Cross-Framework Mapping

Basel Core Principles for Effective Banking Supervision (2024)vsBasel III International Banking Framework

See exactly how Basel Core Principles for Effective Banking Supervision (2024) controls map to Basel III International Banking Framework. Pre-computed mappings, identified gaps, and coverage analysis.

16
Controls Mapped
1
Gaps Found
53%
Coverage

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According to the TheArtOfService Compliance Knowledge Graph:

Basel Core Principles for Effective Banking Supervision (2024) maps to Basel III International Banking Framework with 53% coverage across 9 directly mapped controls. Analysis of 17 Basel Core Principles for Effective Banking Supervision (2024) controls identifies 16 compliance gaps, primarily concentrated in Principles 1 to 13: powers, responsibilities and functions of supervisors, and the bank duties within them – Basel Core Principles for Effective Banking Supervision (2024).

Source: TheArtOfService Knowledge Graph | 17 controls analysed | 868 frameworks | 315K+ cross-framework mappings

Control Mappings

Showing 16 of 16 mapped controls across 4 domains. Sign up to explore all 315K+ mappings across 868 frameworks.

Principles 14 to 16: corporate governance, risk management process and capital adequacy – Basel Core Principles for Effective Banking Supervision (2024)(6 mappings)

basel-core-principles-for-effective-banking-supervision-2024::P14Principle 14: corporate governance
→basel-iii-international-banking-framework::SRP35Align compensation with prudent risk taking under board oversight
basel-core-principles-for-effective-banking-supervision-2024::P15Principle 15: risk management process2 targets
→basel-iii-international-banking-framework::SRP20-ICAAPOperate an ICAAP that relates capital to all material risks
→basel-iii-international-banking-framework::SRP30Maintain a firm-wide risk management framework with stress testing, concentration, reputational and valuation controls
basel-core-principles-for-effective-banking-supervision-2024::P16Principle 16: capital adequacy3 targets
→basel-iii-international-banking-framework::CAP10Include only instruments that meet the CET1, Additional Tier 1 and Tier 2 eligibility criteria
→basel-iii-international-banking-framework::LEV10-30Maintain a Tier 1 leverage ratio of at least 3% on a correctly measured exposure base
→basel-iii-international-banking-framework::RBC20Meet the minimum risk-based capital ratios at all times on RWA that respect the output floor

Principles 17 to 21: credit, problem exposures, concentration, related party and country risks – Basel Core Principles for Effective Banking Supervision (2024)(1 mappings)

basel-core-principles-for-effective-banking-supervision-2024::P19Principle 19: concentration risk and large exposure limits
→basel-iii-international-banking-framework::LEX10-40Limit and report large exposures to counterparties and connected groups

Principles 22 to 25: market, banking book interest rate, liquidity and operational risk and resilience – Basel Core Principles for Effective Banking Supervision (2024)(7 mappings)

basel-core-principles-for-effective-banking-supervision-2024::P22Principle 22: market risk2 targets
→basel-iii-international-banking-framework::CAP50Maintain prudent valuation systems, controls and valuation adjustments for fair-valued positions
→basel-iii-international-banking-framework::SRP33Govern trading book boundaries, valuation and market risk stress testing
basel-core-principles-for-effective-banking-supervision-2024::P23Principle 23: interest rate risk in the banking book
→basel-iii-international-banking-framework::SRP31Identify, measure, govern and capitalise interest rate risk in the banking book
basel-core-principles-for-effective-banking-supervision-2024::P24Principle 24: liquidity risk3 targets
→basel-iii-international-banking-framework::LCR10-20Maintain a Liquidity Coverage Ratio of at least 100% and report it at least monthly
→basel-iii-international-banking-framework::NSF10-30Maintain a Net Stable Funding Ratio of at least 100% and report it at least quarterly
→basel-iii-international-banking-framework::SRP50Report the liquidity monitoring metrics, including the intraday liquidity tools, to the supervisor
basel-core-principles-for-effective-banking-supervision-2024::P25Principle 25: operational risk and operational resilience
→basel-iii-international-banking-framework::OPE25-LOSSIdentify, collect and treat internal operational loss data to the minimum standards

