ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)
Chapter 3: Client relationships, client money and best execution – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

ASIC Market Integrity Rules (Securities Markets) 2017 (Australia) 3.6: Do not give advice that damages clients when holding non-public price-sensitive information; maintain information barriers

A participant holding non-public, price-sensitive information through a client relationship must not advise another client in a way that would damage either client's interests, unless effective information barriers separate the business areas and the adviser does not hold the information.

Maintained by Gerard Blokdyk

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