4.1.3 Responsible stewardship
  • 4.1.4 Ethical behaviour
  • 4.2 Principles, model and framework
  • 5.10.1 Risk governance: principle
  • 5.11 Social responsibility
  • 5.11.1 Social responsibility: principle
  • 5.12 Viability and performance over time
  • 5.12.1 Viability and performance over time: principle
  • 5.12.3 Viability and performance over time: outcomes
  • 5.2 Purpose
  • 5.2.1 Purpose: principle
  • 5.2.3 Purpose: outcomes
  • 5.3.1 Value generation: principle
  • 5.4.1 Strategy: principle
  • 5.5 Oversight
  • 5.5.1 Oversight: principle
  • 5.6 Accountability
  • 5.6.1 Accountability: principle
  • 5.7 Stakeholder engagement
  • 5.7.1 Stakeholder engagement: principle
  • 5.8.1 Leadership: principle
  • 5.9 Data and decisions
  • 5.9.1 Data and decisions: principle
  • 6.2.1 Engage stakeholders
  • 6.2.2 Evaluate
  • 6.2.3 Direct
  • 6.2.4 Monitor
  • 7.2.2 Direction
  • 7.2.3 Capability
  • 7.2.4 Policy
  • 7.2.6 Performance
  • 7.2.7 Accountability

PCI DSS 4.0 · 11 controls

  • 11.1.1 11.1.1 Requirement 11 policies and procedures managed
  • 12.1.1 12.1.1 Overall information security policy established and disseminated
  • 12.1.2 12.1.2 Security policy reviewed annually and updated as needed
  • 2.1.1 2.1.1 Requirement 2 policies and procedures governed
  • 4.1.1 4.1.1 Requirement 4 policies and procedures maintained and communicated
  • 5.1.1 5.1.1 Requirement 5 policies and procedures maintained and communicated
  • 6.1.1 6.1.1 Requirement 6 policies and procedures maintained and communicated
  • 7.1.1 7.1.1 Requirement 7 policies and procedures maintained
  • 9.1.1 9.1.1 Requirement 9 policies and procedures maintained
  • 3.1.1 3.1.1 Requirement 3 policies and procedures maintained and in use
  • 8.1.1 8.1.1 Requirement 8 policies and procedures maintained

NIST SP 800-53 Rev 5 · 8 controls

ISO 22301:2019 · 3 controls

  • 5.2 Policy
  • 5.2.1 Establishing the business continuity policy
  • 5.2.2 Communicating the business continuity policy
  • NIST-CSF-GV.PO-01 Policy for managing cybersecurity risks is established based on organizational context, cybersecurity strategy, and priorities and is communicated and enforced
  • NIST-CSF-GV.PO-02 Policy for managing cybersecurity risks is reviewed, updated, communicated, and enforced to reflect changes in requirements, threats, technology, and organizational mission
  • NIST-CSF-GV.RM-01 Risk management objectives are established and agreed to by organizational stakeholders

ISO 27001:2022 · 2 controls

  • 5.1 Policies for information security
  • 5.2 Information security roles and responsibilities

SOC 2 · 2 controls

  • SOC2-CC3.1 CC3.1 Objectives specified clearly enough to assess risk (COSO principle 6)
  • SOC2-CC5.3 CC5.3 Deploying controls through policies and procedures (COSO principle 12)

ISO 14001:2015 · 1 control

  • 5.2 Environmental policy

ISO 22000:2018 · 1 control

  • 5.2 Policy

ISO 27002:2022 · 1 control

  • 5.1 Policies for information security

ISO 27701:2019 · 1 control

  • 5.2 Context of the organization

ISO 37001:2016 · 1 control

  • 5.2 5.2 Anti-bribery policy

ISO 37301:2021 · 1 control

  • 5.2 Compliance policy

ISO 45001:2018 · 1 control

  • 5.2 OH&S policy

ISO 55001:2014 · 1 control

ISO 9001:2015 · 1 control

  • 5.2 Policy

NIST SP 800-218 · 1 control

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in Leadership – ISO/IEC 42001:2023

You are reading one control. How much of ISO/IEC 42001:2023 have you already done?

ISO/IEC 42001:2023 5.2 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of ISO/IEC 42001:2023 your existing evidence covers. Hold NIST AI Risk Management Framework (AI RMF 1.0) and 30 of 38 ISO/IEC 42001:2023 controls already carry evidence.

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 0 were rejected on the NIST AI Risk Management Framework (AI RMF 1.0) pair alone.

Query this from an agent

The graph holds this control, the 72 it maps to, and the evidence behind each claim, over MCP and REST.