Cross-Framework Mapping

FTC Safeguards Rule (16 CFR Part 314)vsBank Secrecy Act / Anti-Money Laundering (BSA/AML)

See exactly how FTC Safeguards Rule (16 CFR Part 314) controls map to Bank Secrecy Act / Anti-Money Laundering (BSA/AML). Pre-computed mappings, identified gaps, and coverage analysis.

21
Controls Mapped
11
Gaps Found
28%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FTC Safeguards Rule (16 CFR Part 314) maps to Bank Secrecy Act / Anti-Money Laundering (BSA/AML) with 28% coverage across 9 directly mapped controls. Analysis of 32 FTC Safeguards Rule (16 CFR Part 314) controls identifies 23 compliance gaps — primarily concentrated in Incident Response and Reporting.

Source: TheArtOfService Knowledge Graph | 32 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 20 of 21 mapped controls across 3 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Program Structure and Governance(8 mappings)

FTC-314.1Purpose and Scope4 targets
BSA-CDD-1Beneficial Ownership Identification
BSA-CDD-3Customer Risk Profiling
BSA-ENF-1Anti-Structuring Prohibition
BSA-SAR-3SAR Confidentiality
FTC-314.3Information Security Program Standards4 targets
BSA-CDD-1Beneficial Ownership Identification
BSA-CDD-3Customer Risk Profiling
BSA-ENF-1Anti-Structuring Prohibition
BSA-SAR-3SAR Confidentiality

Risk Assessment and Safeguard Design(2 mappings)

FTC-314.4c5Multi-Factor Authentication
BSA-CIP-2Identity Verification
FTC-314.4c6Secure Data Disposal
ZMDPA-ENF-01Data Protection Commissioner Powers

Incident Response and Reporting(10 mappings)

FTC-314.4jFTC Breach Notification
UKTSA-ENF-05Security Breach Notification
FTC-314.5Exemption for Small Institutions5 targets
BSA-CDD-1Beneficial Ownership Identification
BSA-CDD-3Customer Risk Profiling
BSA-ENF-1Anti-Structuring Prohibition
BSA-SAR-3SAR Confidentiality
MSA-13Mandatory Reporting Obligation
LLOYDS-IR-01Incident Response Plan
UKTSA-ENF-05Security Breach Notification
NGC-5.260(i)Patron and Employee Data Protection3 targets
CASL-ENF-02Compliance and Due Diligence
RIDTPPA-11Unauthorized Disclosure Penalty
ZMDPA-ENF-01Data Protection Commissioner Powers

+1 more mappings

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Related Comparisons

Other FTC Safeguards Rule (16 CFR Part 314) comparisons

Other Bank Secrecy Act / Anti-Money Laundering (BSA/AML) comparisons

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What are the key differences between FTC Safeguards Rule (16 CFR Part 314) and Bank Secrecy Act / Anti-Money Laundering (BSA/AML)?

FTC Safeguards Rule (16 CFR Part 314) has 32 controls across its framework, while Bank Secrecy Act / Anti-Money Laundering (BSA/AML) covers 60 controls. Direct mapping analysis identifies 9 overlapping controls (28% coverage). The frameworks diverge most significantly in Incident Response and Reporting, where 11 FTC Safeguards Rule (16 CFR Part 314) controls have no direct Bank Secrecy Act / Anti-Money Laundering (BSA/AML) equivalent.

How many controls map between FTC Safeguards Rule (16 CFR Part 314) and Bank Secrecy Act / Anti-Money Laundering (BSA/AML)?

Of 32 total FTC Safeguards Rule (16 CFR Part 314) controls, 9 map directly to Bank Secrecy Act / Anti-Money Laundering (BSA/AML) controls — representing 28% coverage. The remaining 23 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FTC Safeguards Rule (16 CFR Part 314) to Bank Secrecy Act / Anti-Money Laundering (BSA/AML)?

23 FTC Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in Bank Secrecy Act / Anti-Money Laundering (BSA/AML). The highest concentration of gaps is in Incident Response and Reporting with 11 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FTC Safeguards Rule (16 CFR Part 314) and Bank Secrecy Act / Anti-Money Laundering (BSA/AML)?

The domain with the highest gap count is Incident Response and Reporting (11 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.