Cross-Framework Mapping

FTC GLBA Safeguards Rule (16 CFR Part 314)vsSSAE 18 — Attestation Standards (SOC Reporting)

See exactly how FTC GLBA Safeguards Rule (16 CFR Part 314) controls map to SSAE 18 — Attestation Standards (SOC Reporting). Pre-computed mappings, identified gaps, and coverage analysis.

35
Controls Mapped
1
Gaps Found
42%
Coverage

According to the TheArtOfService Compliance Knowledge Graph:

FTC GLBA Safeguards Rule (16 CFR Part 314) maps to SSAE 18 — Attestation Standards (SOC Reporting) with 42% coverage across 15 directly mapped controls. Analysis of 36 FTC GLBA Safeguards Rule (16 CFR Part 314) controls identifies 21 compliance gaps — primarily concentrated in Safeguard Elements.

Source: TheArtOfService Knowledge Graph | 36 controls analysed | 693 frameworks | 819K+ cross-framework mappings

Control Mappings

Showing 20 of 35 mapped controls across 4 domains. Sign up to explore all 819K+ mappings across 693 frameworks.

Incident Response and Reporting(20 mappings)

FTC-314.4gProgram Evaluation and Adjustment3 targets
SSAE18-CC3.1CC3.1 — COSO Principle 6: Risk Identification
SSAE18-CC3.2CC3.2 — COSO Principle 7: Risk Analysis
SSAE18-SOC1-02Risk Assessment
FTC-314.4hWritten Incident Response Plan
SSAE18-CC7.4CC7.4 — Incident Response
FTC-314.4iBoard / Senior Officer Reporting3 targets
SSAE18-CC3.1CC3.1 — COSO Principle 6: Risk Identification
SSAE18-CC3.2CC3.2 — COSO Principle 7: Risk Analysis
SSAE18-SOC1-02Risk Assessment
FTC-314.4jFTC Breach Notification2 targets
SSAE18-CC7.4CC7.4 — Incident Response
SSAE18-CC7.5CC7.5 — Incident Recovery
FTC-314.5Exemption for Small Institutions3 targets
SSAE18-CC3.1CC3.1 — COSO Principle 6: Risk Identification
SSAE18-CC3.2CC3.2 — COSO Principle 7: Risk Analysis
SSAE18-SOC1-02Risk Assessment
LLOYDS-IR-01Incident Response Plan4 targets
SSAE18-A1.2A1.2 — Environmental Protections and Recovery
SSAE18-A1.3A1.3 — Recovery Plan Testing
SSAE18-CC7.4CC7.4 — Incident Response
SSAE18-CC7.5CC7.5 — Incident Recovery
LLOYDS-IR-02Lloyd's Incident Reporting
SSAE18-CC7.4CC7.4 — Incident Response
LLOYDS-IR-03Resilience and Recovery3 targets
SSAE18-A1.1A1.1 — Availability Commitments and Requirements
SSAE18-A1.2A1.2 — Environmental Protections and Recovery
SSAE18-A1.3A1.3 — Recovery Plan Testing

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Related Comparisons

Other FTC GLBA Safeguards Rule (16 CFR Part 314) comparisons

Other SSAE 18 — Attestation Standards (SOC Reporting) comparisons

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What are the key differences between FTC GLBA Safeguards Rule (16 CFR Part 314) and SSAE 18 — Attestation Standards (SOC Reporting)?

FTC GLBA Safeguards Rule (16 CFR Part 314) has 36 controls across its framework, while SSAE 18 — Attestation Standards (SOC Reporting) covers 47 controls. Direct mapping analysis identifies 15 overlapping controls (42% coverage). The frameworks diverge most significantly in Safeguard Elements, where 7 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct SSAE 18 — Attestation Standards (SOC Reporting) equivalent.

How many controls map between FTC GLBA Safeguards Rule (16 CFR Part 314) and SSAE 18 — Attestation Standards (SOC Reporting)?

Of 36 total FTC GLBA Safeguards Rule (16 CFR Part 314) controls, 15 map directly to SSAE 18 — Attestation Standards (SOC Reporting) controls — representing 42% coverage. The remaining 21 controls represent compliance gaps requiring additional documentation or compensating controls to satisfy both frameworks simultaneously.

What are the compliance gaps when mapping FTC GLBA Safeguards Rule (16 CFR Part 314) to SSAE 18 — Attestation Standards (SOC Reporting)?

21 FTC GLBA Safeguards Rule (16 CFR Part 314) controls have no direct equivalent in SSAE 18 — Attestation Standards (SOC Reporting). The highest concentration of gaps is in Safeguard Elements with 7 unmapped controls. These gaps represent areas where additional controls, policies, or documentation must be created to achieve compliance with both frameworks.

Which control domains have the most gaps between FTC GLBA Safeguards Rule (16 CFR Part 314) and SSAE 18 — Attestation Standards (SOC Reporting)?

The domain with the highest gap count is Safeguard Elements (7 gaps). Export the full domain-by-domain gap breakdown via the Professional tier to generate a prioritised remediation roadmap.

This platform provides educational compliance tools, not legal, regulatory, or professional compliance advice. Cross-framework mappings are AI-assisted interpretations and do not reproduce or replace official standards. Framework names and trademarks belong to their respective owners. Consult qualified professionals for your specific compliance requirements. See our Terms of Service.