Cross-Framework Mapping

Basel III International Banking FrameworkvsBasel Core Principles for Effective Banking Supervision (2024)

See exactly how Basel III International Banking Framework controls map to Basel Core Principles for Effective Banking Supervision (2024). Pre-computed mappings, identified gaps, and coverage analysis.

16
Controls Mapped
68
Gaps Found
19%
Coverage

Need this as a report you can hand to an assessor? A coverage crosswalk for this pair can be built to order.

According to the TheArtOfService Compliance Knowledge Graph:

Basel III International Banking Framework maps to Basel Core Principles for Effective Banking Supervision (2024) with 19% coverage across 16 directly mapped controls. Analysis of 84 Basel III International Banking Framework controls identifies 72 compliance gaps, primarily concentrated in Superseded batch representation – Basel III International Banking Framework.

Source: TheArtOfService Knowledge Graph | 84 controls analysed | 868 frameworks | 315K+ cross-framework mappings

Control Mappings

Showing 16 of 16 mapped controls across 8 domains. Sign up to explore all 315K+ mappings across 868 frameworks.

Definition of capital (CAP) – Basel III International Banking Framework(2 mappings)

basel-iii-international-banking-framework::CAP10Include only instruments that meet the CET1, Additional Tier 1 and Tier 2 eligibility criteria
→basel-core-principles-for-effective-banking-supervision-2024::P16Principle 16: capital adequacy
basel-iii-international-banking-framework::CAP50Maintain prudent valuation systems, controls and valuation adjustments for fair-valued positions
→basel-core-principles-for-effective-banking-supervision-2024::P22Principle 22: market risk

Disclosure requirements (DIS) – Basel III International Banking Framework(2 mappings)

basel-iii-international-banking-framework::DIS10Publish a standalone, board-governed Pillar 3 report at the required frequency and assurance level
→basel-core-principles-for-effective-banking-supervision-2024::P28Principle 28: disclosure and transparency
basel-iii-international-banking-framework::DIS20-21-35Disclose key metrics, risk management approach, RWA overview, modelled versus standardised RWA and remuneration
→basel-core-principles-for-effective-banking-supervision-2024::P28Principle 28: disclosure and transparency

Liquidity standards (LCR, NSF) – Basel III International Banking Framework(2 mappings)

basel-iii-international-banking-framework::LCR10-20Maintain a Liquidity Coverage Ratio of at least 100% and report it at least monthly
→basel-core-principles-for-effective-banking-supervision-2024::P24Principle 24: liquidity risk
basel-iii-international-banking-framework::NSF10-30Maintain a Net Stable Funding Ratio of at least 100% and report it at least quarterly
→basel-core-principles-for-effective-banking-supervision-2024::P24Principle 24: liquidity risk

Leverage ratio (LEV) – Basel III International Banking Framework(1 mappings)

basel-iii-international-banking-framework::LEV10-30Maintain a Tier 1 leverage ratio of at least 3% on a correctly measured exposure base
→basel-core-principles-for-effective-banking-supervision-2024::P16Principle 16: capital adequacy

Large exposures (LEX) – Basel III International Banking Framework(1 mappings)

basel-iii-international-banking-framework::LEX10-40Limit and report large exposures to counterparties and connected groups
→basel-core-principles-for-effective-banking-supervision-2024::P19Principle 19: concentration risk and large exposure limits

Operational risk RWA (OPE) – Basel III International Banking Framework(1 mappings)

basel-iii-international-banking-framework::OPE25-LOSSIdentify, collect and treat internal operational loss data to the minimum standards
→basel-core-principles-for-effective-banking-supervision-2024::P25Principle 25: operational risk and operational resilience

Risk-based capital requirements and buffers (RBC) – Basel III International Banking Framework(1 mappings)

basel-iii-international-banking-framework::RBC20Meet the minimum risk-based capital ratios at all times on RWA that respect the output floor
→basel-core-principles-for-effective-banking-supervision-2024::P16Principle 16: capital adequacy

