Australia Corporations Act 2001 (Cth)
Chapter 7 Part 7.6: Australian financial services licence and general obligations – Australia Corporations Act 2001 (Cth)

Australia Corporations Act 2001 (Cth) s912A-1e-f: s 912A(1)(e) and (f) Maintain competence and ensure representatives are trained and competent

The licensee maintains the competence to provide its financial services, including responsible managers with appropriate knowledge and skills, and ensures its representatives are adequately trained (including meeting continuing professional development requirements for relevant providers) and competent (both civil penalty provisions).

Maintained by Gerard Blokdyk

Other controls in Chapter 7 Part 7.6: Australian financial services licence and general obligations – Australia Corporations Act 2001 (Cth)

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