Australia Corporations Act 2001 (Cth)
Chapter 7 Part 7.6: Australian financial services licence and general obligations – Australia Corporations Act 2001 (Cth)

Australia Corporations Act 2001 (Cth) s912A-1b-ca: s 912A(1)(b), (c) and (ca) Comply with licence conditions and financial services laws, and ensure representatives comply

The licensee complies with the conditions on its licence and with the financial services laws, and takes reasonable steps to ensure its representatives comply with the financial services laws (other than claims-handling service providers acting for insurers, for claims handling) (paragraph (ca) is a civil penalty provision).

Maintained by Gerard Blokdyk

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