Cross-Framework Mapping

FTC GLBA Safeguards Rule (16 CFR Part 314)vsGLBA

See exactly how FTC GLBA Safeguards Rule (16 CFR Part 314) controls map to GLBA. Pre-computed mappings, identified gaps, and coverage analysis.

4
Controls Mapped
7
Gaps Found
27%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FTC GLBA Safeguards Rule (16 CFR Part 314) maps to GLBA with 27% coverage across 3 directly mapped controls. Analysis of 11 FTC GLBA Safeguards Rule (16 CFR Part 314) controls identifies 8 compliance gaps — primarily concentrated in FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination).

Source: TheArtOfService Knowledge Graph | 11 controls analysed | 704 frameworks | 354K+ cross-framework mappings

Control Mappings

Showing 4 of 4 mapped controls across 3 domains. Sign up to explore all 354K+ mappings across 704 frameworks.

FTC Safeguards Rule: 9 Safeguard Elements - Access, Encryption, MFA, Disposal, Change, Monitoring, Pen Test (314.4(c))(1 mappings)

FTC-Safeguards-9-Elements9 Safeguard Elements - Access, Inventory, Encryption, Secure-Dev, MFA, Disposal, Change-Mgmt, Monitoring, Pen-Test (16 CFR 314.4(c))
GLBA-Subordinate-Rules-OperationalisationGLBA Operationalisation through FTC Safeguards Rule, Privacy Rule, SEC Reg S-P and Banking-Agency Guidelines

FTC Safeguards Rule: Written Incident Response Plan, Board Reporting and FTC Breach Notification (314.4(h-j))(2 mappings)

FTC-Safeguards-IR-Plan-BoardReporting-FTC-NotificationWritten Incident Response Plan + Board Reporting + FTC Breach Notification (16 CFR 314.4(h), (i), (j))2 targets
GLBA-Implementation-Roadmap-ExaminationGLBA Implementation Roadmap, Examination Readiness, Roles and Tooling
GLBA-Status-FTC-CFPB-SEC-NAIC-EnforcementGLBA Status, Enforcement Activity, FTC + CFPB + SEC + NAIC Recent Actions

FTC Safeguards Rule: Scope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)(1 mappings)

FTC-Safeguards-Scope-DefsScope, Definitions and Financial Institution Applicability (16 CFR 314.1, 314.2)
GLBA-Sec6801-PolicyDuty-SafeguardingStandardGLBA Section 6801 - Privacy Obligation Policy and Safeguarding Standard

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What are the key differences between FTC GLBA Safeguards Rule (16 CFR Part 314) and GLBA?

FTC GLBA Safeguards Rule (16 CFR Part 314) has 11 controls across its framework, while GLBA covers 12 controls. Direct mapping analysis identifies 3 overlapping controls (27% coverage). The frameworks diverge most significantly in FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination), where 5 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct GLBA equivalent.

How many controls map between FTC GLBA Safeguards Rule (16 CFR Part 314) and GLBA?

Of 11 total FTC GLBA Safeguards Rule (16 CFR Part 314) controls, 3 map directly to GLBA controls — representing 27% coverage. The remaining 8 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FTC GLBA Safeguards Rule (16 CFR Part 314) to GLBA?

8 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in GLBA. The highest concentration of gaps is in FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination) with 5 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FTC GLBA Safeguards Rule (16 CFR Part 314) and GLBA?

The domain with the highest gap count is FTC Safeguards Rule: Effective Date, Small Institution Exemption and 2024-2025 Pipeline (314.5, 314.6, Coordination) (5 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.