Cross-Framework Mapping

FFIEC IT Examination HandbookvsOCC Heightened Standards (12 CFR Part 30, Appendix D)

See exactly how FFIEC IT Examination Handbook controls map to OCC Heightened Standards (12 CFR Part 30, Appendix D). Pre-computed mappings, identified gaps, and coverage analysis.

7
Controls Mapped
71
Gaps Found
5%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FFIEC IT Examination Handbook maps to OCC Heightened Standards (12 CFR Part 30, Appendix D) with 5% coverage across 4 directly mapped controls. Analysis of 78 FFIEC IT Examination Handbook controls identifies 74 compliance gaps — primarily concentrated in Information Security.

Source: TheArtOfService Knowledge Graph | 78 controls analysed | 706 frameworks | 324K+ cross-framework mappings

Control Mappings

Showing 7 of 7 mapped controls across 2 domains. Sign up to explore all 324K+ mappings across 706 frameworks.

FFIEC IT Examination Handbook: Information Security Governance(3 mappings)

FFIEC-03Risk appetite and tolerance for IT risk2 targets
OCCHS-3Risk Appetite Statement, Risk Limits, Concentration Risk, and Limit Breach Protocols
OCCHS-7Risk Data Aggregation, Reporting, Talent, Compensation, and Strategic Planning
FFIEC-05Roles and responsibilities definition
OCCHS-1Scope, Applicability, and Definitions of Heightened Standards

FFIEC IT Examination Handbook: Third-Party Risk Management(4 mappings)

FFIEC-18Ongoing monitoring and assessment2 targets
OCCHS-3Risk Appetite Statement, Risk Limits, Concentration Risk, and Limit Breach Protocols
OCCHS-7Risk Data Aggregation, Reporting, Talent, Compensation, and Strategic Planning
FFIEC-20Exit strategy and transition planning2 targets
OCCHS-3Risk Appetite Statement, Risk Limits, Concentration Risk, and Limit Breach Protocols
OCCHS-7Risk Data Aggregation, Reporting, Talent, Compensation, and Strategic Planning

Related Comparisons

Other FFIEC IT Examination Handbook comparisons

Other OCC Heightened Standards (12 CFR Part 30, Appendix D) comparisons

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What are the key differences between FFIEC IT Examination Handbook and OCC Heightened Standards (12 CFR Part 30, Appendix D)?

FFIEC IT Examination Handbook has 78 controls across its framework, while OCC Heightened Standards (12 CFR Part 30, Appendix D) covers 8 controls. Direct mapping analysis identifies 4 overlapping controls (5% coverage). The frameworks diverge most significantly in Information Security, where 46 FFIEC IT Examination Handbook controls have no direct OCC Heightened Standards (12 CFR Part 30, Appendix D) equivalent.

How many controls map between FFIEC IT Examination Handbook and OCC Heightened Standards (12 CFR Part 30, Appendix D)?

Of 78 total FFIEC IT Examination Handbook controls, 4 map directly to OCC Heightened Standards (12 CFR Part 30, Appendix D) controls — representing 5% coverage. The remaining 74 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FFIEC IT Examination Handbook to OCC Heightened Standards (12 CFR Part 30, Appendix D)?

74 FFIEC IT Examination Handbook controls have no direct equivalent in OCC Heightened Standards (12 CFR Part 30, Appendix D). The highest concentration of gaps is in Information Security with 46 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FFIEC IT Examination Handbook and OCC Heightened Standards (12 CFR Part 30, Appendix D)?

The domain with the highest gap count is Information Security (46 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.