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Cross-Framework Mapping

AICPA SOC 1vsFTC Safeguards Rule (16 CFR Part 314)

See exactly how AICPA SOC 1 controls map to FTC Safeguards Rule (16 CFR Part 314). Pre-computed mappings, identified gaps, and coverage analysis.

19
Controls Mapped
6
Gaps Found
36%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

AICPA SOC 1 maps to FTC Safeguards Rule (16 CFR Part 314) with 36% coverage across 9 directly mapped controls. Analysis of 25 AICPA SOC 1 controls identifies 16 compliance gaps — primarily concentrated in AICPA SOC 1: Third-Party Risk Management.

Source: TheArtOfService Knowledge Graph | 25 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 19 of 19 mapped controls across 3 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

AICPA SOC 1: Cybersecurity Controls(2 mappings)

SOC1-08Application security controls
→FTC-314.4c4Secure Development Practices
SOC1-09Encryption and key management
→FTC-314.4c3Encryption

AICPA SOC 1: Operational Resilience(8 mappings)

SOC1-11Business continuity planning and testing2 targets
→FTC-314.4bWritten Risk Assessment
→LLOYDS-IR-03Resilience and Recovery
SOC1-12Disaster recovery procedures2 targets
→LLOYDS-IR-01Incident Response Plan
→LLOYDS-IR-03Resilience and Recovery
SOC1-13Third-party dependency management2 targets
→FTC-314.4bWritten Risk Assessment
→LLOYDS-IR-03Resilience and Recovery
SOC1-15Communication and escalation procedures2 targets
→FTC-314.4bWritten Risk Assessment
→LLOYDS-IR-03Resilience and Recovery

AICPA SOC 1: Incident Management & Reporting(9 mappings)

SOC1-21Incident detection and classification3 targets
→FTC-314.4jFTC Breach Notification
→LLOYDS-IR-01Incident Response Plan
→Sec. 314.4(h)Incident response plan
SOC1-23Regulatory reporting requirements3 targets
→FTC-314.4jFTC Breach Notification
→LLOYDS-IR-01Incident Response Plan
→Sec. 314.4(h)Incident response plan
SOC1-24Customer notification procedures3 targets
→FTC-314.4jFTC Breach Notification
→LLOYDS-IR-01Incident Response Plan
→Sec. 314.4(h)Incident response plan

Related Comparisons

Other AICPA SOC 1 comparisons

AICPA SOC 1 vs APRA CPS 23416 mappingsAICPA SOC 1 vs Open Banking Security16 mappingsAICPA SOC 1 vs HKMA SPM16 mappingsAICPA SOC 1 vs PCI SSF16 mappingsAICPA SOC 1 vs PCI P2PE16 mappingsAICPA SOC 1 vs PSD2 SCA16 mappingsAICPA SOC 1 vs FFIEC IT Examination Handbook16 mappingsAICPA SOC 1 vs BCBS 23916 mappings

Other FTC Safeguards Rule (16 CFR Part 314) comparisons

FTC GLBA Safeguards Rule (16 CFR Part 314) vs FTC Safeguards Rule (16 CFR Part 314)22 mappingsCSA CCM v4 vs FTC Safeguards Rule (16 CFR Part 314)20 mappingsUS Gramm-Leach-Bliley Act (GLBA) — Higher Education Safeguards Rule vs FTC Safeguards Rule (16 CFR Part 314)20 mappingsTISAX — Trusted Information Security Assessment Exchange vs FTC Safeguards Rule (16 CFR Part 314)19 mappingsCFTC System Safeguards (17 CFR 37, 38, 39, 49) vs FTC Safeguards Rule (16 CFR Part 314)19 mappingsCSA STAR (Security, Trust, Assurance, and Risk) vs FTC Safeguards Rule (16 CFR Part 314)18 mappingsUK Defence Standard 05-138 — Cyber Security for Defence Suppliers vs FTC Safeguards Rule (16 CFR Part 314)18 mappingsTelecommunications Sector Security Reforms (TSSR) vs FTC Safeguards Rule (16 CFR Part 314)18 mappings

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What are the key differences between AICPA SOC 1 and FTC Safeguards Rule (16 CFR Part 314)?

AICPA SOC 1 has 25 controls across its framework, while FTC Safeguards Rule (16 CFR Part 314) covers 32 controls. Direct mapping analysis identifies 9 overlapping controls (36% coverage). The frameworks diverge most significantly in AICPA SOC 1: Third-Party Risk Management, where 5 AICPA SOC 1 controls have no direct FTC Safeguards Rule (16 CFR Part 314) equivalent.

How many controls map between AICPA SOC 1 and FTC Safeguards Rule (16 CFR Part 314)?

Of 25 total AICPA SOC 1 controls, 9 map directly to FTC Safeguards Rule (16 CFR Part 314) controls — representing 36% coverage. The remaining 16 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping AICPA SOC 1 to FTC Safeguards Rule (16 CFR Part 314)?

16 AICPA SOC 1 controls have no direct equivalent in FTC Safeguards Rule (16 CFR Part 314). The highest concentration of gaps is in AICPA SOC 1: Third-Party Risk Management with 5 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between AICPA SOC 1 and FTC Safeguards Rule (16 CFR Part 314)?

The domain with the highest gap count is AICPA SOC 1: Third-Party Risk Management (5 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

Related Resources

How to Map Controls Across Frameworks|Multi-Framework Compliance Guide|Compliance Glossary

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