Principles 26 to 29: internal control and audit, financial reporting, disclosure and abuse of financial services – Basel Core Principles for Effective Banking Supervision (2024)(2 mappings)

basel-core-principles-for-effective-banking-supervision-2024::P28Principle 28: disclosure and transparency2 targets
→basel-iii-international-banking-framework::DIS10Publish a standalone, board-governed Pillar 3 report at the required frequency and assurance level
→basel-iii-international-banking-framework::DIS20-21-35Disclose key metrics, risk management approach, RWA overview, modelled versus standardised RWA and remuneration
Coverage crosswalk

A Basel Core Principles for Effective Banking Supervision (2024) to Basel III International Banking Framework crosswalk, built to order

The table above lists candidate mappings. A crosswalk answers the narrower question you are probably here for: which Basel III International Banking Framework controls your existing Basel Core Principles for Effective Banking Supervision (2024) work already satisfies, which are real gaps, and the reasoning behind every claim so you can check it. One pair, $299, one time.

Basel Core Principles for Effective Banking Supervision (2024) into Basel III International Banking Framework
Not published yet

This direction has not been through crosswalk review and sign off, so no coverage figure is published for it. Reporting an unreviewed number would be worse than reporting none. It can be built to order at the same price as a pair that is already on the shelf.

If the two frameworks turn out to have too little in common for a crosswalk to help you, we say so and refund it rather than send a number worth nothing.

Basel III International Banking Framework into Basel Core Principles for Effective Banking Supervision (2024)
Not published yet

This direction has not been through crosswalk review and sign off, so no coverage figure is published for it. Reporting an unreviewed number would be worse than reporting none. It can be built to order at the same price as a pair that is already on the shelf.

If the two frameworks turn out to have too little in common for a crosswalk to help you, we say so and refund it rather than send a number worth nothing.

Basel Core Principles for Effective Banking Supervision (2024) to Basel III International Banking Framework (built to order)
$299
per framework pair, one time
  • Every evidenced control, with the reasoning behind it
  • Every gap, with what it requires
  • Its level of review stated plainly, not a bare number

Why this page shows two different percentages. The 53% in the header counts how many Basel Core Principles for Effective Banking Supervision (2024) controls carry at least one candidate mapping in the graph, before any review. The crosswalk percentage counts something stricter: how many Basel III International Banking Framework controls are actually evidenced, after a pass that argued against each mapping and kept only what survived. They answer different questions and they are not meant to agree.

A crosswalk narrows the work. It does not replace an audit, and your assessor may take a different view on individual controls. Mappings between frameworks are judgements, not text printed in either standard, which is why every claim in the report shows its reasoning. Questions go to support@theartofservice.com.

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What are the key differences between Basel Core Principles for Effective Banking Supervision (2024) and Basel III International Banking Framework?

Basel Core Principles for Effective Banking Supervision (2024) has 17 controls across its framework, while Basel III International Banking Framework covers 84 controls. Direct mapping analysis identifies 9 overlapping controls (53% coverage). The frameworks diverge most significantly in Principles 1 to 13: powers, responsibilities and functions of supervisors, and the bank duties within them – Basel Core Principles for Effective Banking Supervision (2024), where 5 Basel Core Principles for Effective Banking Supervision (2024) controls have no direct Basel III International Banking Framework equivalent.

How many controls map between Basel Core Principles for Effective Banking Supervision (2024) and Basel III International Banking Framework?

Of 17 total Basel Core Principles for Effective Banking Supervision (2024) controls, 9 map directly to Basel III International Banking Framework controls, representing 53% coverage. The remaining 16 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping Basel Core Principles for Effective Banking Supervision (2024) to Basel III International Banking Framework?

16 Basel Core Principles for Effective Banking Supervision (2024) controls have no direct equivalent in Basel III International Banking Framework. The highest concentration of gaps is in Principles 1 to 13: powers, responsibilities and functions of supervisors, and the bank duties within them – Basel Core Principles for Effective Banking Supervision (2024) with 5 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between Basel Core Principles for Effective Banking Supervision (2024) and Basel III International Banking Framework?

The domain with the highest gap count is Principles 1 to 13: powers, responsibilities and functions of supervisors, and the bank duties within them – Basel Core Principles for Effective Banking Supervision (2024) (5 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

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