Supervisory review process (SRP) – Basel III International Banking Framework(6 mappings)

basel-iii-international-banking-framework::SRP20-ICAAPOperate an ICAAP that relates capital to all material risks
→basel-core-principles-for-effective-banking-supervision-2024::P15Principle 15: risk management process
basel-iii-international-banking-framework::SRP30Maintain a firm-wide risk management framework with stress testing, concentration, reputational and valuation controls
→basel-core-principles-for-effective-banking-supervision-2024::P15Principle 15: risk management process
basel-iii-international-banking-framework::SRP31Identify, measure, govern and capitalise interest rate risk in the banking book
→basel-core-principles-for-effective-banking-supervision-2024::P23Principle 23: interest rate risk in the banking book
basel-iii-international-banking-framework::SRP33Govern trading book boundaries, valuation and market risk stress testing
→basel-core-principles-for-effective-banking-supervision-2024::P22Principle 22: market risk
basel-iii-international-banking-framework::SRP35Align compensation with prudent risk taking under board oversight
→basel-core-principles-for-effective-banking-supervision-2024::P14Principle 14: corporate governance
basel-iii-international-banking-framework::SRP50Report the liquidity monitoring metrics, including the intraday liquidity tools, to the supervisor
→basel-core-principles-for-effective-banking-supervision-2024::P24Principle 24: liquidity risk
Coverage crosswalk

A Basel III International Banking Framework to Basel Core Principles for Effective Banking Supervision (2024) crosswalk, built to order

The table above lists candidate mappings. A crosswalk answers the narrower question you are probably here for: which Basel Core Principles for Effective Banking Supervision (2024) controls your existing Basel III International Banking Framework work already satisfies, which are real gaps, and the reasoning behind every claim so you can check it. One pair, $299, one time.

Basel III International Banking Framework into Basel Core Principles for Effective Banking Supervision (2024)
Not published yet

This direction has not been through crosswalk review and sign off, so no coverage figure is published for it. Reporting an unreviewed number would be worse than reporting none. It can be built to order at the same price as a pair that is already on the shelf.

If the two frameworks turn out to have too little in common for a crosswalk to help you, we say so and refund it rather than send a number worth nothing.

Basel Core Principles for Effective Banking Supervision (2024) into Basel III International Banking Framework
Not published yet

This direction has not been through crosswalk review and sign off, so no coverage figure is published for it. Reporting an unreviewed number would be worse than reporting none. It can be built to order at the same price as a pair that is already on the shelf.

If the two frameworks turn out to have too little in common for a crosswalk to help you, we say so and refund it rather than send a number worth nothing.

Basel III International Banking Framework to Basel Core Principles for Effective Banking Supervision (2024) (built to order)
$299
per framework pair, one time
  • Every evidenced control, with the reasoning behind it
  • Every gap, with what it requires
  • Its level of review stated plainly, not a bare number

Why this page shows two different percentages. The 19% in the header counts how many Basel III International Banking Framework controls carry at least one candidate mapping in the graph, before any review. The crosswalk percentage counts something stricter: how many Basel Core Principles for Effective Banking Supervision (2024) controls are actually evidenced, after a pass that argued against each mapping and kept only what survived. They answer different questions and they are not meant to agree.

A crosswalk narrows the work. It does not replace an audit, and your assessor may take a different view on individual controls. Mappings between frameworks are judgements, not text printed in either standard, which is why every claim in the report shows its reasoning. Questions go to support@theartofservice.com.

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What are the key differences between Basel III International Banking Framework and Basel Core Principles for Effective Banking Supervision (2024)?

Basel III International Banking Framework has 84 controls across its framework, while Basel Core Principles for Effective Banking Supervision (2024) covers 17 controls. Direct mapping analysis identifies 16 overlapping controls (19% coverage). The frameworks diverge most significantly in Superseded batch representation – Basel III International Banking Framework, where 28 Basel III International Banking Framework controls have no direct Basel Core Principles for Effective Banking Supervision (2024) equivalent.

How many controls map between Basel III International Banking Framework and Basel Core Principles for Effective Banking Supervision (2024)?

Of 84 total Basel III International Banking Framework controls, 16 map directly to Basel Core Principles for Effective Banking Supervision (2024) controls, representing 19% coverage. The remaining 72 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping Basel III International Banking Framework to Basel Core Principles for Effective Banking Supervision (2024)?

72 Basel III International Banking Framework controls have no direct equivalent in Basel Core Principles for Effective Banking Supervision (2024). The highest concentration of gaps is in Superseded batch representation – Basel III International Banking Framework with 28 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between Basel III International Banking Framework and Basel Core Principles for Effective Banking Supervision (2024)?

The domain with the highest gap count is Superseded batch representation – Basel III International Banking Framework (28 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.