ASIC Market Integrity Rules (Securities Markets) 2017 (Australia) 3.1: Give required documents and client agreements before accepting a client's first order, and keep them

Before accepting a client's order the participant must give the documents required by the Corporations Act and this Part (for example options, warrants or partly paid securities disclosures and client agreements with the minimum terms), and keep copies of each client agreement and disclosure for at least seven years after it ends.