Cross-Framework Mapping

Basel III International Banking FrameworkvsFTC GLBA Safeguards Rule (16 CFR Part 314)

See exactly how Basel III International Banking Framework controls map to FTC GLBA Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

9
Controls Mapped
17
Gaps Found
12%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

Basel III International Banking Framework maps to FTC GLBA Safeguards Rule (16 CFR Part 314) with 12% coverage across 3 directly mapped controls. Analysis of 26 Basel III International Banking Framework controls identifies 23 compliance gaps — primarily concentrated in Pillar 1: Minimum Capital Requirements.

Source: TheArtOfService Knowledge Graph | 26 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 9 of 9 mapped controls across 2 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Pillar 1: Minimum Capital Requirements(6 mappings)

BASEL3-P1-7Credit Risk - Standardised Approach3 targets
FTC-314.5Exemption for Small Institutions
Sec. 314.1Purpose and scope
Sec. 314.3(a)Comprehensive information security programme
BASEL3-P1-8Credit Risk - Internal Ratings-Based (IRB) Approach3 targets
FTC-314.5Exemption for Small Institutions
Sec. 314.1Purpose and scope
Sec. 314.3(a)Comprehensive information security programme

Pillar 3: Market Discipline and Disclosure(3 mappings)

BASEL3-P3-2Risk-Weighted Assets Disclosures3 targets
FTC-314.5Exemption for Small Institutions
Sec. 314.1Purpose and scope
Sec. 314.3(a)Comprehensive information security programme

Related Comparisons

Other Basel III International Banking Framework comparisons

Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

Stop Paying Consultants to Read Spreadsheets

AI-powered compliance intelligence across 693 frameworks — at a fraction of consulting costs.

$0/forever

Free

  • 693 framework browser
  • Cross-framework mappings (819K+)
  • 824 compliance assessments
  • 3 AI queries & searches per day
Get Started Free
Recommended
$49/month

Professional

  • Unlimited AI Compliance Advisory
  • Unlimited full-text search
  • Framework self-assessment
  • PDF, Excel & CSV exports
Start 7-Day Free Trial →

What are the key differences between Basel III International Banking Framework and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Basel III International Banking Framework has 26 controls across its framework, while FTC GLBA Safeguards Rule (16 CFR Part 314) covers 36 controls. Direct mapping analysis identifies 3 overlapping controls (12% coverage). The frameworks diverge most significantly in Pillar 1: Minimum Capital Requirements, where 10 Basel III International Banking Framework controls have no direct FTC GLBA Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between Basel III International Banking Framework and FTC GLBA Safeguards Rule (16 CFR Part 314)?

Of 26 total Basel III International Banking Framework controls, 3 map directly to FTC GLBA Safeguards Rule (16 CFR Part 314) controls — representing 12% coverage. The remaining 23 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping Basel III International Banking Framework to FTC GLBA Safeguards Rule (16 CFR Part 314)?

23 Basel III International Banking Framework controls have no direct equivalent in FTC GLBA Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in Pillar 1: Minimum Capital Requirements with 10 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between Basel III International Banking Framework and FTC GLBA Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is Pillar 1: Minimum Capital Requirements (10 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.