ISO/IEC 42001:2023
Leadership – ISO/IEC 42001:2023

ISO/IEC 42001:2023 5.1: Leadership and commitment

Top management must show leadership of and commitment to the AIMS by: making sure the AI policy and AI objectives exist and fit the organization's strategic direction; building AIMS requirements into business processes; making resources available; communicating why effective AI management and conformity matter; making sure the AIMS delivers what it is meant to; guiding and backing people to contribute; promoting continual improvement; and supporting other managers to lead in their own areas. The notes suggest modelling a culture of responsible AI use, development and governance.

Maintained by Gerard BlokdykControl text last updated

What else in your programme already covers this

This control maps to 57 controls across 35 other frameworks. If you already hold one of them, the evidence you collected for it is the starting point here rather than new work.

NIST SP 800-53 Rev 5 · 6 controls

  • NIST-CSF-GV.PO-01 Policy for managing cybersecurity risks is established based on organizational context, cybersecurity strategy, and priorities and is communicated and enforced
  • NIST-CSF-GV.RM-04 Strategic direction that describes appropriate risk response options is established and communicated
  • NIST-CSF-GV.RR-01 Organizational leadership is responsible and accountable for cybersecurity risk and fosters a culture that is risk-aware, ethical, and continually improving
  • NIST-CSF-GV.RR-03 Adequate resources are allocated commensurate with the cybersecurity risk strategy, roles, responsibilities, and policies

ISO 27001:2022 · 3 controls

  • 5.1 Policies for information security
  • 5.2 Information security roles and responsibilities
  • 5.4 Management responsibilities

ISO/IEC 23894:2023 · 3 controls

  • 23894-5.2 Leadership and Commitment
  • ISO23894-5.1 Leadership and Commitment
  • 5.2 Leadership and commitment

SOC 2 · 3 controls

  • SOC2-CC1.1 CC1.1 Commitment to integrity and ethical values (COSO principle 1)
  • SOC2-CC1.2 CC1.2 Board independence and oversight of internal control (COSO principle 2)
  • SOC2-CC1.3 CC1.3 Structures, reporting lines, authorities and responsibilities (COSO principle 3)

ISO 27701:2019 · 2 controls

  • 5.1 General
  • 5.3.1 Leadership and commitment
  • ISO-37002-5.1 Leadership and commitment
  • ISO37002-5.1 Leadership and Commitment
  • ISO-39001-5.1 Leadership and commitment
  • ISO39001-5.1 Leadership and Commitment
  • ISO-41001-5.1 Leadership and commitment
  • ISO41001-5.1 Leadership and Commitment
  • ISO-50001-5.1 Leadership and commitment
  • 5.1 Leadership and commitment

ISO 56002 · 2 controls

  • ISO-56002-5.1 Leadership and commitment
  • ISO56002-5.1 Leadership and commitment

ISO/IEC 27003:2017 · 2 controls

  • 27003-5.1 Leadership and Commitment
  • ISO27003-5.1 Leadership and commitment

PCI DSS 4.0 · 2 controls

  • 12.1.1 12.1.1 Overall information security policy established and disseminated
  • 12.1.2 12.1.2 Security policy reviewed annually and updated as needed
  • AS9100D-5.1 Leadership and Commitment
  • C.1 C.1 Governance cornerstone: adapt accountability structures and equip staff
  • BS65000-5.1 Leadership Commitment

ISO 14001:2015 · 1 control

  • 5.1 Leadership and commitment

ISO 14004:2016 · 1 control

  • 5.1 Leadership and commitment
  • ISO-20400-5.1 Commitment from leadership

ISO 22000:2018 · 1 control

  • 5.1 Leadership and commitment

ISO 22301:2019 · 1 control

  • 5.1 Leadership and commitment
  • ISO-22313-5.1 Leadership and commitment

ISO 27002:2022 · 1 control

  • 5.4 Management responsibilities

ISO 27005:2022 · 1 control

  • 10.2 Leadership and commitment

ISO 30401 · 1 control

  • ISO30401-5.1 Leadership and commitment

ISO 31000:2018 · 1 control

  • 5.2 Leadership and commitment

ISO 37001:2016 · 1 control

  • 5.1 5.1 Leadership and commitment

ISO 37301:2021 · 1 control

  • 5.1 Leadership and commitment

ISO 45001:2018 · 1 control

  • 5.1 Leadership and commitment

ISO 55001:2014 · 1 control

  • 5.1 Leadership and commitment

ISO 9001:2015 · 1 control

  • 5.1 Leadership and commitment
  • 27557-5.1 Leadership and commitment
  • NFPA1600-4.1 Leadership and Commitment

NIST SP 800-218 · 1 control

  • 5.1 5.1 Agency Head accountabilities

Every mapping shown was judged rather than inferred from wording similarity, and the ones that failed review are published too. See the coverage reports and what was rejected.

Other controls in Leadership – ISO/IEC 42001:2023

You are reading one control. How much of ISO/IEC 42001:2023 have you already done?

ISO/IEC 42001:2023 5.1 is one control. If you already hold one of the frameworks below, a reviewed crosswalk already says how much of ISO/IEC 42001:2023 your existing evidence covers. Hold NIST AI Risk Management Framework (AI RMF 1.0) and 30 of 38 ISO/IEC 42001:2023 controls already carry evidence.

Each report names every control your existing framework evidences, every one it does not, the reasoning behind each claim, and the claims that were argued against and rejected. 0 were rejected on the NIST AI Risk Management Framework (AI RMF 1.0) pair alone.

Query this from an agent

The graph holds this control, the 57 it maps to, and the evidence behind each claim, over MCP and REST.