Australia Corporations Act 2001 (Cth)
Chapter 7 Part 7.6: Australian financial services licence and general obligations – Australia Corporations Act 2001 (Cth)

Australia Corporations Act 2001 (Cth) s912A-1aa: s 912A(1)(aa) Maintain adequate conflicts of interest management arrangements

The licensee has adequate arrangements to manage conflicts of interest that may arise, wholly or partly, in its or its representatives' provision of financial services (civil penalty). Arrangements typically control, avoid or disclose conflicts.

Maintained by Gerard Blokdyk

Other controls in Chapter 7 Part 7.6: Australian financial services licence and general obligations – Australia Corporations Act 2001 (Cth)

Query this from an agent

The graph holds this control, the 0 it maps to, and the evidence behind each claim, over MCP and REST.