ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)
Chapter 3: Client relationships, client money and best execution – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

ASIC Market Integrity Rules (Securities Markets) 2017 (Australia) 3.4: Send compliant trade confirmations as soon as practicable

A participant must send a confirmation for each market transaction entered on a client's instructions or MDA, in writing or electronically, as soon as practicable, containing the Corporations Act Part 7.9 information and the required statements (with accumulation, price averaging and wholesale client variations permitted under the rules).

Maintained by Gerard Blokdyk

Other controls in Chapter 3: Client relationships, client money and best execution – ASIC Market Integrity Rules (Securities Markets) 2017 (Australia)

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